Mark Simmer is listed as an executive officer, director, and promoter on 27 SEC Form D filings by 11 issuers between Mar 2014 and Oct 2026. Largest by amount reported sold: Clear Haven Ultra Short Investment Grade Bond Fund, LP (New York, NY — pooled investment fund — 2022–2025; $80.5M reported sold to 85 investors), Clear Haven Investment Fund, LP - Clear Haven Credit Opportunities Fund II Series (New York, NY — pooled investment fund — 2022–2023; $36.8M reported sold to 51 investors), Clear Haven Investment Fund, LP - CH Receivables SPV Series (New York, NY — pooled investment fund — 2020–2022; $26.7M reported sold to 31 investors), Clear Haven Total Return Partners Fund, LP (New York, NY — pooled investment fund — 2023–2026; $24.8M reported sold to 54 investors), Clear Haven Investment Fund, LP - Clear Haven Credit Opportunities Fund I Series (New York, NY — pooled investment fund — 2020–2022; $23.1M reported sold to 29 investors) and 6 more (all listed below).
What this means That is a lot of deals — 11 separate companies raised money with this person listed as executive officer, director, and promoter, over about 12 years. Across those companies the filings report $223.4M sold in total.
Listed alongside Alex Bashan (26 shared filings), Adam Young (6 shared filings), Aaron Sheen (1 shared filing), Brandon Shin (1 shared filing), Clear Haven Capital Management, LLC (1 shared filing, management entity) and 2 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.
All 11 issuers belong to the sponsor group Clear Haven (13 issuers, $228.1M reported sold, 2014–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Clear Haven has 13 companies on file and $228.1M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 8 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 27 public filings for Mark Simmer and found 8 differences, 2 worth asking the sponsor about: 4 bankruptcy cases name the subject or team members; Form D filed 82 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.