PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:31 AM ET

Sponsor Check › Person

MS
No photo found yet (own website and image search run after this page is viewed)

Mark L Smith

Named as an officer, director or promoter on SEC Form D filings · CA · Dec 19, 2018 → Dec 19, 2018

1deal (issuers)
$130.5Mreported sold
17investors
1Form D filing
2018year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:05 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark L Smith is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Dec 2018: Annexon, Inc. (Brisbane, CA — biotechnology — 2018; $130.5M reported sold to 17 investors).

What this means One deal on file with the SEC, filed Dec 2018. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Campbell Murray (1 shared filing), Carol Gallagher (1 shared filing), Douglas Love (1 shared filing), Emmett Cunningham (1 shared filing), Muneer Satter (1 shared filing) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 court cases matching the name, 2 SEC releases, 2 state regulator orders, 15 bankruptcy cases matching the name listed in Key records below.

What this means 22 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Mark L Smith and found 6 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Mark Smith" (TX) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark L Smith has not run yet — it is joining a line of 18,068 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 2 closed (disposition not in docket feed), 1 judgment

Mark Smith v. Sergei Daniel Vinkov closed
District Court, C.D. California · No. 5:20-cv-01070 · Filed May 21, 2020 · Closed Jul 6, 2020 · Nature of suit: Assault Libel & Slander · Cause: 28:1441 Notice of Removal - Libel,Assault,Slander
Role of Mark Smith: Plaintiff · Outcome: Terminated 2020-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2247 federal dockets); 35 people with this name in Form D filings; court in the person's filing state (CA)
Nerium International, LLC v. Mark Smith closed
District Court, C.D. California · No. 8:19-mc-00003 · Filed Jan 11, 2019 · Closed Feb 21, 2019
Role of Mark Smith: Defendant · Outcome: Terminated 2019-02-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2247 federal dockets); 35 people with this name in Form D filings; court in the person's filing state (CA)
Mark Smith v. Nerium International, LLC judgment
District Court, C.D. California · No. 8:18-cv-01088 · Filed Jun 19, 2018 · Closed Sep 10, 2019 · Nature of suit: 190 Contract: Other · Cause: 28:1441 Notice of Removal - Breach of Contract
Role of Mark Smith: Plaintiff · Outcome: Terminated 2019-09-10 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for both plaintiff and defendant Docket on CourtListener ↗
same full name (a name found in 2247 federal dockets); 35 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:05 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 SEC releases; 2 state regulator orders

Order AZ · Arizona Corporation Commission, Securities Division (ACC)
Order date Apr 17, 2023 · Regulator: Arizona Corporation Commission, Securities Division (ACC) · Decision No. 78908 · Parties (regulator's caption): Bear Fruit Films, L.L.C.; James Simmons; Mark Smith
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 35 people with this name in Form D filings; regulator in AZ (not a filing state)
Action filed AZ · Arizona Corporation Commission, Securities Division (ACC)
Order date Apr 1, 2020 · Regulator: Arizona Corporation Commission, Securities Division (ACC) · eDocket 25237 ↗ · Parties (regulator's caption): Bear Fruit Films, L.L.C. a.k.a. Bearfruit Films; James Simmons; Casey Simmons; Mark Smith
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 35 people with this name in Form D filings; regulator in AZ (not a filing state)
Mark Smith, CPA Administrative proceeding
SEC · Nov 14, 2014 · Parties as named in the release: Mark Smith, CPA Read the release ↗
same full name in the release title; 35 people with this name in Form D filings; the person's filing state is not named
Charles E. Smith, CPA and Mark Smith, CPA Litigation release
SEC · Oct 31, 2014 · Parties as named in the release: Charles E. Smith, CPA and Mark Smith, CPA Read the release ↗
same full name in the release title; 35 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark L Smith..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

15 cases: 15 closed (disposition not in docket feed)

