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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:19 AM ET

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Mark Manning

Named as an officer, director or promoter on SEC Form D filings · IL · Mar 31, 2022 → Apr 18, 2022

1deal (issuers)
$0reported sold
0investors
2Form D filings
2022year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:51 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark Manning is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Mar 2022 and Apr 2022: MARK LINDEN MANNING ESTATE (Suwanee, IL — investment banking — 2022).

What this means One deal on file with the SEC, filed Apr 2022. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

No other person or management entity is listed on the same filings.

What this means The filings name this person alone — no co-officers, directors or promoters were listed.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 state regulator order, 6 bankruptcy cases matching the name listed in Key records below.

What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Mark Manning and found 6 differences, 1 worth asking the sponsor about: Paid seller listed without a CRD number: Manning, Mark-Linden; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark Manning has not run yet — it is joining a line of 30,457 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:51 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Individuals Barred FINRA · Financial Industry Regulatory Authority (FINRA)
Order date Mar 26, 2024 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Mark W. Manning (CRD #2599852, Salt Point, New York)
As listed by the regulator: An AWC was issued in which Manning was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Manning consented to the sanction and to the entry of findings that he refused to provide documents and information requested by FINRA in connection with its investigation into the allegations in a complaint made to FINRA and circumstances surrounding a Form U5 filed by his member firm. Order / docket ↗ Regulator's list ↗
same full name in the order; 2 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark Manning..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

6 cases: 1 open, 5 closed (disposition not in docket feed)

Mark A. Manning and Margaret Nicole Manning open
United States Bankruptcy Court, C.D. Illinois · No. 21-80878 · Filed Dec 14, 2021
Role of Mark A. Manning and Margaret Nicole Manning: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 109 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (IL)
Mark Manning closed
United States Bankruptcy Court, N.D. Illinois · No. 20-04558 · Filed Feb 19, 2020 · Closed May 26, 2020
Role of Mark Manning: Debtor · Outcome: Case closed 2020-05-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 109 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (IL)
Mark L. Manning closed
United States Bankruptcy Court, N.D. Illinois · No. 14-05276 · Filed Feb 19, 2014 · Closed Aug 8, 2014
Role of Mark L. Manning: Debtor · Outcome: Case closed 2014-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 109 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (IL)
Mark Manning and Mary Cay Manning closed
United States Bankruptcy Court, N.D. Illinois · No. 11-25246 · Filed Jun 16, 2011 · Closed Aug 18, 2015
Role of Mark Manning and Mary Cay Manning: Debtor · Outcome: Case closed 2015-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 109 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (IL)
Mark Manning closed
United States Bankruptcy Court, N.D. Illinois · No. 07-16515 · Filed Sep 11, 2007 · Closed Jan 16, 2008
Role of Mark Manning: Debtor · Outcome: Case closed 2008-01-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 109 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (IL)
Mark Manning closed
United States Bankruptcy Court, N.D. Illinois · No. 94-20977 · Filed Oct 21, 1994 · Closed Mar 20, 1995
Role of Mark Manning: Debtor · Outcome: Case closed 1995-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 109 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (IL)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:51 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Mark Manning — 1 worth asking about (compared 2 filings on Oct 24, 2026)

Note · May 18, 2016 – Aug 12, 2016

Bankruptcy case: Mark Linden Manning — filed May 18, 2016

United States Bankruptcy Court, N.D. Illinois docket "Mark Linden Manning" filed May 18, 2016, closed Aug 12, 2016. MARK LINDEN MANNING ESTATE (related issuer) is listed as Party ("Mark Linden Manning").

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Illinois ↗MARK LINDEN MANNING ESTATE — PartnerFacts page ↗
Sources
Note · Mar 22, 2016 – May 17, 2016

Bankruptcy case: Mark Linden Manning — filed Mar 22, 2016

United States Bankruptcy Court, N.D. Illinois docket "Mark Linden Manning" filed Mar 22, 2016, closed May 17, 2016. MARK LINDEN MANNING ESTATE (related issuer) is listed as Party ("Mark Linden Manning").

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Illinois ↗MARK LINDEN MANNING ESTATE — PartnerFacts page ↗
Sources
Note · Nov 17, 2015 – Feb 4, 2016

Bankruptcy case: Mark Linden Manning — filed Nov 17, 2015

United States Bankruptcy Court, N.D. Illinois docket "Mark Linden Manning" filed Nov 17, 2015, closed Feb 4, 2016. MARK LINDEN MANNING ESTATE (related issuer) is listed as Party ("Mark Linden Manning").

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Illinois ↗MARK LINDEN MANNING ESTATE — PartnerFacts page ↗
Sources
Note · Apr 18, 2022

Mark Manning appears on 1 deal that stopped filing before reaching its target

MARK LINDEN MANNING ESTATE (last filing Apr 18, 2022; $0 sold of $47,000,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

MARK LINDEN MANNING ESTATE — PartnerFacts page ↗
Sources
Worth asking · Mar 31, 2022 – Apr 18, 2022

Paid seller listed without a CRD number: Manning, Mark-Linden — MARK LINDEN MANNING ESTATE

Manning, Mark-Linden is listed as receiving sales compensation on 2 filings (Mar 31, 2022 to Apr 18, 2022) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Apr 18, 2022 ↗BrokerCheck search: Manning, Mark-Linden ↗MARK LINDEN MANNING ESTATE — PartnerFacts page ↗
Sources
Note · Jun 1, 2010 – Oct 27, 2017

Same name, different state: "Mark J. Manning" (PA) is a separate record

This page covers filings where the address state is IL. A separate record, "Mark J. Manning" with address state PA, is listed on 8 filings — most recently by SCR Ultra Fund LP (Oct 27, 2017). The two records do not overlap in time: this page runs Mar 31, 2022 to Apr 18, 2022; the other runs Jun 1, 2010 to Oct 27, 2017.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark J. Manning (PA) — PartnerFacts page ↗Form D/A · Oct 27, 2017 ↗SCR Ultra Fund LP — PartnerFacts page ↗Mark Manning (IL) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 18, 2022 D
MARK LINDEN MANNING ESTATE
File 021-442241
$0$0$0
See Supplemental Filing: Offering Circular and Private Placement Memorandum
Manning, Mark-Linden no CRD number reported
via DEPOSITORY TRUST COMPANY
EDGAR ↗
Mar 31, 2022 D
MARK LINDEN MANNING ESTATE
File 021-439943
$0$0$0
See Supplemental Filing: Offering Circular and Private Placement Memorandum
Manning, Mark-Linden no CRD number reported
via DEPOSITORY TRUST COMPANY
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Mark Manning on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

ML
Investment Banking

MARK LINDEN MANNING ESTATE

Suwanee, IL · Mar 31, 2022 → Apr 18, 2022 · 2 filings
  • Apr 18, 2022 · D · $0 sold of $47,000,000,000 · 0 investors · min. $5,000,000,000 · role: Executive Officer EDGAR ↗
  • Mar 31, 2022 · D · $0 sold of $47,000,000,000 · 0 investors · min. $5,000,000,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Mark J. Manning — PA, 1 issuer, Jun 1, 2010 → Oct 27, 2017 · no shared issuer

People around Mark 0

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No other person or management entity is named on the same filings.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark Manning by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark Manning is listed on: none on file. No website or social profile named in MARK LINDEN MANNING ESTATE's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #157,886 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Suwanee, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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