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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:45 AM ET

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Mark Otto

Named as an officer, director or promoter on SEC Form D filings · Cayman Islands (as filed: E9), United Kingdom (as filed: X0) · Jul 12, 2010 → Feb 10, 2014

5deals (issuers)
$122.8Mreported sold
13investors
14Form D filings
2010–2014years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark Otto is listed as a director on 14 SEC Form D filings by 5 issuers between Jul 2010 and Feb 2014: Frey Multi-Strategy (Delaware) Fund LP (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2011–2014; $76.7M reported sold to 7 investors), FQS Alternatives Fund Ltd (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2011–2014; $27.3M reported sold to 3 investors), Northlight European Fundamental Credit Fund L.P. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2011; $16.8M reported sold to 2 investors), Bedrock Alternative Funds Ltd (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2011–2012; $2M reported sold to 1 investors) and Bedrock Brazil Feeder Fund, Ltd. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2012–2013).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as director, over about 4 years. Across those companies the filings report $122.8M sold in total.

Listed alongside Clive Harris (8 shared filings), Robert Joseph Frey (8 shared filings), Frey Multi-Strategy (Delaware) Fund GP Limited Frey Multi-Strategy (Delaware) Fund GP Limited (4 shared filings, management entity), Leslie Robertson (4 shared filings), Ruth Eisenberg-Robertson (4 shared filings) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

The issuers belong to 3 sponsor groups: Bedrock Brazil (3 issuers, $2M reported sold, 2009–2013), Northlight European Fundamental (3 issuers, $22.4M reported sold, 2010–2019) and Fqs Alternatives (4 issuers, $103.5M reported sold, 2011–2020).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 21 bankruptcy cases matching the name listed in Key records below.

What this means 21 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 14 public filings for Mark Otto and found 12 differences, 7 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark Otto has not run yet — it is joining a line of 40,315 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark Otto..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

21 cases: 21 closed (disposition not in docket feed)