Mark Smith and Debbie Smith closed
United States Bankruptcy Court, C.D. California · No. 6:24-bk-15928 · Filed Oct 3, 2024 · Closed Jan 14, 2025
Role of Mark Smith and Debbie Smith: Debtor · Outcome: Case closed 2025-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2247 federal dockets); 35 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Mark Smith closed
United States Bankruptcy Court, N.D. California · No. 18-51964 · Filed Aug 30, 2018 · Closed Apr 16, 2019
Role of Mark Smith: Debtor · Outcome: Case closed 2019-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2247 federal dockets); 35 people with this name in Form D filings; court in the person's filing state (CA)
Mark Smith closed
United States Bankruptcy Court, N.D. California · No. 18-50530 · Filed Mar 12, 2018 · Closed Feb 18, 2019
Role of Mark Smith: Debtor · Outcome: Case closed 2019-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2247 federal dockets); 35 people with this name in Form D filings; court in the person's filing state (CA)
Mark R. Smith closed
United States Bankruptcy Court, C.D. California · No. 6:17-bk-13529 · Filed Apr 28, 2017 · Closed Feb 8, 2022
Role of Mark R. Smith: Debtor · Outcome: Case closed 2022-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2247 federal dockets); 35 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Mark B Smith closed
United States Bankruptcy Court, C.D. California · No. 6:16-bk-21321 · Filed Dec 30, 2016 · Closed Apr 11, 2017
Role of Mark B Smith: Debtor · Outcome: Case closed 2017-04-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2247 federal dockets); 35 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Mark Smith closed
United States Bankruptcy Court, N.D. California · No. 16-51102 · Filed Apr 13, 2016 · Closed Apr 9, 2018
Role of Mark Smith: Debtor · Outcome: Case closed 2018-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2247 federal dockets); 35 people with this name in Form D filings; court in the person's filing state (CA)
Mark A. Smith closed
United States Bankruptcy Court, E.D. California · No. 15-21066 · Filed Feb 12, 2015 · Closed Apr 6, 2015
Role of Mark A. Smith: Debtor · Outcome: Case closed 2015-04-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2247 federal dockets); 35 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Mark Smith closed
United States Bankruptcy Court, E.D. California · No. 14-32066 · Filed Dec 12, 2014 · Closed Jan 12, 2015
Role of Mark Smith: Debtor · Outcome: Case closed 2015-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2247 federal dockets); 35 people with this name in Form D filings; court in the person's filing state (CA)
Mark Smith and Ammi Smith closed
United States Bankruptcy Court, C.D. California · No. 2:14-bk-31260 · Filed Nov 13, 2014 · Closed Feb 18, 2015
Role of Mark Smith and Ammi Smith: Debtor · Outcome: Case closed 2015-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2247 federal dockets); 35 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Mark Smith closed
United States Bankruptcy Court, C.D. California · No. 6:13-bk-23388 · Filed Aug 6, 2013 · Closed Sep 19, 2013
Role of Mark Smith: Debtor · Outcome: Case closed 2013-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2247 federal dockets); 35 people with this name in Form D filings; court in the person's filing state (CA)
Mark Smith closed
United States Bankruptcy Court, C.D. California · No. 8:12-bk-11174 · Filed Jan 30, 2012 · Closed Aug 24, 2012
Role of Mark Smith: Debtor · Outcome: Case closed 2012-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2247 federal dockets); 35 people with this name in Form D filings; court in the person's filing state (CA)
Mark C Smith and Roberta M Smith closed
United States Bankruptcy Court, N.D. California · No. 11-13633 · Filed Sep 30, 2011 · Closed Jan 3, 2012
Role of Mark C Smith and Roberta M Smith: Debtor · Outcome: Case closed 2012-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2247 federal dockets); 35 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Mark Smith closed
United States Bankruptcy Court, N.D. California · No. 11-13568 · Filed Sep 28, 2011 · Closed Dec 22, 2011
Role of Mark Smith: Debtor · Outcome: Case closed 2011-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2247 federal dockets); 35 people with this name in Form D filings; court in the person's filing state (CA)
Mark S. Smith closed
United States Bankruptcy Court, E.D. California · No. 11-93084 · Filed Aug 30, 2011 · Closed Dec 23, 2011
Role of Mark S. Smith: Debtor · Outcome: Case closed 2011-12-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2247 federal dockets); 35 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Mark A Smith and Jacqueline A Smith closed
United States Bankruptcy Court, C.D. California · No. 6:11-bk-36809 · Filed Aug 22, 2011 · Closed Dec 22, 2011
Role of Mark A Smith and Jacqueline A Smith: Debtor · Outcome: Case closed 2011-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2247 federal dockets); 35 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:05 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Mark L Smith (compared 1 filing on Oct 24, 2026)

