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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:34 AM ET

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Mark Penna

Named as an officer, director or promoter on SEC Form D filings · NY · Sep 29, 2009 → Jul 17, 2025

24deals (issuers)
$721Mreported sold
1,271investors
46Form D filings
2009–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark Penna is listed as an executive officer, director, and promoter on 46 SEC Form D filings by 24 issuers between Sep 2009 and Jul 2025. Largest by amount reported sold: Emerald Creek Capital Income Fund IV, LLC (New York, NY — pooled investment fund — 2015–2021; $142.9M reported sold to 275 investors), Emerald Creek Capital Income Fund V, LLC (New York, NY — pooled investment fund — 2019–2020; $127.6M reported sold to 238 investors), Emerald Creek Capital Cayman Income Fund V, LP (New York, NY — pooled investment fund — 2019–2020; $127.4M reported sold to 150 investors), Emerald Creek Capital Cayman Income Fund IV, LP (New York, NY — pooled investment fund — 2015–2021; $105.7M reported sold to 92 investors), ECC Income Fund Series CH, LLC (New York, NY — pooled investment fund — 2016–2020; $59.6M reported sold to 1 investors) and 19 more (all listed below).

What this means That is a lot of deals — 24 separate companies raised money with this person listed as executive officer, director, and promoter, over about 16 years. Across those companies the filings report $721M sold in total.

Listed alongside Mark Bahiri (45 shared filings), Tara Callori (42 shared filings), Lauren Petrozziello (28 shared filings), Lauren Elizabeth Petroziello (4 shared filings), Lauren Mola (4 shared filings) and 2 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

All 24 issuers belong to the sponsor group Emerald Creek (24 issuers, $703.7M reported sold, 2009–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Emerald Creek has 24 companies on file and $703.7M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 46 public filings for Mark Penna and found 8 differences, 4 worth asking the sponsor about: Amount sold went down between filings; 14 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark Penna has not run yet — it is joining a line of 18,724 names; searches run around the clock at the hosts' allowed rate. Searched so far: 29 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark Penna..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Mark A. Penna closed
United States Bankruptcy Court, D. New Jersey · No. 10-36266 · Filed Aug 26, 2010 · Closed Apr 5, 2011
Role of Mark A. Penna: Debtor · Outcome: Case closed 2011-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in NJ (not a filing state)
Mark A. Penna and Teresa K. Penna closed
United States Bankruptcy Court, W.D. New York · No. 2-87-21295 · Filed Sep 23, 1987 · Closed Jul 5, 1988
Role of Mark A. Penna and Teresa K. Penna: Debtor · Outcome: Case closed 1988-07-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Mark Penna — 4 worth asking about (compared 46 filings on Oct 24, 2026)

Worth asking · Mar 24, 2020 – Mar 17, 2021

Amount sold went down between filings — Emerald Creek Capital Cayman Income Fund IV, LP

The Mar 24, 2020 filing says $105,716,683 sold; the Mar 17, 2021 Form D/A says $97,524,740 sold — $8,191,943 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Mar 24, 2020 ↗Form D/A (later) · Mar 17, 2021 ↗Emerald Creek Capital Cayman Income Fund IV, LP — PartnerFacts page ↗
Sources
Worth asking · Mar 24, 2020 – Mar 17, 2021

Amount sold went down between filings — Emerald Creek Capital Income Fund IV, LLC

The Mar 24, 2020 filing says $135,390,539 sold; the Mar 17, 2021 Form D/A says $133,844,751 sold — $1,545,788 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Mar 24, 2020 ↗Form D/A (later) · Mar 17, 2021 ↗Emerald Creek Capital Income Fund IV, LLC — PartnerFacts page ↗
Sources
Worth asking · Dec 2, 2016 – Mar 24, 2020

Amount sold went down between filings — Emerald Creek Capital Income Fund IV, LLC

The Dec 2, 2016 filing says $142,920,953 sold; the Mar 24, 2020 Form D/A says $135,390,539 sold — $7,530,414 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Dec 2, 2016 ↗Form D/A (later) · Mar 24, 2020 ↗Emerald Creek Capital Income Fund IV, LLC — PartnerFacts page ↗
Sources
Worth asking · Jul 1, 2012 – Jul 27, 2021

