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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 6:50 AM ET

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MN
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Mark Newman

Named as an officer, director or promoter on SEC Form D filings · CO · Jun 29, 2012 → May 12, 2016

1deal (issuers)
$2.42Mreported sold
27investors
6Form D filings
2012–2016years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:25 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark Newman is listed as a director on 6 SEC Form D filings by 1 issuer between Jun 2012 and May 2016: RoundPegg, Inc. (Boulder, CO — other technology — 2012–2016; $2.42M reported sold to 27 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Kirk Holland (6 shared filings), Libby Sartain (6 shared filings), Tim Wolters (6 shared filings), Brian Armstrong (5 shared filings), Brent Daily (4 shared filings) and 2 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 6 public filings for Mark Newman and found 13 differences: Mark Newman appears on 1 deal that stopped filing before reaching its target; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark Newman has not run yet — it is joining a line of 20,550 names; searches run around the clock at the hosts' allowed rate. Searched so far: 311 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:25 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: NV (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark Newman..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for IA, IN, KS, MI, NE, NV (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Mark P. Newman and Darlene Y. Newman closed
United States Bankruptcy Court, D. Colorado · No. 04-28605 · Filed Aug 26, 2004 · Closed Dec 27, 2004
Role of Mark P. Newman and Darlene Y. Newman: Debtor · Outcome: Case closed 2004-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 131 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CO)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:25 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for Mark Newman (compared 6 filings on Oct 24, 2026)

Note · May 12, 2016

Mark Newman appears on 1 deal that stopped filing before reaching its target

RoundPegg, Inc. (last filing May 12, 2016; $2,416,833 sold of $14,000,596). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

RoundPegg, Inc. — PartnerFacts page ↗
Sources
Note · Jul 24, 2014 – May 12, 2016

No amendment in the last 12 months on an offering that may still be open — RoundPegg, Inc. (latest filing May 12, 2016)

The latest filing for this offering is dated May 12, 2016 (first sale Jul 24, 2014). It reports $1,807,182 sold of $2,100,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · May 12, 2016 ↗RoundPegg, Inc. — PartnerFacts page ↗
Sources
Note · Aug 14, 2013 – Aug 28, 2013

No amendment in the last 12 months on an offering that may still be open — RoundPegg, Inc. (latest filing Aug 28, 2013)

The latest filing for this offering is dated Aug 28, 2013 (first sale Aug 14, 2013). It reports $2,416,833 sold of $2,919,155 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Aug 28, 2013 ↗RoundPegg, Inc. — PartnerFacts page ↗
Sources
Note · Jun 22, 2012 – Jun 29, 2012

No amendment in the last 12 months on an offering that may still be open — RoundPegg, Inc. (latest filing Jun 29, 2012)

The latest filing for this offering is dated Jun 29, 2012 (first sale Jun 22, 2012). It reports $870,861 sold of $1,500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 29, 2012 ↗RoundPegg, Inc. — PartnerFacts page ↗
Sources
Note · May 19, 2015 – May 12, 2016

Offering amount changed between filings — RoundPegg, Inc.

The May 19, 2015 filing says $1,500,000 offered; the May 12, 2016 Form D/A says $2,100,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · May 19, 2015 ↗Form D/A (later) · May 12, 2016 ↗RoundPegg, Inc. — PartnerFacts page ↗
Sources
Note · Nov 21, 2014 – May 19, 2015

Offering amount changed between filings — RoundPegg, Inc.

The Nov 21, 2014 filing says $1,100,000 offered; the May 19, 2015 Form D/A says $1,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Nov 21, 2014 ↗Form D/A (later) · May 19, 2015 ↗RoundPegg, Inc. — PartnerFacts page ↗
Sources
Note · Aug 6, 2014 – Nov 21, 2014

Offering amount changed between filings — RoundPegg, Inc.

The Aug 6, 2014 filing says $750,000 offered; the Nov 21, 2014 Form D/A says $1,100,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Aug 6, 2014 ↗Form D/A (later) · Nov 21, 2014 ↗RoundPegg, Inc. — PartnerFacts page ↗
Sources
Note · Jun 29, 2012 – Nov 21, 2014

Industry group changed between filings — RoundPegg, Inc.

"Other" (Jun 29, 2012 to Aug 6, 2014); then "Other Technology" (Nov 21, 2014 to May 12, 2016).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Jun 29, 2012 ↗Form D/A · Nov 21, 2014 ↗RoundPegg, Inc. — PartnerFacts page ↗
Sources
Note · Jul 2, 2021 – Jun 27, 2024

Same name, different state: "Mark Newman, MD" (AL) is a separate record

This page covers filings where the address state is CO. A separate record, "Mark Newman, MD" with address state AL, is listed on 5 filings — most recently by LEXINGTON SURGERY CENTER, LTD. (Jun 27, 2024). The two records do not overlap in time: this page runs Jun 29, 2012 to May 12, 2016; the other runs Jul 2, 2021 to Jun 27, 2024.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Newman, MD (AL) — PartnerFacts page ↗Form D · Jun 27, 2024 ↗LEXINGTON SURGERY CENTER, LTD. — PartnerFacts page ↗Mark Newman (CO) — this page ↗
Sources
Note · Jul 6, 2010 – Feb 13, 2024

