Mark R. Keisel is listed as an executive officer on 2 SEC Form D filings by 2 issuers between Jul 2011 and Sep 2011: PIMCO Cayman Commodity Fund VII, Ltd. (Newport Beach, CA — pooled investment fund — 2011; $196.5M reported sold to 1 investors) and PIMCO Cayman Commodity Fund VI, Ltd. (Newport Beach, CA — pooled investment fund — 2011; $23M reported sold to 1 investors).
What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $219.5M sold in total.
All 2 issuers belong to the sponsor group Pimco (263 issuers, $128.51B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Pimco has 263 companies on file and $128.51B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 4 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Mark R. Keisel and found 3 differences, 2 worth asking the sponsor about: Mark R. Keisel is no longer listed on the Oct 22, 2012 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.