14 Form Ds were filed more than 15 days after the first sale

Form D filed 71 days after the first sale — ECC Fund IV (BVI) LV, Ltd. · Form D filed 740 days after the first sale — ECC Income Fund Series Y, LP · Form D filed 465 days after the first sale — Emerald Creek Capital Cayman Income Fund V, LP · Form D filed 465 days after the first sale — Emerald Creek Capital Income Fund V, LLC · Form D filed 77 days after the first sale — Emerald Creek Capital Cayman Income Fund IV, LP · and 9 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jan 11, 2021 ↗ECC Fund IV (BVI) LV, Ltd. — PartnerFacts page ↗Form D · Mar 24, 2020 ↗ECC Income Fund Series Y, LP — PartnerFacts page ↗
Sources
Note · Jul 1, 2012 – Jul 27, 2021

14 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Emerald Creek Capital Opportunity Upper Fund, LP (latest filing Jul 27, 2021) · No amendment in the last 12 months on an offering that may still be open — Emerald Creek Capital Opportunity Lower Fund, LP (latest filing Jul 27, 2021) · No amendment in the last 12 months on an offering that may still be open — Emerald Creek Capital Opportunity Feeder Fund III, LP (latest filing Jul 26, 2021) · No amendment in the last 12 months on an offering that may still be open — Emerald Creek Capital Opportunity Feeder Fund IV, LP (latest filing Jul 26, 2021) · No amendment in the last 12 months on an offering that may still be open — Emerald Creek Capital Cayman Income Fund IV, LP (latest filing Mar 17, 2021) · and 9 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jul 27, 2021 ↗Emerald Creek Capital Opportunity Upper Fund, LP — PartnerFacts page ↗Form D · Jul 27, 2021 ↗Emerald Creek Capital Opportunity Lower Fund, LP — PartnerFacts page ↗
Sources
Note · Sep 29, 2009 – Jul 23, 2021

Mark Penna is written 2 different ways on the filings

listed as "Mark Penna" on 36 filings (from Sep 29, 2009), and "Mark Damon Penna" on 10 filings (from Jul 23, 2021).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Sep 29, 2009 ↗Form D · Jul 23, 2021 ↗Mark Penna — PartnerFacts page ↗
Sources
Note · Apr 11, 2019 – Apr 8, 2020

Industry group changed between filings — Emerald Creek Capital Income Fund V, LLC

"REITS and Finance" (Apr 11, 2019); then "Pooled Investment Fund" (Apr 8, 2020).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Apr 11, 2019 ↗Form D/A · Apr 8, 2020 ↗Emerald Creek Capital Income Fund V, LLC — PartnerFacts page ↗
Sources
Note · Feb 27, 2015 – Feb 24, 2016

Reported net asset value range changed between filings — Emerald Creek Capital Income Fund IV, LLC

