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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:47 AM ET

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Mark Pomeranz

Named as an officer, director or promoter on SEC Form D filings · NJ · May 28, 2009 → Mar 12, 2014

1deal (issuers)
$50.4Mreported sold
39investors
11Form D filings
2009–2014years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark Pomeranz is listed as an executive officer and director on 11 SEC Form D filings by 1 issuer between May 2009 and Mar 2014: SVELTE MEDICAL SYSTEMS INC (New Providence, NJ — biotechnology — 2009–2014; $50.4M reported sold to 39 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Phillip D. Torrence (11 shared filings), Robert Flanagan (11 shared filings), Mark A. Kielek (10 shared filings), David R. Fischell (9 shared filings), Mina Sooch (9 shared filings) and 11 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 court cases matching the name, 2 state regulator orders, 7 bankruptcy cases matching the name listed in Key records below.

What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 11 public filings for Mark Pomeranz and found 17 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark Pomeranz has not run yet — it is joining a line of 60,896 names; searches run around the clock at the hosts' allowed rate. Searched so far: 706 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 2 dismissed, 1 closed (disposition not in docket feed)

Pomeranz v. Omnicare, Inc. dismissed
District Court, E.D. Michigan · No. 2:11-cv-13831 · Filed Sep 1, 2011 · Closed May 22, 2013 · Nature of suit: 890 Other statutory actions
Role of Pomeranz: Plaintiff · Outcome: Terminated 2013-05-22 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 12 federal dockets); surname only in the caption; court in MI (not a filing state)
Pomeranz, Doris v. Kmart Corporation dismissed
District Court, Virgin Islands · No. 3:04-cv-00004 · Filed Jan 16, 2004 · Closed Dec 2, 2009 · Nature of suit: 890 Other statutory actions
Role of Pomeranz, Doris: Plaintiff · Outcome: Terminated 2009-12-02 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 12 federal dockets); different first name (doris); court in VI (not a filing state)
POMERANZ v. INTERCO INC., closed
District Court, D. Colorado · No. · Filed May 6, 1987 · Closed Mar 9, 1988 · Nature of suit: 190 Other contract actions
Role of POMERANZ: Plaintiff · Outcome: Terminated 1988-03-09 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 12 federal dockets); surname only in the caption; court in CO (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 state regulator orders

Individuals Barred Or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Alan E. Pomeranz (Registered Representative, Boca Raton, Florida)
As listed by the regulator: Alan E. Pomeranz (Registered Representative, Boca Raton, Florida) submitted an Offer of Settlement pursuant to which he was fined $50,000, required to disgorge $302,748 in commissions to customers, and barred from association with any NASD member in any capacity. Without admitting or denying the allegations, Pomeranz consented to the described sanctions and to the entry of findings that he participated in private securities transactions without providing prior written notice to or obtaining approval from his member firm regarding the transactions. Order / docket ↗ Regulator's list ↗
same rare surname (5 people in Form D filings); different first name (alan); nationwide regulator (FINRA) — the state is not a signal
Individuals Barred or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Harold Stephen Pomeranz (CRD #365461, Plainview, New York)
As listed by the regulator: Harold Stephen Pomeranz (CRD #365461, Plainview, New York) submitted an AWC in which he was assessed a deferred fine of $5,000 and suspended from association with any FINRA member in any capacity for three months. Without admitting or denying the findings, Pomeranz consented to the sanctions and to the entry of findings that he recommended a number of unsuitable short-term unit investment trust (UIT) transactions in an elderly customer’s account. The suspension is in effect from March 6, 2017, through June 5, 2017. Order / docket ↗ Regulator's list ↗
same rare surname (5 people in Form D filings); different first name (stephen); nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark Pomeranz..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

7 cases: 7 closed (disposition not in docket feed)