Note · Dec 7, 2018 – Dec 19, 2018

No amendment in the last 12 months on an offering that may still be open — Annexon, Inc. (latest filing Dec 19, 2018)

The latest filing for this offering is dated Dec 19, 2018 (first sale Dec 7, 2018). It reports $44,999,994 sold of $84,999,985 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 19, 2018 ↗Annexon, Inc. — PartnerFacts page ↗
Sources
Note · Oct 22, 2009 – Nov 12, 2021

Same name, different state: "Mark Smith" (TX) is a separate record

This page covers filings where the address state is CA. A separate record, "Mark Smith" with address state TX, is listed on 4 filings — most recently by Horizon OCH Partners, LLC (Nov 12, 2021). Both records have filings in the same period (Dec 19, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Smith (TX) — PartnerFacts page ↗Form D · Nov 12, 2021 ↗Horizon OCH Partners, LLC — PartnerFacts page ↗Mark L Smith (CA) — this page ↗
Sources
Note · Sep 10, 2010 – Feb 9, 2017

Same name, different state: "Mark Smith" (SC) is a separate record

This page covers filings where the address state is CA. A separate record, "Mark Smith" with address state SC, is listed on 6 filings — most recently by Outdoor Adventure Group, LLC (Feb 9, 2017). The two records do not overlap in time: this page has one filing dated Dec 19, 2018; the other runs Sep 10, 2010 to Feb 9, 2017.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Smith (SC) — PartnerFacts page ↗Form D · Feb 9, 2017 ↗Outdoor Adventure Group, LLC — PartnerFacts page ↗Mark L Smith (CA) — this page ↗
Sources
Note · Jan 30, 2015 – Jul 31, 2015

Same name, different state: "Mark Smith" (PA) is a separate record

This page covers filings where the address state is CA. A separate record, "Mark Smith" with address state PA, is listed on 7 filings — most recently by Geospatial Corp (Jul 31, 2015). The two records do not overlap in time: this page has one filing dated Dec 19, 2018; the other runs Jan 30, 2015 to Jul 31, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Smith (PA) — PartnerFacts page ↗Form D · Jul 31, 2015 ↗Geospatial Corp — PartnerFacts page ↗Mark L Smith (CA) — this page ↗
Sources
Note · May 5, 2010

Same name, different state: "Mark Smith" (OK) is a separate record

This page covers filings where the address state is CA. A separate record, "Mark Smith" with address state OK, is listed on 1 filing — most recently by AHS PharmStat, L.L.C. (May 5, 2010). The two records do not overlap in time: this page has one filing dated Dec 19, 2018; the other has one filing dated May 5, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Smith (OK) — PartnerFacts page ↗Form D · May 5, 2010 ↗AHS PharmStat, L.L.C. — PartnerFacts page ↗Mark L Smith (CA) — this page ↗
Sources
Note · Sep 24, 2009

Same name, different state: "Mark Smith" (C3) is a separate record

This page covers filings where the address state is CA. A separate record, "Mark Smith" with address state C3, is listed on 1 filing — most recently by Sigma Pharmaceuticals Ltd (Sep 24, 2009). The two records do not overlap in time: this page has one filing dated Dec 19, 2018; the other has one filing dated Sep 24, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Smith (C3) — PartnerFacts page ↗Form D · Sep 24, 2009 ↗Sigma Pharmaceuticals Ltd — PartnerFacts page ↗Mark L Smith (CA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 19, 2018 D
Annexon, Inc.
File 021-328461
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Mark L Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

A
Biotechnology

Annexon, Inc.