"Decline to Disclose" (Feb 27, 2015); then "Over $100,000,000" (Feb 24, 2016).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Feb 27, 2015 ↗Form D/A · Feb 24, 2016 ↗Emerald Creek Capital Income Fund IV, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 24 offerings report sales commissions totalling $11,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 17, 2025 D
Emerald Creek Capital Flagship Income Fund, LLC
File 021-552140
$0$0$0None listed on this filingEDGAR ↗
Jul 17, 2025 D
Emerald Creek Capital Cayman Flagship Income Fund, LP
File 021-552142
$0$0$0None listed on this filingEDGAR ↗
Jul 17, 2025 D
Emerald Creek Capital Cayman Income Fund VI, LP
File 021-552136
$0$0$0None listed on this filingEDGAR ↗
Jul 17, 2025 D
Emerald Creek Capital Income Fund VI, LLC
File 021-552134
$0$0$0None listed on this filingEDGAR ↗
Jul 27, 2021 D
Emerald Creek Capital Opportunity Lower Fund, LP
File 021-407840
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 27, 2021 D
Emerald Creek Capital Opportunity Upper Fund, LP
File 021-407844
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 26, 2021 D/A
Emerald Creek Capital Opportunity Feeder Fund IV, LP
File 021-407492
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 26, 2021 D/A
Emerald Creek Capital Opportunity Feeder Fund I, LP
File 021-407494
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 26, 2021 D/A
Emerald Creek Capital Opportunity Feeder Fund III, LP
File 021-407491
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 26, 2021 D/A
Emerald Creek Capital Opportunity Feeder Fund II, LP
File 021-407496
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 17, 2021 D/A
Emerald Creek Capital Income Fund IV, LLC
File 021-234926
$0$0$0None listed on this filingEDGAR ↗
Mar 17, 2021 D/A
Emerald Creek Capital Cayman Income Fund IV, LP
File 021-247730
$0$0$0None listed on this filingEDGAR ↗
Jan 11, 2021 D
ECC Fund IV (BVI) LV, Ltd.
File 021-385802
$0$0$0None listed on this filingEDGAR ↗
Apr 8, 2020 D/A
Emerald Creek Capital Income Fund V, LLC
File 021-337077
$0$0$0None listed on this filingEDGAR ↗
Apr 8, 2020 D/A
Emerald Creek Capital Cayman Income Fund V, LP
File 021-337084
$0$0$0None listed on this filingEDGAR ↗
Mar 24, 2020 D/A
ECC Income Fund Series CH, LLC
File 021-269214
$0$0$0None listed on this filingEDGAR ↗
Mar 24, 2020 D/A
ECC Income REIT IV, Inc.
File 021-327347
$5,500$0$0H&L Equities, LLC BrokerCheck CRD 113794 ↗EDGAR ↗
Mar 24, 2020 D/A
ECC Income REIT V, Inc.
File 021-327353
$5,500$0$0H&L Equities, LLC BrokerCheck CRD 113794 ↗EDGAR ↗
Mar 24, 2020 D
ECC Income Fund Series Y, LP
File 021-363539
$0$0$0None listed on this filingEDGAR ↗
Dec 1, 2016 D/A
ECC Income Fund Series X, LP
File 021-266536
$0$0$0None listed on this filingEDGAR ↗
Mar 31, 2015 D
Emerald Creek Capital Cayman Fund II, LP
File 021-237054
$0$0$0None listed on this filingEDGAR ↗
Sep 30, 2014 D
Emerald Creek Capital Fund III, LLC
File 021-225526
$0$0$0None listed on this filingEDGAR ↗
Jul 17, 2013 D
Emerald Creek Capital Fund II, LLC
File 021-199876
$0$0$0None listed on this filingEDGAR ↗
Sep 29, 2009 D
Emerald Creek Capital Fund I, LLC
File 021-134807
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 24

Every issuer that named Mark Penna on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

EC
Pooled Investment Fund · group: Emerald Creek

Emerald Creek Capital Cayman Flagship Income Fund, LP

New York, NY · Jul 17, 2025
  • Jul 17, 2025 · D · $0 sold of Indefinite · 0 investors · min. $2,000,000 · role: Executive Officer (Managing Member of ECC Fund Manager II, LLC, the Manager of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Emerald Creek

Emerald Creek Capital Flagship Income Fund, LLC

New York, NY · Jul 17, 2025
  • Jul 17, 2025 · D · $0 sold of Indefinite · 0 investors · min. $2,000,000 · role: Executive Officer (Managing Member of ECC Fund Manager II, LLC, the Manager of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Emerald Creek

Emerald Creek Capital Cayman Income Fund VI, LP

New York, NY · Jul 17, 2025
  • Jul 17, 2025 · D · $0 sold of Indefinite · 0 investors · min. $2,000,000 · role: Executive Officer (Managing Member of ECC Fund Manager II, LLC, the Manager of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Emerald Creek

Emerald Creek Capital Income Fund VI, LLC

New York, NY · Jul 17, 2025
  • Jul 17, 2025 · D · $0 sold of Indefinite · 0 investors · min. $2,000,000 · role: Executive Officer (Managing Member of ECC Fund Manager II, LLC, the Manager of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Emerald Creek

Emerald Creek Capital Opportunity Upper Fund, LP

New York, NY · Jul 27, 2021
  • Jul 27, 2021 · D · $5,000,000 sold of $200,000,000 · 3 investors · min. $1,000,000 · role: Executive Officer (Managing Member of the Manager) EDGAR ↗

Raised $5M from 3 investors (3% of the $200M target) as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Emerald Creek

Emerald Creek Capital Opportunity Lower Fund, LP

New York, NY · Jul 27, 2021
  • Jul 27, 2021 · D · $9,600,000 sold of $200,000,000 · 2 investors · min. $1,000,000 · role: Executive Officer (Managing Member of the Manager) EDGAR ↗

