Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:05 AM ET

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Mark S. Garbin

Named as an officer, director or promoter on SEC Form D filings · NY · Sep 17, 2009 → Sep 17, 2009

1deal (issuers)

$4.33Mreported sold

7investors

1Form D filing

2009year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:01 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark S. Garbin is listed as a director on 1 SEC Form D filing by 1 issuer in Sep 2009: Coherent Holding US LLC (Bronxville, NY — investing — 2009; $4.33M reported sold to 7 investors).

What this means One deal on file with the SEC, filed Sep 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Dawn M. Palo (1 shared filing) and Sanford F. Sloane (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 3 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Mark S. Garbin and found 1 difference: Same name, different state: "Mark Garbin" (KY) is a separate record.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark S. Garbin has not run yet — it is joining a line of 6,288 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Lehman Capital v. Garbin dismissed

District Court, N.D. Illinois · No. 1:99-cv-02020 · Filed Mar 29, 1999 · Closed Jun 11, 1999 · Nature of suit: 220 Foreclosure

Role of Garbin: Defendant · Outcome: Terminated 1999-06-11 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 6 federal dockets); surname only in the caption; court in IL (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:01 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark S. Garbin..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

Mark Louis Garbin and Barbara Ann Garbin closed

United States Bankruptcy Court, M.D. North Carolina · No. 02-82156 · Filed Jul 19, 2002 · Closed Dec 6, 2005

Role of Mark Louis Garbin and Barbara Ann Garbin: Debtor · Outcome: Case closed 2005-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 6 federal dockets); different first name (louis); court in NC (not a filing state)

Garbin v. Chrysler Credit Corporation closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 94-02397 · Filed Nov 9, 1994 · Closed Jan 24, 1995

Role of Garbin: Plaintiff · Outcome: Case closed 1995-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 6 federal dockets); surname only in the caption; court in PA (not a filing state)

Mark L. Garbin and Barbara A. Garbin closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 94-22910 · Filed Sep 1, 1994 · Closed Jul 21, 1999

Role of Mark L. Garbin and Barbara A. Garbin: Debtor · Outcome: Case closed 1999-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 6 federal dockets); first name matches; 3 people with this name in Form D filings; court in PA (not a filing state); middle initial differs

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:01 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

1 difference found between the filings for Mark S. Garbin (compared 1 filing on Oct 24, 2026)

Note · Mar 16, 2021

Same name, different state: "Mark Garbin" (KY) is a separate record

This page covers filings where the address state is NY. A separate record, "Mark Garbin" with address state KY, is listed on 1 filing — most recently by E. J. Curley & Co. (Mar 16, 2021). The two records do not overlap in time: this page has one filing dated Sep 17, 2009; the other has one filing dated Mar 16, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Garbin (KY) — PartnerFacts page ↗Form D · Mar 16, 2021 ↗E. J. Curley & Co. — PartnerFacts page ↗Mark S. Garbin (NY) — this page ↗

Sources

Mark Garbin (KY) — PartnerFacts page ↗ (Mar 16, 2021)
Form D · Mar 16, 2021 ↗ (Mar 16, 2021)
E. J. Curley & Co. — PartnerFacts page ↗ (Mar 16, 2021)
Mark S. Garbin (NY) — this page ↗ (Sep 17, 2009)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Sep 17, 2009 D Coherent Holding US LLC File 021-134525	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Mark S. Garbin on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Investing

Coherent Holding US LLC

Bronxville, NY · Sep 17, 2009

Sep 17, 2009 · D · $4,330,000 sold of $4,330,000 · 7 investors · min. $200,000 · role: Director EDGAR ↗

Raised $4.33M from 7 investors (100% of the $4.33M target) as of the latest filing. Mark is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Mark Garbin — NY, 2 issuers, Aug 28, 2014 → Jun 26, 2026 · no shared issuer
Mark Garbin — KY, 1 issuer, Mar 16, 2021 → Mar 16, 2021 · no shared issuer

People around Mark 2

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Sanford F. Sloane

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark S. Garbin. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Dawn M. Palo

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark S. Garbin. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark S. Garbin by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark S. Garbin is listed on: none on file. No website or social profile named in Coherent Holding US LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #369,408 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Bronxville, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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Members get an email when Mark S. Garbin appears on a new Form D, or when a court case or SEC action is matched to them. See plans →

Mark S. Garbin

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Same name, different state: "Mark Garbin" (KY) is a separate record

5. Money to insiders

Deals 1

Coherent Holding US LLC

People around Mark 2

Sanford F. Sloane

Dawn M. Palo

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person