Mark Shulgan is listed as a director on 2 SEC Form D filings by 1 issuer between Oct 2020 and Dec 2020: Dialpad, Inc. (San Ramon, CA — telecommunications — 2020; $135.9M reported sold to 20 investors).
What this means One deal on file with the SEC, filed Dec 2020. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Brian Peterson (2 shared filings), Craig Walker (2 shared filings), Dan O'Connell (2 shared filings), Jen Grant (2 shared filings), John Kim (2 shared filings) and 6 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Mark Shulgan and found 3 differences: Offering amount changed between filings; Same name, different state: "Mark Shulgan" (A6) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.