Raised $9.6M from 2 investors (5% of the $200M target) as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Emerald Creek

Emerald Creek Capital Opportunity Feeder Fund II, LP

New York, NY · Jul 23, 2021 → Jul 26, 2021 · 2 filings
  • Jul 26, 2021 · D/A · $0 sold of $200,000,000 · 0 investors · min. $1,000,000 · role: Executive Officer (Managing Member of the Manager) EDGAR ↗
  • Jul 23, 2021 · D · $0 sold of $200,000,000 · 0 investors · min. $1,000,000 · role: Executive Officer (Managing Member of the Manager) EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Emerald Creek

Emerald Creek Capital Opportunity Feeder Fund I, LP

New York, NY · Jul 23, 2021 → Jul 26, 2021 · 2 filings
  • Jul 26, 2021 · D/A · $0 sold of $200,000,000 · 0 investors · min. $1,000,000 · role: Executive Officer (Managing Member of the Manager) EDGAR ↗
  • Jul 23, 2021 · D · $0 sold of $200,000,000 · 0 investors · min. $1,000,000 · role: Executive Officer (Managing Member of the Manager) EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Emerald Creek

Emerald Creek Capital Opportunity Feeder Fund IV, LP

New York, NY · Jul 23, 2021 → Jul 26, 2021 · 2 filings
  • Jul 26, 2021 · D/A · $5,000,000 sold of $200,000,000 · 1 investors · min. $1,000,000 · role: Executive Officer (Managing Member of the Manager) EDGAR ↗
  • Jul 23, 2021 · D · $5,000,000 sold of $200,000,000 · 1 investors · min. $1,000,000 · role: Executive Officer (Managing Member of the Manager) EDGAR ↗

Raised $5M from 1 investor (3% of the $200M target) as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Emerald Creek

Emerald Creek Capital Opportunity Feeder Fund III, LP

New York, NY · Jul 23, 2021 → Jul 26, 2021 · 2 filings
  • Jul 26, 2021 · D/A · $4,600,000 sold of $200,000,000 · 8 investors · min. $1,000,000 · role: Executive Officer (Managing Member of the Manager) EDGAR ↗
  • Jul 23, 2021 · D · $4,600,000 sold of $200,000,000 · 8 investors · min. $1,000,000 · role: Executive Officer (Managing Member of the Manager) EDGAR ↗

Raised $4.6M from 8 investors (2% of the $200M target) as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Emerald Creek

Emerald Creek Capital Cayman Income Fund IV, LP

New York, NY · Sep 16, 2015 → Mar 17, 2021 · 5 filings
  • Mar 17, 2021 · D/A · $97,524,740 sold of Indefinite · 92 investors · min. $1,000,000 · role: Executive Officer (Managing Member of ECC Fund Manager II, LLC, the general partner of the Issuer) EDGAR ↗
  • Mar 24, 2020 · D/A · $105,716,683 sold of Indefinite · 90 investors · min. $1,000,000 · role: Executive Officer (Managing Member of ECC Fund Manager II, LLC, the general partner of the Issuer) EDGAR ↗
  • Dec 1, 2016 · D/A · $50,862,953 sold of Indefinite · 50 investors · min. $1,000,000 · role: Executive Officer (Managing Member of ECC Fund Manager II, LLC, the general partner of the Issuer) EDGAR ↗
  • Sep 7, 2016 · D/A · $45,440,497 sold of Indefinite · 46 investors · min. $1,000,000 · role: Executive Officer (Managing Member of ECC Fund Manager II, LLC, the general partner of the Issuer) EDGAR ↗
  • Sep 16, 2015 · D · $14,597,046 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer (Managing Member of ECC Fund Manager II, LLC, the general partner of the Issuer) EDGAR ↗

Raised $105.7M from 92 investors as of the latest filing. Mark is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Emerald Creek