Pomeranz v. US Bank National Association, as Trustee for the H closed
United States Bankruptcy Court, S.D. New York · No. 15-08382 · Filed Nov 30, 2015 · Closed May 18, 2016
Role of Pomeranz: Plaintiff · Outcome: Case closed 2016-05-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 12 federal dockets); surname only in the caption; court in NY (not a filing state)
Jeffrey B Pomeranz closed
United States Bankruptcy Court, S.D. New York · No. 13-24051 · Filed Dec 18, 2013 · Closed May 18, 2016
Role of Jeffrey B Pomeranz: Debtor · Outcome: Case closed 2016-05-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 12 federal dockets); different first name (jeffrey); court in NY (not a filing state)
Kmart Corporation v. Pomeranz closed
United States Bankruptcy Court, N.D. Illinois · No. 06-00004 · Filed Jan 3, 2006 · Closed Sep 11, 2006
Role of Pomeranz: Defendant · Outcome: Case closed 2006-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 12 federal dockets); surname only in the caption; court in IL (not a filing state)
Jeffrey Pomeranz closed
United States Bankruptcy Court, N.D. California · No. 03-33278 · Filed Nov 5, 2003 · Closed Mar 20, 2007
Role of Jeffrey Pomeranz: Debtor · Outcome: Case closed 2007-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 12 federal dockets); different first name (jeffrey); court in CA (not a filing state)
Richard C. Breeden, Esq. v. Marlene Pomeranz Revocable Trust closed
United States Bankruptcy Court, N.D. New York · No. 98-58301 · Filed Mar 26, 1998 · Closed May 24, 2000
Role of Marlene Pomeranz Revocable Trust: Defendant · Outcome: Case closed 2000-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 12 federal dockets); different first name (marlene); court in NY (not a filing state)
Richard C. Breeden, Esq. v. Pomeranz closed
United States Bankruptcy Court, N.D. New York · No. 98-50372 · Filed Mar 25, 1998 · Closed Mar 15, 2000
Role of Pomeranz: Defendant · Outcome: Case closed 2000-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 12 federal dockets); surname only in the caption; court in NY (not a filing state)
Colmark I Limited Partnership v. Graubard Mollen Horowitz Pomeranz Shapir closed
United States Bankruptcy Court, D. Connecticut · No. 93-02058 · Filed Feb 26, 1993 · Closed Nov 20, 1996
Role of Graubard Mollen Horowitz Pomeranz Shapir: Defendant · Outcome: Case closed 1996-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 12 federal dockets); different first name (horowitz); court in CT (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

17 differences found between the filings for Mark Pomeranz — 4 worth asking about (compared 11 filings on Oct 24, 2026)

Note · Nov 30, 2015 – May 18, 2016

Bankruptcy case: Pomeranz v. US Bank National Association, as Trustee for the H — filed Nov 30, 2015

United States Bankruptcy Court, S.D. New York docket "Pomeranz v. US Bank National Association, as Trustee for the H" filed Nov 30, 2015, closed May 18, 2016. Mark Pomeranz is listed as Plaintiff ("Pomeranz"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗
Sources
Note · Jan 3, 2006 – Sep 11, 2006

Bankruptcy case: Kmart Corporation v. Pomeranz — filed Jan 3, 2006

United States Bankruptcy Court, N.D. Illinois docket "Kmart Corporation v. Pomeranz" filed Jan 3, 2006, closed Sep 11, 2006. Mark Pomeranz is listed as Defendant ("Pomeranz"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Illinois ↗
Sources
Note · Mar 25, 1998 – Mar 15, 2000

Bankruptcy case: Richard C. Breeden, Esq. v. Pomeranz — filed Mar 25, 1998

United States Bankruptcy Court, N.D. New York docket "Richard C. Breeden, Esq. v. Pomeranz" filed Mar 25, 1998, closed Mar 15, 2000. Mark Pomeranz is listed as Defendant ("Pomeranz"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. New York ↗
Sources
Worth asking · Nov 27, 2009 – Mar 16, 2010