Brisbane, CA · Dec 19, 2018
  • Dec 19, 2018 · D · $44,999,994 sold of $84,999,985 · 10 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $130.5M from 17 investors (100% of the $85M target) as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Mark Smith — MA, 11 issuers, Dec 29, 2015 → Apr 29, 2025 · no shared issuer
  • Mark A Smith — NY, CO, British Columbia, Canada (as filed: A1), Ontario, Canada (as filed: A6), IN, 10 issuers, Mar 20, 2009 → Nov 14, 2024 · no shared issuer
  • Mark Smith — NY, FL, Alberta, Canada (as filed: A0), 10 issuers, Jul 16, 2015 → May 3, 2024 · no shared issuer
  • MARK EDWARD SMITH — MA, 8 issuers, Mar 3, 2010 → Dec 8, 2011 · no shared issuer
  • Mark Smith — SC, 6 issuers, Sep 10, 2010 → Feb 9, 2017 · no shared issuer
  • Mark Smith — TX, 4 issuers, Oct 22, 2009 → Nov 12, 2021 · no shared issuer
  • Mark Smith — CA, 3 issuers, May 14, 2010 → Nov 21, 2023 · no shared issuer
  • Mark C. Smith — NY, 3 issuers, Dec 15, 2017 → Oct 26, 2018 · no shared issuer
  • Mark V. Smith — GA, 2 issuers, Nov 10, 2010 → Jun 7, 2018 · no shared issuer
  • Mark Smith — CT, 2 issuers, Feb 10, 2011 → Sep 13, 2023 · no shared issuer
  • MARK SMITH — AK, 2 issuers, May 16, 2013 → Jan 27, 2023 · no shared issuer
  • Mark L. Smith — CO, 2 issuers, Jun 17, 2009 → Dec 15, 2022 · no shared issuer
  • MARK D. SMITH — NY, 2 issuers, Aug 4, 2016 → Jul 10, 2020 · no shared issuer
  • Mark Robert Smith — MT, 1 issuer, Aug 21, 2025 → Oct 14, 2025 · no shared issuer
  • Mark B Smith — TN, 1 issuer, Feb 19, 2021 → Oct 10, 2025 · no shared issuer
  • Mark Smith — PA, 1 issuer, Jan 30, 2015 → Jul 31, 2015 · no shared issuer
  • Mark Smith — Australia (as filed: C3), 1 issuer, Sep 24, 2009 → Sep 24, 2009 · no shared issuer
  • Mark A. Smith — CA, 1 issuer, Aug 22, 2017 → Jan 31, 2020 · no shared issuer
  • Mark Smith — OK, 1 issuer, May 5, 2010 → May 5, 2010 · no shared issuer
  • Mark Smith — MI, 1 issuer, Aug 17, 2012 → Aug 17, 2012 · no shared issuer

People around Mark 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

EC
No photo found yet (own website and image search run after this page is viewed)
Person

Emmett Cunningham

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Emmett Cunningham is on 6 issuers in total — a repeat sponsor. Their page lists every one.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas G. Wiggans

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Thomas G. Wiggans is on 6 issuers in total — a repeat sponsor. Their page lists every one.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Campbell Murray

Director · 1 shared filing (1 issuer) · also on 13 other issuers

Campbell Murray is on 14 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Muneer Satter

Director · 1 shared filing (1 issuer) · also on 15 other issuers

Muneer Satter is on 16 issuers in total — a repeat sponsor. Their page lists every one.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Carol Gallagher

Director · 1 shared filing (1 issuer) · also on 14 other issuers

Carol Gallagher is on 15 issuers in total — a repeat sponsor. Their page lists every one.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas Love

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark L Smith. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Ricky Sun

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Mark L Smith. Their page shows their other deals.

TY
No photo found yet (own website and image search run after this page is viewed)
Person

Ted Yednock

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark L Smith. Their page shows their other deals.

WY
No photo found yet (own website and image search run after this page is viewed)
Person

William D. Young

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark L Smith. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark L Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark L Smith is listed on: none on file. No website or social profile named in Annexon, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #150,067 of 374,652 in line (16 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Brisbane, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

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Business registries

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