Mark Sherwin is listed as an executive officer, director, and promoter on 13 SEC Form D filings by 10 issuers between May 2015 and Dec 2025. Largest by amount reported sold: Pittsburgh Coil Holdings, LLC (Oakmont, PA — investing — 2021–2022; $21M reported sold to 3 investors), Sage Absolute Return Life Equity, LLC (Tampa, FL — pooled investment fund — 2016; $212K reported sold to 2 investors), Midwest Tubular Group LLC (Pittsburgh, PA — manufacturing — 2024–2025), Sage ATM Investment Fund, LLC (St. Petersburg, FL — pooled investment fund — 2023), Sanford Aluminum Group, LLC (Pittsburgh, PA — manufacturing — 2022) and 5 more (all listed below).
What this means That is a lot of deals — 10 separate companies raised money with this person listed as executive officer, director, and promoter, over about 10 years. Across those companies the filings report $21.2M sold in total.
Listed alongside Mark McDonel (9 shared filings) and Matt Homme (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.
The issuers belong to 2 sponsor groups: Sea Venture (33 issuers, $45.2M reported sold, 2009–2025) and Sage Life (2 issuers, $0 reported sold, 2015–2020).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 13 public filings for Mark Sherwin and found 10 differences, 3 worth asking the sponsor about: Mark Sherwin appears on 8 deals that stopped filing before reaching their target; Paid seller listed without a CRD number: Mark Sherwin; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.