Same name, different state: "Mark Newman" (UT) is a separate record

This page covers filings where the address state is CO. A separate record, "Mark Newman" with address state UT, is listed on 9 filings — most recently by Wooly, Inc. (Feb 13, 2024). Both records have filings in the same period (Jun 29, 2012 to May 12, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Newman (UT) — PartnerFacts page ↗Form D · Feb 13, 2024 ↗Wooly, Inc. — PartnerFacts page ↗Mark Newman (CO) — this page ↗
Sources
Note · Oct 8, 2020 – Jun 22, 2022

Same name, different state: "Mark J. Newman" (GA) is a separate record

This page covers filings where the address state is CO. A separate record, "Mark J. Newman" with address state GA, is listed on 4 filings — most recently by GeoVax Labs, Inc. (Jun 22, 2022). The two records do not overlap in time: this page runs Jun 29, 2012 to May 12, 2016; the other runs Oct 8, 2020 to Jun 22, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark J. Newman (GA) — PartnerFacts page ↗Form D · Jun 22, 2022 ↗GeoVax Labs, Inc. — PartnerFacts page ↗Mark Newman (CO) — this page ↗
Sources
Note · Apr 2, 2014

Same name, different state: "Mark Newman" (A6) is a separate record

This page covers filings where the address state is CO. A separate record, "Mark Newman" with address state A6, is listed on 1 filing — most recently by Quinsam Capital Corp (Apr 2, 2014). Both records have filings in the same period (Apr 2, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Newman (A6) — PartnerFacts page ↗Form D · Apr 2, 2014 ↗Quinsam Capital Corp — PartnerFacts page ↗Mark Newman (CO) — this page ↗
Sources
Note · Jan 12, 2011 – Sep 6, 2013

Same name, different state: "Mark Newman" (FL) is a separate record

This page covers filings where the address state is CO. A separate record, "Mark Newman" with address state FL, is listed on 6 filings — most recently by ISO GROUP INC (Dec 15, 2017). Both records have filings in the same period (Jun 29, 2012 to Sep 6, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Newman (FL) — PartnerFacts page ↗Form D · Dec 15, 2017 ↗ISO GROUP INC — PartnerFacts page ↗Mark Newman (CO) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 3 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 12, 2016 D/A
RoundPegg, Inc.
File 021-222403
$0$0$0None listed on this filingEDGAR ↗
Aug 28, 2013 D
RoundPegg, Inc.
File 021-202011
$0$0$0None listed on this filingEDGAR ↗
Jun 29, 2012 D
RoundPegg, Inc.
File 021-180534
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Mark Newman on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

R
Other Technology

RoundPegg, Inc.

Boulder, CO · Jun 29, 2012 → May 12, 2016 · 6 filings
  • May 12, 2016 · D/A · $1,807,182 sold of $2,100,000 · 27 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 19, 2015 · D/A · $1,253,182 sold of $1,500,000 · 18 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 21, 2014 · D/A · $766,932 sold of $1,100,000 · 15 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 6, 2014 · D · $484,538 sold of $750,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 28, 2013 · D · $2,416,833 sold of $2,919,155 · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 29, 2012 · D · $870,861 sold of $1,500,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.42M from 27 investors (100% of the $2.1M target) as of the latest filing. Mark is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (6)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Mark Newman — UT, 4 issuers, Jul 6, 2010 → Feb 13, 2024 · no shared issuer
  • Mark Newman — FL, 1 issuer, Jan 12, 2011 → Sep 6, 2013 · no shared issuer
  • Mark Newman — Ontario, Canada (as filed: A6), 1 issuer, Apr 2, 2014 → Apr 2, 2014 · no shared issuer
  • Mark J. Newman — GA, 1 issuer, Oct 8, 2020 → Jun 22, 2022 · no shared issuer
  • Mark Newman, MD — AL, 1 issuer, Jul 2, 2021 → Jun 27, 2024 · no shared issuer
  • MARK NEWMAN — NV, 1 issuer, Sep 26, 2023 → Sep 26, 2023 · no shared issuer

People around Mark 7

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Kirk Holland

Director · 6 shared filings (1 issuer) · also on 12 other issuers

Kirk Holland is on 13 issuers in total — a repeat sponsor. Their page lists every one.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Tim Wolters

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as Mark Newman. Their page shows their other deals.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Libby Sartain

Director · 6 shared filings (1 issuer)

Listed on the same filings as Mark Newman. Their page shows their other deals.

BA
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Armstrong

Director · 5 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Mark Newman. Their page shows their other deals.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Brent Daily

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Mark Newman. Their page shows their other deals.

KG
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Grauman

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Newman. Their page shows their other deals.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

Tim Larson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Newman. Their page shows their other deals.

The team behind the deals

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark Newman by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark Newman is listed on: none on file. No website or social profile named in RoundPegg, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #288,001 of 374,652 in line (481 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Boulder, CO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Colorado state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Colorado Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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