Mark P. Buyle is listed as an executive officer on 22 SEC Form D filings by 3 issuers between Aug 2009 and Nov 2015: Waddell & Reed Small Co Growth Fund, LLC (Philadelphia, PA — pooled investment fund — 2009–2015; $267.7M reported sold to 48 investors), Waddell & Reed Asset Strategy Fund, LLC (Overland Park, KS — pooled investment fund — 2009–2015; $30.3M reported sold to 2 investors) and WADDELL & REED LARGE CO GROWTH FUND LLC (Overland Park, KS — pooled investment fund — 2009–2015; $9.29M reported sold to 5 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, over about 6 years. Across those companies the filings report $307.2M sold in total.
The issuers belong to 2 sponsor groups: Waddell (2 issuers, $39.5M reported sold, 2009–2016) and Central Park (51 issuers, $6.81B reported sold, 2009–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 22 public filings for Mark P. Buyle and found 6 differences, 5 worth asking the sponsor about: Investor count went down between filings; Form D filed 3,777 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.