PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:00 AM ET

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Mark J. Epstein

Named as an officer, director or promoter on SEC Form D filings · NJ · May 23, 2012 → May 23, 2012

1deal (issuers)
$0reported sold
0investors
1Form D filing
2012year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:03 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark J. Epstein is listed as an executive officer on 1 SEC Form D filing by 1 issuer in May 2012: HARTFIELD, TITUS & DONNELLY, LLC (Jersey City, NJ — other banking and financial services — 2012).

What this means One deal on file with the SEC, filed May 2012. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Francis De Sales O'Brien (1 shared filing) and Ronald A. Purpora (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 16 bankruptcy cases matching the name listed in Key records below.

What this means 17 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Mark J. Epstein and found 2 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Mark Epstein" (NY) is a separate record.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark J. Epstein has not run yet — it is joining a line of 3,814 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

Matteo Patisso v. Mark Epstein closed
District Court, C.D. California · No. 2:25-cv-01666 · Filed Feb 26, 2025 · Closed Apr 7, 2025
Role of Mark Epstein: Defendant · Outcome: Terminated 2025-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:03 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark J. Epstein..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

16 cases: 1 open, 15 closed (disposition not in docket feed)

Mark Epstein and Mindy I. Epstein open
United States Bankruptcy Court, W.D. Pennsylvania · No. 25-22161 · Filed Aug 19, 2025
Role of Mark Epstein and Mindy I. Epstein: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state); middle initial differs
Mark C. Epstein and Carol S. Epstein closed
United States Bankruptcy Court, D. Arizona · No. 2:23-bk-02232 · Filed Apr 7, 2023 · Closed Aug 7, 2023
Role of Mark C. Epstein and Carol S. Epstein: Debtor · Outcome: Case closed 2023-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in AR (not a filing state); middle initial differs
Mark P. Epstein and Lynn G. Epstein closed
United States Bankruptcy Court, D. New Jersey · No. 15-13250 · Filed Feb 26, 2015 · Closed May 22, 2015
Role of Mark P. Epstein and Lynn G. Epstein: Debtor · Outcome: Case closed 2015-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NJ); middle initial differs
Mark R. Epstein closed
United States Bankruptcy Court, D. Massachusetts · No. 11-17950 · Filed Aug 22, 2011 · Closed Dec 8, 2016
Role of Mark R. Epstein: Debtor · Outcome: Case closed 2016-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state); middle initial differs
Mark J. Epstein closed
United States Bankruptcy Court, W.D. Texas · No. 09-54983 · Filed Dec 21, 2009 · Closed Apr 23, 2015
Role of Mark J. Epstein: Debtor · Outcome: Case closed 2015-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
Mark Epstein closed
United States Bankruptcy Court, N.D. California · No. 09-33446 · Filed Nov 4, 2009 · Closed May 22, 2015
Role of Mark Epstein: Debtor · Outcome: Case closed 2015-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Mark R Epstein and Sharon M Casteel-Epstein closed
United States Bankruptcy Court, C.D. California · No. 6:02-bk-13255 · Filed Feb 27, 2002 · Closed Jul 18, 2003
Role of Mark R Epstein and Sharon M Casteel-Epstein: Debtor · Outcome: Case closed 2003-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state); middle initial differs
MARK B EPSTEIN closed
United States Bankruptcy Court, D. Minnesota · No. 00-80893 · Filed Oct 23, 2000 · Closed Jun 5, 2002
Role of MARK B EPSTEIN: Debtor · Outcome: Case closed 2002-06-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in MN (not a filing state); middle initial differs
Mark P. Epstein and Lynn G. Epstein closed
United States Bankruptcy Court, D. New Jersey · No. 99-61912 · Filed Oct 21, 1999 · Closed Apr 24, 2003
Role of Mark P. Epstein and Lynn G. Epstein: Debtor · Outcome: Case closed 2003-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NJ); middle initial differs
Mark S. Epstein closed
United States Bankruptcy Court, E.D. Michigan · No. 98-60441 · Filed Nov 24, 1998 · Closed Mar 9, 1999
Role of Mark S. Epstein: Debtor · Outcome: Case closed 1999-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state); middle initial differs
Mark Epstein and Micheline M. Epstein closed
United States Bankruptcy Court, D. Maine · No. 98-11045 · Filed Jun 17, 1998 · Closed Jun 7, 2002
Role of Mark Epstein and Micheline M. Epstein: Debtor · Outcome: Case closed 2002-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in ME (not a filing state); middle initial differs
Mark Epstein closed
United States Bankruptcy Court, N.D. California · No. 98-30177 · Filed Jan 14, 1998 · Closed May 12, 1999
Role of Mark Epstein: Debtor · Outcome: Case closed 1999-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Mark Epstein closed
United States Bankruptcy Court, C.D. California · No. 1:94-bk-15857 · Filed Feb 15, 1994 · Closed Jun 14, 1995
Role of Mark Epstein: Debtor · Outcome: Case closed 1995-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Mark R. Epstein and Judith C. Epstein closed
United States Bankruptcy Court, S.D. Florida. · No. 90-38227 · Filed Nov 7, 1990 · Closed Mar 7, 1991
Role of Mark R. Epstein and Judith C. Epstein: Debtor · Outcome: Case closed 1991-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state); middle initial differs
Mark E Epstein closed
United States Bankruptcy Court, N.D. Illinois · No. 88-17584 · Filed Nov 15, 1988 · Closed Aug 14, 1992
Role of Mark E Epstein: Debtor · Outcome: Case closed 1992-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state); middle initial differs
Mark Epstein closed
United States Bankruptcy Court, N.D. Illinois · No. 83-15630 · Filed Dec 19, 1983 · Closed Jun 7, 1985
Role of Mark Epstein: Debtor · Outcome: Case closed 1985-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:03 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for Mark J. Epstein (compared 1 filing on Oct 24, 2026)

