Mark Puente is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in May 2021: Alterwood Health, Inc. (Wilmington, DE — health insurance — 2021; $10.4M reported sold to 40 investors).
What this means One deal on file with the SEC, filed May 2021. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
No other person or management entity is listed on the same filings.
What this means The filings name this person alone — no co-officers, directors or promoters were listed.
The issuer belongs to the sponsor group Alterwood (2 issuers, $35M reported sold, 2021–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Alterwood has 2 companies on file and $35M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 1 public filing for Mark Puente and found 2 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Mark Puente" (MD) is a separate record.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.