Mark Spidell is listed as an executive officer, director, and promoter on 4 SEC Form D filings by 2 issuers between Jun 2024 and Sep 2026: Defiance Capital Fund, LLC (Glenwood Springs, CO — other real estate — 2024–2026; $12.5M reported sold to 47 investors) and Defiance Capital SubREIT, LLC (Glenwood Springs, CO — reits and finance — 2024; $63K reported sold to 125 investors).
What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter, over about 2 years. Across those companies the filings report $12.6M sold in total.
No other person or management entity is listed on the same filings.
What this means The filings name this person alone — no co-officers, directors or promoters were listed.
All 2 issuers belong to the sponsor group Defiance (2 issuers, $12.6M reported sold, 2024–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Defiance has 2 companies on file and $12.6M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 4 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for Mark Spidell and found 8 differences, 1 worth asking the sponsor about: Form D filed 346 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.