Amount sold went down between filings — SVELTE MEDICAL SYSTEMS INC

The Nov 27, 2009 filing says $6,000,000 sold; the Mar 16, 2010 Form D/A says $4,151,043 sold — $1,848,957 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Nov 27, 2009 ↗Form D/A (later) · Mar 16, 2010 ↗SVELTE MEDICAL SYSTEMS INC — PartnerFacts page ↗
Sources
Worth asking · May 28, 2009 – Nov 27, 2009

Amount sold went down between filings — SVELTE MEDICAL SYSTEMS INC

The May 28, 2009 filing says $6,270,000 sold; the Nov 27, 2009 Form D says $6,000,000 sold — $270,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · May 28, 2009 ↗Form D (later) · Nov 27, 2009 ↗SVELTE MEDICAL SYSTEMS INC — PartnerFacts page ↗
Sources
Worth asking · May 28, 2009 – Nov 27, 2009

Investor count went down between filings — SVELTE MEDICAL SYSTEMS INC

The May 28, 2009 filing reports 25 investors; the Nov 27, 2009 Form D reports 11 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · May 28, 2009 ↗Form D (later) · Nov 27, 2009 ↗SVELTE MEDICAL SYSTEMS INC — PartnerFacts page ↗
Sources
Note · Jun 21, 2012

16% of the money raised went to insiders — SVELTE MEDICAL SYSTEMS INC

The Jun 21, 2012 Form D reports $5,000,000 sold and $800,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Jun 21, 2012 ↗SVELTE MEDICAL SYSTEMS INC — PartnerFacts page ↗
Sources
Note · Oct 27, 2010

16% of the money raised went to insiders — SVELTE MEDICAL SYSTEMS INC

The Oct 27, 2010 Form D reports $4,492,700 sold and $725,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Oct 27, 2010 ↗SVELTE MEDICAL SYSTEMS INC — PartnerFacts page ↗
Sources
Note · Jan 29, 2009 – Jun 4, 2013

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — SVELTE MEDICAL SYSTEMS INC (latest filing Jun 4, 2013) · No amendment in the last 12 months on an offering that may still be open — SVELTE MEDICAL SYSTEMS INC (latest filing Jun 21, 2012) · No amendment in the last 12 months on an offering that may still be open — SVELTE MEDICAL SYSTEMS INC (latest filing Dec 14, 2011) · No amendment in the last 12 months on an offering that may still be open — SVELTE MEDICAL SYSTEMS INC (latest filing Jul 15, 2011) · No amendment in the last 12 months on an offering that may still be open — SVELTE MEDICAL SYSTEMS INC (latest filing Mar 16, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jun 4, 2013 ↗SVELTE MEDICAL SYSTEMS INC — PartnerFacts page ↗Form D · Jun 21, 2012 ↗Form D · Dec 14, 2011 ↗
Sources
Worth asking · Mar 12, 2014 – Mar 18, 2015

Mark Pomeranz is no longer listed on the Mar 18, 2015 amendment — SVELTE MEDICAL SYSTEMS INC

Mark Pomeranz appears on the Mar 12, 2014 Form D/A (executive officer) but not on the Mar 18, 2015 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Mar 12, 2014 ↗Form D/A · Mar 18, 2015 ↗Mark Pomeranz — PartnerFacts page ↗SVELTE MEDICAL SYSTEMS INC — PartnerFacts page ↗
Sources
Note · Jun 21, 2012 – Apr 29, 2013

Mark Pomeranz's role changed at SVELTE MEDICAL SYSTEMS INC: executive officer, director → executive officer

The Jun 21, 2012 filing lists Mark Pomeranz as executive officer, director; the Apr 29, 2013 Form D lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jun 21, 2012 ↗Form D · Apr 29, 2013 ↗Mark Pomeranz — PartnerFacts page ↗SVELTE MEDICAL SYSTEMS INC — PartnerFacts page ↗
Sources
Note · May 28, 2009 – Mar 18, 2015