Emerald Creek Capital Income Fund IV, LLC

New York, NY · Feb 27, 2015 → Mar 17, 2021 · 6 filings
  • Mar 17, 2021 · D/A · $133,844,751 sold of Indefinite · 275 investors · min. $1,000,000 · role: Executive Officer (Managing Partner of ECC Fund Manager II, LLC, the manager of the Issuer) EDGAR ↗
  • Mar 24, 2020 · D/A · $135,390,539 sold of Indefinite · 272 investors · min. $1,000,000 · role: Executive Officer (Managing Partner of ECC Fund Manager II, LLC, the manager of the Issuer) EDGAR ↗
  • Dec 2, 2016 · D/A · $142,920,953 sold of Indefinite · 224 investors · min. $1,000,000 · role: Executive Officer (Managing Partner of ECC Fund Manager II, LLC, the manager of the Issuer) EDGAR ↗
  • Feb 24, 2016 · D/A · $100,761,000 sold of Indefinite · 163 investors · min. $1,000,000 · role: Executive Officer (Managing Partner of ECC Fund Manager II, LLC, the manager of the Issuer) EDGAR ↗
  • Mar 4, 2015 · D/A · $5,747,000 sold of Indefinite · 21 investors · min. $1,000,000 · role: Executive Officer (Managing Partner of ECC Fund Manager II, LLC, the manager of the Issuer) EDGAR ↗
  • Feb 27, 2015 · D · $5,747,000 sold of Indefinite · 21 investors · min. $1,000,000 · role: Executive Officer (Managing Partner of ECC Fund Manager II, LLC, the manager of the Issuer) EDGAR ↗

Raised $142.9M from 275 investors as of the latest filing. Mark is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EF
Pooled Investment Fund · group: Emerald Creek

ECC Fund IV (BVI) LV, Ltd.

New York, NY · Jan 11, 2021
  • Jan 11, 2021 · D · $1,000,000 sold of $1,000,000 · 81 investors · min. $1 · role: Director EDGAR ↗

Raised $1M from 81 investors (100% of the $1M target) as of the latest filing. Mark is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Emerald Creek

Emerald Creek Capital Income Fund V, LLC

New York, NY · Apr 11, 2019 → Apr 8, 2020 · 2 filings
  • Apr 8, 2020 · D/A · $127,624,585 sold of Indefinite · 238 investors · min. $1,000,000 · role: Executive Officer (Managing Member of ECC Fund Manager II, LLC, the Manager of the Issuer) EDGAR ↗
  • Apr 11, 2019 · D · $72,531,000 sold of Indefinite · 136 investors · min. $1,000,000 · role: Executive Officer (Managing Member of ECC Fund Manager II, LLC, the Manager of the Issuer) EDGAR ↗

Raised $127.6M from 238 investors as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Emerald Creek

Emerald Creek Capital Cayman Income Fund V, LP

New York, NY · Apr 11, 2019 → Apr 8, 2020 · 2 filings
  • Apr 8, 2020 · D/A · $127,399,698 sold of Indefinite · 150 investors · min. $1,000,000 · role: Executive Officer (Managing Member of ECC Fund Manager II, LLC, the Manager of the Issuer) EDGAR ↗
  • Apr 11, 2019 · D · $64,215,000 sold of Indefinite · 62 investors · min. $1,000,000 · role: Executive Officer (Managing Member of ECC Fund Manager II, LLC, the Manager of the Issuer) EDGAR ↗

Raised $127.4M from 150 investors as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EI
REITS and Finance · group: Emerald Creek

ECC Income REIT V, Inc.

New York, NY · Dec 6, 2018 → Mar 24, 2020 · 3 filings
  • Mar 24, 2020 · D/A · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Director EDGAR ↗
  • Dec 7, 2018 · D/A · $0 sold of $110,000 · 0 investors · min. $1,000 · role: Director EDGAR ↗
  • Dec 6, 2018 · D · $0 sold of $110,000 · 0 investors · min. $1,000 · role: Director EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Mark is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EI
REITS and Finance · group: Emerald Creek

ECC Income REIT IV, Inc.

New York, NY · Dec 6, 2018 → Mar 24, 2020 · 3 filings
  • Mar 24, 2020 · D/A · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Director EDGAR ↗
  • Dec 7, 2018 · D/A · $0 sold of $110,000 · 0 investors · min. $1,000 · role: Director EDGAR ↗
  • Dec 6, 2018 · D · $0 sold of $110,000 · 0 investors · min. $1,000 · role: Director EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Mark is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EI
Pooled Investment Fund · group: Emerald Creek

ECC Income Fund Series Y, LP

New York, NY · Mar 24, 2020
  • Mar 24, 2020 · D · $21,104,942 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Managing Member of ECC Fund Manager II, LLC, the manager of the Issuer) EDGAR ↗

Raised $21.1M from 1 investor as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EI
Pooled Investment Fund · group: Emerald Creek