Mark D Otto and Beth A Otto closed
United States Bankruptcy Court, E.D. North Carolina · No. 17-03369 · Filed Jul 10, 2017 · Closed Oct 13, 2017
Role of Mark D Otto and Beth A Otto: Debtor · Outcome: Case closed 2017-10-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in NC (not a filing state)
Mark A. Otto and Jerrene N. Otto closed
United States Bankruptcy Court, D. Colorado · No. 17-10773 · Filed Feb 1, 2017 · Closed Jun 21, 2017
Role of Mark A. Otto and Jerrene N. Otto: Debtor · Outcome: Case closed 2017-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in CO (not a filing state)
Mark J. Otto and Lori L. Otto closed
United States Bankruptcy Court, S.D. Ohio · No. 2:15-bk-52379 · Filed Apr 14, 2015 · Closed Aug 12, 2015
Role of Mark J. Otto and Lori L. Otto: Debtor · Outcome: Case closed 2015-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in OH (not a filing state)
Mark K Otto and Keri F Otto closed
United States Bankruptcy Court, D. Maryland · No. 12-17945 · Filed Apr 27, 2012 · Closed Aug 14, 2012
Role of Mark K Otto and Keri F Otto: Debtor · Outcome: Case closed 2012-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in MD (not a filing state)
Mark T. Otto closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 10-18023 · Filed Sep 17, 2010 · Closed Jan 7, 2011
Role of Mark T. Otto: Debtor · Outcome: Case closed 2011-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in PA (not a filing state)
Mark A. Otto closed
United States Bankruptcy Court, C.D. Illinois · No. 09-72609 · Filed Sep 2, 2009 · Closed Jan 13, 2010
Role of Mark A. Otto: Debtor · Outcome: Case closed 2010-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in IL (not a filing state)
Mark Otto closed
United States Bankruptcy Court, W.D. Michigan · No. 07-04529 · Filed Jun 25, 2007 · Closed Apr 26, 2010
Role of Mark Otto: Debtor · Outcome: Case closed 2010-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in MI (not a filing state)
Mark A Otto and Lisa J Otto closed
United States Bankruptcy Court, N.D. Illinois · No. 07-70395 · Filed Feb 26, 2007 · Closed Jun 12, 2007
Role of Mark A Otto and Lisa J Otto: Debtor · Outcome: Case closed 2007-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in IL (not a filing state)
Mark R. Otto and Kristin K. Otto closed
United States Bankruptcy Court, N.D. Iowa · No. 04-04754 · Filed Dec 10, 2004 · Closed Mar 9, 2006
Role of Mark R. Otto and Kristin K. Otto: Debtor · Outcome: Case closed 2006-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in IA (not a filing state)
Mark K Otto and Karen S. Otto closed
United States Bankruptcy Court, S.D. Iowa · No. 04-06342 · Filed Oct 13, 2004 · Closed Feb 3, 2005
Role of Mark K Otto and Karen S. Otto: Debtor · Outcome: Case closed 2005-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in IA (not a filing state)
Mark A. Otto and Hollie Otto closed
United States Bankruptcy Court, D. Nebraska · No. 03-44091 · Filed Dec 3, 2003 · Closed Mar 29, 2004
Role of Mark A. Otto and Hollie Otto: Debtor · Outcome: Case closed 2004-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets)
Mark H Otto closed
United States Bankruptcy Court, M.D. Florida · No. 2:03-bk-03931 · Filed Feb 28, 2003 · Closed Nov 29, 2005
Role of Mark H Otto: Debtor · Outcome: Case closed 2005-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in FL (not a filing state)
Mark T. Otto closed
United States Bankruptcy Court, E.D. Michigan · No. 02-22255 · Filed Jul 18, 2002 · Closed Oct 30, 2002
Role of Mark T. Otto: Debtor · Outcome: Case closed 2002-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in MI (not a filing state)
Mark T. Otto closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 02-30114 · Filed Jul 16, 2002 · Closed Nov 14, 2002
Role of Mark T. Otto: Debtor · Outcome: Case closed 2002-11-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in PA (not a filing state)
Mark J. Otto and Paula L. Otto closed
United States Bankruptcy Court, E.D. Wisconsin · No. 02-24792 · Filed Apr 17, 2002 · Closed Aug 14, 2002
Role of Mark J. Otto and Paula L. Otto: Debtor · Outcome: Case closed 2002-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in WI (not a filing state)
Mark S Otto and Jill E Otto closed
United States Bankruptcy Court, S.D. Ohio · No. 3:01-bk-37863 · Filed Nov 2, 2001 · Closed Mar 19, 2002
Role of Mark S Otto and Jill E Otto: Debtor · Outcome: Case closed 2002-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in OH (not a filing state)
MARK A. OTTO and ROXANN N. OTTO closed
United States Bankruptcy Court, D. Montana · No. 00-22278 · Filed Sep 8, 2000 · Closed Dec 27, 2000
Role of MARK A. OTTO and ROXANN N. OTTO: Debtor · Outcome: Case closed 2000-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in MT (not a filing state)
Chevy Chase FSB v. Mark T. Otto closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 96-00484 · Filed Apr 23, 1996 · Closed Oct 25, 1996
Role of Mark T. Otto: Defendant · Outcome: Case closed 1996-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in PA (not a filing state)
Mark T. Otto closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 95-19351 · Filed Nov 30, 1995 · Closed Dec 26, 1996
Role of Mark T. Otto: Debtor · Outcome: Case closed 1996-12-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in PA (not a filing state)
Mark Otto closed
United States Bankruptcy Court, E.D. Michigan · No. 93-45176 · Filed May 6, 1993 · Closed Sep 22, 1993
Role of Mark Otto: Debtor · Outcome: Case closed 1993-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in MI (not a filing state)
Mark E. Otto closed
United States Bankruptcy Court, S.D. Ohio · No. 1:92-bk-12247 · Filed Apr 27, 1992 · Closed Oct 1, 1992
Role of Mark E. Otto: Debtor · Outcome: Case closed 1992-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in OH (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Mark Otto — 7 worth asking about (compared 14 filings on Oct 24, 2026)

Worth asking · Feb 10, 2014 – Feb 9, 2015

Amount sold went down between filings — FQS Alternatives Fund Ltd

The Feb 10, 2014 filing says $27,321,913 sold; the Feb 9, 2015 Form D/A says $18,732,484 sold — $8,589,429 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Feb 10, 2014 ↗Form D/A (later) · Feb 9, 2015 ↗FQS Alternatives Fund Ltd — PartnerFacts page ↗
Sources
Worth asking · Jan 26, 2011 – Jan 26, 2012

Amount sold went down between filings — Frey Multi-Strategy (Delaware) Fund LP

The Jan 26, 2011 filing says $73,617,920 sold; the Jan 26, 2012 Form D/A says $71,499,920 sold — $2,118,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jan 26, 2011 ↗Form D/A (later) · Jan 26, 2012 ↗Frey Multi-Strategy (Delaware) Fund LP — PartnerFacts page ↗
Sources
Worth asking · Jan 26, 2011 – Jan 26, 2012

