Mark Schwartz is listed as a director on 6 SEC Form D filings by 1 issuer between Aug 2013 and Nov 2018: STEBEN SELECT MULTI-STRATEGY MASTER FUND (Gaithersburg, MD — pooled investment fund — 2013–2018; $64.4M reported sold to 3 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Steben (3 issuers, $206.7M reported sold, 2009–2018).
What this means A sponsor group is one team that sets up a new company for each deal. Steben has 3 companies on file and $206.7M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for Mark Schwartz and found 7 differences, 1 worth asking the sponsor about: Amount sold went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.