6 offerings changed their target amount between filings

Offering amount changed between filings — SVELTE MEDICAL SYSTEMS INC · Offering amount changed between filings — SVELTE MEDICAL SYSTEMS INC · Offering amount changed between filings — SVELTE MEDICAL SYSTEMS INC · Offering amount changed between filings — SVELTE MEDICAL SYSTEMS INC · Offering amount changed between filings — SVELTE MEDICAL SYSTEMS INC · and 1 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · Mar 12, 2014 ↗Form D/A (later) · Mar 18, 2015 ↗SVELTE MEDICAL SYSTEMS INC — PartnerFacts page ↗Form D (earlier) · Nov 8, 2013 ↗
Sources
Note · May 28, 2009 – Nov 27, 2009

Minimum investment changed between filings — SVELTE MEDICAL SYSTEMS INC

The May 28, 2009 filing lists a minimum of $6,250; the Nov 27, 2009 Form D lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · May 28, 2009 ↗Form D (later) · Nov 27, 2009 ↗SVELTE MEDICAL SYSTEMS INC — PartnerFacts page ↗
Sources
Note · May 28, 2009 – Jun 21, 2012

Industry group changed between filings — SVELTE MEDICAL SYSTEMS INC

"Biotechnology" (May 28, 2009 to Jul 15, 2011); then "Other Health Care" (Dec 14, 2011); then "Biotechnology" (Jun 21, 2012 to Jul 27, 2016).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D/A · May 28, 2009 ↗Form D · Dec 14, 2011 ↗Form D · Jun 21, 2012 ↗SVELTE MEDICAL SYSTEMS INC — PartnerFacts page ↗
Sources
Note · May 28, 2009 – Feb 22, 2016

Reported revenue range changed between filings — SVELTE MEDICAL SYSTEMS INC

"Decline to Disclose" (May 28, 2009); then "No Revenues" (Mar 16, 2010); then "$1 - $1,000,000" (Oct 27, 2010); then "Decline to Disclose" (Feb 22, 2016).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D/A · May 28, 2009 ↗Form D/A · Mar 16, 2010 ↗Form D · Oct 27, 2010 ↗Form D/A · Feb 22, 2016 ↗
Sources
Note · Feb 7, 2017

Same name, different state: "Mark Pomeranz" (PA or L3) is a separate record

This page covers filings where the address state is NJ. A separate record, "Mark Pomeranz" with address state PA or L3, is listed on 2 filings — most recently by Motus GI Holdings, Inc. (Feb 7, 2017). The two records do not overlap in time: this page runs May 28, 2009 to Mar 12, 2014; the other has one filing dated Feb 7, 2017.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Pomeranz (PA,L3) — PartnerFacts page ↗Form D · Feb 7, 2017 ↗Motus GI Holdings, Inc. — PartnerFacts page ↗Mark Pomeranz (NJ) — this page ↗
Sources
Note · Jun 21, 2012 – Apr 29, 2013

Address moved from Kalamazoo, MI to New Providence, NJ — SVELTE MEDICAL SYSTEMS INC

The people listed on the Jun 21, 2012 filing give Kalamazoo, MI; on the Apr 29, 2013 filing they give New Providence, NJ.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jun 21, 2012 ↗Form D · Apr 29, 2013 ↗SVELTE MEDICAL SYSTEMS INC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 6 offerings reports sales commissions totalling $430,000; 0 report finder's fees; 4 report proceeds to related persons totalling $3,114,642. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 12, 2014 D/A
SVELTE MEDICAL SYSTEMS INC
File 021-206072
$430,000 (est.)$0$1,360,000 (est.)Piper Jaffray & Co. BrokerCheck CRD 655 ↗EDGAR ↗
Jun 4, 2013 D/A
SVELTE MEDICAL SYSTEMS INC
File 021-195730
$0$0$229,642 (est.)None listed on this filingEDGAR ↗
Jun 21, 2012 D
SVELTE MEDICAL SYSTEMS INC
File 021-180116
$0$0$800,000 (est.)None listed on this filingEDGAR ↗
Dec 14, 2011 D
SVELTE MEDICAL SYSTEMS INC
File 021-170051
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 15, 2011 D/A
SVELTE MEDICAL SYSTEMS INC
File 021-149681
$0$0$725,000 (est.)None listed on this filingEDGAR ↗
Mar 16, 2010 D/A
SVELTE MEDICAL SYSTEMS INC
File 021-102229
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Mark Pomeranz on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SM
Biotechnology