Investor count went down between filings — Frey Multi-Strategy (Delaware) Fund LP

The Jan 26, 2011 filing reports 6 investors; the Jan 26, 2012 Form D/A reports 4 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jan 26, 2011 ↗Form D/A (later) · Jan 26, 2012 ↗Frey Multi-Strategy (Delaware) Fund LP — PartnerFacts page ↗
Sources
Worth asking · Jun 1, 2010 – Feb 15, 2011

Form D filed 259 days after the first sale — FQS Alternatives Fund Ltd

The filing says the first sale was Jun 1, 2010. The Form D was filed Feb 15, 2011 — 259 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 244 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Feb 15, 2011 ↗FQS Alternatives Fund Ltd — PartnerFacts page ↗
Sources
Note · Nov 1, 2009 – Sep 13, 2012

No amendment in the last 12 months on an offering that may still be open — Bedrock Alternative Funds Ltd (latest filing Sep 13, 2012)

The latest filing for this offering is dated Sep 13, 2012 (first sale Nov 1, 2009). It reports $2,000,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Sep 13, 2012 ↗Bedrock Alternative Funds Ltd — PartnerFacts page ↗
Sources
Worth asking · Jul 5, 2011 – Mar 25, 2015

Mark Otto is no longer listed on the Mar 25, 2015 amendment — Northlight European Fundamental Credit Fund L.P.

Mark Otto appears on the Jul 5, 2011 Form D/A (director) but not on the Mar 25, 2015 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jul 5, 2011 ↗Form D/A · Mar 25, 2015 ↗Mark Otto — PartnerFacts page ↗Northlight European Fundamental Credit Fund L.P. — PartnerFacts page ↗
Sources
Worth asking · Feb 10, 2014 – Feb 9, 2015

Mark Otto is no longer listed on the Feb 9, 2015 amendment — Frey Multi-Strategy (Delaware) Fund LP

Mark Otto appears on the Feb 10, 2014 Form D/A (director) but not on the Feb 9, 2015 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Feb 10, 2014 ↗Form D/A · Feb 9, 2015 ↗Mark Otto — PartnerFacts page ↗Frey Multi-Strategy (Delaware) Fund LP — PartnerFacts page ↗
Sources
Worth asking · Feb 10, 2014 – Feb 9, 2015

Mark Otto is no longer listed on the Feb 9, 2015 amendment — FQS Alternatives Fund Ltd

Mark Otto appears on the Feb 10, 2014 Form D/A (director) but not on the Feb 9, 2015 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Feb 10, 2014 ↗Form D/A · Feb 9, 2015 ↗Mark Otto — PartnerFacts page ↗FQS Alternatives Fund Ltd — PartnerFacts page ↗
Sources
Note · Jan 26, 2010 – Jan 26, 2011

Minimum investment changed between filings — Frey Multi-Strategy (Delaware) Fund LP

The Jan 26, 2010 filing lists a minimum of $0; the Jan 26, 2011 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jan 26, 2010 ↗Form D/A (later) · Jan 26, 2011 ↗Frey Multi-Strategy (Delaware) Fund LP — PartnerFacts page ↗
Sources
Note · Jul 12, 2010 – Sep 14, 2011

Mark Otto is written 2 different ways on the filings

listed as "Mark Otto" on 13 filings (from Jul 12, 2010), and "Mark Thaddeus Otto" on the Sep 14, 2011 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jul 12, 2010 ↗Form D/A · Sep 14, 2011 ↗Mark Otto — PartnerFacts page ↗
Sources
Note · Feb 8, 2011 – Jan 30, 2012

Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to Tel Aviv, Israel (as filed: L3) — Bedrock Brazil Feeder Fund, Ltd.

The people listed on the Feb 8, 2011 filing give George Town, Grand Cayman, Cayman Islands (as filed: E9); on the Jan 30, 2012 filing they give Tel Aviv, Israel (as filed: L3). The address now on file (Maples Corporate Services Limited, Ugland House, South Church Street, George Town, Grand Cayman, Cayman Islands (as filed: E9)) is a registered-agent or shared-office address used by 685 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Feb 8, 2011 ↗Form D/A · Jan 30, 2012 ↗Bedrock Brazil Feeder Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Jul 12, 2010 – Feb 10, 2014