ECC Income Fund Series CH, LLC

New York, NY · Aug 18, 2016 → Mar 24, 2020 · 3 filings
  • Mar 24, 2020 · D/A · $59,606,310 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Managing Member of ECC Fund Manager II, LLC, the manager of the Issuer) EDGAR ↗
  • Dec 1, 2016 · D/A · $50,076,817 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Managing Member of ECC Fund Manager II, LLC, the manager of the Issuer) EDGAR ↗
  • Aug 18, 2016 · D · $50,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Managing Member of ECC Fund Manager II, LLC, the manager of the Issuer) EDGAR ↗

Raised $59.6M from 1 investor as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EI
Pooled Investment Fund · group: Emerald Creek

ECC Income Fund Series X, LP

New York, NY · Jul 7, 2016 → Dec 1, 2016 · 2 filings
  • Dec 1, 2016 · D/A · $15,076,885 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Managing Member of ECC Fund Manager II, LLC, the general partner of the Issuer) EDGAR ↗
  • Jul 7, 2016 · D · $15,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Managing Member of ECC Fund Manager II, LLC, the general partner of the Issuer) EDGAR ↗

Raised $15.1M from 1 investor as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Emerald Creek

Emerald Creek Capital Cayman Fund II, LP

New York, NY · Mar 31, 2015
  • Mar 31, 2015 · D · $24,886,428 sold of Indefinite · 24 investors · min. $1,000,000 · role: Executive Officer (Managing Member of ECC Fund Manager II, LLC, the general partner of the Issuer) EDGAR ↗

Raised $24.9M from 24 investors as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Emerald Creek

Emerald Creek Capital Fund III, LLC

New York, NY · Sep 30, 2014
  • Sep 30, 2014 · D · $38,000,000 sold of Indefinite · 85 investors · min. No minimum reported · role: Promoter (Managing member of manager of Issuer's manager) EDGAR ↗

Raised $38M from 85 investors as of the latest filing. Mark is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

EC
Pooled Investment Fund · group: Emerald Creek

Emerald Creek Capital Fund II, LLC

New York, NY · Jul 17, 2013
  • Jul 17, 2013 · D · $33,200,000 sold of Indefinite · 89 investors · min. No minimum reported · role: Promoter (Managing member of manager of Issuer's manager.) EDGAR ↗

Raised $33.2M from 89 investors as of the latest filing. Mark is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

EC
Pooled Investment Fund · group: Emerald Creek

Emerald Creek Capital Fund I, LLC

New York, NY · Sep 29, 2009
  • Sep 29, 2009 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director, Promoter (Managing Director) EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Mark 7

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

EF
Management entity

ECC Fund Manager II, LLC

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Mark Penna. Their page shows their other deals.

EC
Management entity

Emerald Creek Advisors

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Mark Penna. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Bahiri

Director, Promoter, Executive Officer · 45 shared filings (23 issuers)

Mark Bahiri is on 23 issuers in total — a repeat sponsor. Their page lists every one.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Tara Callori

Executive Officer, Director · 42 shared filings (20 issuers)

Tara Callori is on 20 issuers in total — a repeat sponsor. Their page lists every one.

LP
No photo found yet (own website and image search run after this page is viewed)
Person

Lauren Petrozziello

Executive Officer · 28 shared filings (11 issuers)

Lauren Petrozziello is on 11 issuers in total — a repeat sponsor. Their page lists every one.

LP
No photo found yet (own website and image search run after this page is viewed)
Person

Lauren Elizabeth Petroziello

Executive Officer · 4 shared filings (3 issuers)

Listed on the same filings as Mark Penna. Their page shows their other deals.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Lauren Mola

Executive Officer · 4 shared filings (4 issuers)

Listed on the same filings as Mark Penna. Their page shows their other deals.

The team behind the deals

EC
Sponsor group

Emerald Creek

24 issuers · 46 filings · $703.7M reported sold · 2009–2025

One team, 24 deal companies. Mark Penna is listed on 24 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark Penna.

Same business address

36 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 2 of the 24 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Emerald Creek Capital Fund III, LLC, Emerald Creek Capital Fund II, LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark Penna by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 24 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark Penna is listed on: none on file. No website or social profile named in Emerald Creek Capital Income Fund V, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #218,001 of 374,652 in line (31 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

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