SVELTE MEDICAL SYSTEMS INC

New Providence, NJ · May 28, 2009 → Mar 12, 2014 · 11 filings
  • Mar 12, 2014 · D/A · $26,636,324 sold of $26,636,324 · 27 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 8, 2013 · D · $17,931,354 sold of $21,637,118 · 26 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 4, 2013 · D/A · $4,307,884 sold of $5,470,329 · 7 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 29, 2013 · D · $1,809,555 sold of $3,000,000 · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 21, 2012 · D · $5,000,000 sold of $7,000,000 · 13 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Dec 14, 2011 · D · $18,784,666 sold of $35,000,000 · 22 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jul 15, 2011 · D/A · $9,694,400 sold of $12,000,000 · 22 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 27, 2010 · D · $4,492,700 sold of $6,000,000 · 14 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 16, 2010 · D/A · $4,151,043 sold of $10,000,000 · 22 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Nov 27, 2009 · D · $6,000,000 sold of $9,000,000 · 11 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 28, 2009 · D/A · $6,270,000 sold of $8,000,000 · 25 investors · min. $6,250 · role: Executive Officer, Director EDGAR ↗

Raised $50.4M from 39 investors (100% of the $26.6M target) as of the latest filing. Mark is listed as executive officer, director on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Mark Pomeranz — PA, Israel (as filed: L3), 2 issuers, Feb 7, 2017 → Feb 7, 2017 · no shared issuer

People around Mark 16

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

PT
No photo found yet (own website and image search run after this page is viewed)
Person

Phillip D. Torrence

Executive Officer · 11 shared filings (1 issuer) · also on 4 other issuers

Phillip D. Torrence is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Flanagan

Director · 11 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Mark Pomeranz. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Mark A. Kielek

Executive Officer · 10 shared filings (1 issuer)

Listed on the same filings as Mark Pomeranz. Their page shows their other deals.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

Tim A. Fischell

Executive Officer, Director · 9 shared filings (1 issuer) · also on 4 other issuers

Tim A. Fischell is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Robert E. Fischell

Executive Officer, Director · 9 shared filings (1 issuer) · also on 7 other issuers

Robert E. Fischell is on 8 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mina Sooch

Director · 9 shared filings (1 issuer) · also on 6 other issuers

Mina Sooch is on 7 issuers in total — a repeat sponsor. Their page lists every one.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

David R. Fischell

Executive Officer, Director · 9 shared filings (1 issuer) · also on 7 other issuers

David R. Fischell is on 8 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert W. Croce

Director · 9 shared filings (1 issuer) · also on 11 other issuers

Robert W. Croce is on 12 issuers in total — a repeat sponsor. Their page lists every one.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Dan Bowen

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Pomeranz. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Burpee

Director · 5 shared filings (1 issuer)

Listed on the same filings as Mark Pomeranz. Their page shows their other deals.

MJ
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Johnson

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Mark Pomeranz. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Richard T. Spencer

Executive Officer · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Pomeranz. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jack Darby

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Mark Pomeranz. Their page shows their other deals.

FC
No photo found yet (own website and image search run after this page is viewed)
Person

Fernando Di Caprio

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Pomeranz. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Janet Burpee

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark Pomeranz. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Somu Subramaniam

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Mark Pomeranz. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark Pomeranz by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark Pomeranz is listed on: none on file. No website or social profile named in SVELTE MEDICAL SYSTEMS INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #192,172 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New Providence, NJ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New Jersey state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New Jersey Secretary of State business search ↗OpenCorporates ↗

Change history

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