Mark Otto is listed with 2 different address states: E9, X0

Cayman Islands (as filed: E9) on 12 filings (Jul 12, 2010 to Feb 10, 2014); United Kingdom (as filed: X0) on 2 filings (Jan 30, 2012 to Jan 30, 2013).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jul 12, 2010 ↗Form D/A · Jan 30, 2012 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 5 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 10, 2014 D/A
Frey Multi-Strategy (Delaware) Fund LP
File 021-138171
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Feb 10, 2014 D/A
FQS Alternatives Fund Ltd
File 021-155403
$0$0$0
The fund charges a management fee that is described in the funds governing documents.
None listed on this filingEDGAR ↗
Jan 30, 2013 D/A
Bedrock Brazil Feeder Fund, Ltd.
File 021-155041
$0$0$0
Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Sep 13, 2012 D/A
Bedrock Alternative Funds Ltd
File 021-134921
$0$0$0
Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Jul 5, 2011 D/A
Northlight European Fundamental Credit Fund L.P.
File 021-144751
$0$0$0
Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named Mark Otto on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

FM
Pooled Investment Fund

Frey Multi-Strategy (Delaware) Fund LP

Grand Cayman, Cayman Islands (as filed: E9) · Jan 26, 2011 → Feb 10, 2014 · 4 filings
  • Feb 10, 2014 · D/A · $71,523,321 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 15, 2013 · D/A · $71,499,920 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 26, 2012 · D/A · $71,499,920 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 26, 2011 · D/A · $73,617,920 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗

Raised $76.7M from 7 investors as of the latest filing. Mark is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FA
Pooled Investment Fund · group: Fqs Alternatives

FQS Alternatives Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Feb 15, 2011 → Feb 10, 2014 · 4 filings
  • Feb 10, 2014 · D/A · $27,321,913 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 15, 2013 · D/A · $1,999,980 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 15, 2012 · D/A · $1,999,980 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 15, 2011 · D · $1,999,980 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $27.3M from 3 investors as of the latest filing. Mark is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BB
Pooled Investment Fund · group: Bedrock Brazil

Bedrock Brazil Feeder Fund, Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jan 30, 2012 → Jan 30, 2013 · 2 filings
  • Jan 30, 2013 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 30, 2012 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BA
Pooled Investment Fund · group: Bedrock Brazil

Bedrock Alternative Funds Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Sep 14, 2011 → Sep 13, 2012 · 2 filings
  • Sep 13, 2012 · D/A · $2,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 14, 2011 · D/A · $2,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $2M from 1 investor as of the latest filing. Mark is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

NE
Pooled Investment Fund · group: Northlight European Fundamental

Northlight European Fundamental Credit Fund L.P.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jul 12, 2010 → Jul 5, 2011 · 2 filings
  • Jul 5, 2011 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (Director of Northlight Capital GCI, the Issuer's General Partner) EDGAR ↗
  • Jul 12, 2010 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (Director of Northlight Capital GCI, the Issuer's General Partner) EDGAR ↗

Raised $16.8M from 2 investors as of the latest filing. Mark is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Mark 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Clive Harris

Director · 8 shared filings (2 issuers) · also on 261 other issuers

Clive Harris is on 263 issuers in total — a repeat sponsor. Their page lists every one.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Joseph Frey

Director · 8 shared filings (2 issuers) · also on 4 other issuers

Robert Joseph Frey is on 6 issuers in total — a repeat sponsor. Their page lists every one.

LR
No photo found yet (own website and image search run after this page is viewed)
Person

Leslie Robertson

Director · 4 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Mark Otto. Their page shows their other deals.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Ruth Eisenberg-Robertson

Director · 4 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Mark Otto. Their page shows their other deals.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Pucher

Director · 3 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Mark Otto. Their page shows their other deals.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

Cynthia Wong

Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark Otto. Their page shows their other deals.

OB
No photo found yet (own website and image search run after this page is viewed)
Person

Olivier Bassou

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Otto. Their page shows their other deals.

The team behind the deals

BB
Sponsor group

Bedrock Brazil

3 issuers · 8 filings · $2M reported sold · 2009–2013

One team, 3 deal companies. Mark Otto is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark Otto.

NE
Sponsor group

Northlight European Fundamental

3 issuers · 13 filings · $22.4M reported sold · 2010–2019

One team, 3 deal companies. Mark Otto is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark Otto.

FA
Sponsor group

Fqs Alternatives

4 issuers · 25 filings · $103.5M reported sold · 2011–2020

One team, 4 deal companies. Mark Otto is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark Otto.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark Otto by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark Otto is listed on: none on file. No website or social profile named in Frey Multi-Strategy (Delaware) Fund LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #292,393 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

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