Note · May 11, 2012 – May 23, 2012

No amendment in the last 12 months on an offering that may still be open — HARTFIELD, TITUS & DONNELLY, LLC (latest filing May 23, 2012)

The latest filing for this offering is dated May 23, 2012 (first sale May 11, 2012). It reports $0 sold of $1,404,850 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · May 23, 2012 ↗HARTFIELD, TITUS & DONNELLY, LLC — PartnerFacts page ↗
Sources
Note · Mar 11, 2019

Same name, different state: "Mark Epstein" (NY) is a separate record

This page covers filings where the address state is NJ. A separate record, "Mark Epstein" with address state NY, is listed on 1 filing — most recently by MTS Ventures I LLC (Mar 11, 2019). The two records do not overlap in time: this page has one filing dated May 23, 2012; the other has one filing dated Mar 11, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Epstein (NY) — PartnerFacts page ↗Form D · Mar 11, 2019 ↗MTS Ventures I LLC — PartnerFacts page ↗Mark J. Epstein (NJ) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 1 offering report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $1,404,850.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 23, 2012 D
HARTFIELD, TITUS & DONNELLY, LLC
File 021-178706
$0$0$1,404,850None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Mark J. Epstein on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

HT
Other Banking and Financial Services

HARTFIELD, TITUS & DONNELLY, LLC

Jersey City, NJ · May 23, 2012
  • May 23, 2012 · D · $0 sold of $1,404,850 · 0 investors · min. $48,443 · role: Executive Officer (President) EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Mark P. Epstein — NJ, 1 issuer, Dec 19, 2011 → Dec 19, 2011 · no shared issuer
  • Mark Epstein — NY, 1 issuer, Mar 11, 2019 → Mar 11, 2019 · no shared issuer

People around Mark 2

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald A. Purpora

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark J. Epstein. Their page shows their other deals.

FB
No photo found yet (own website and image search run after this page is viewed)
Person

Francis De Sales O'Brien

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark J. Epstein. Their page shows their other deals.

The team behind the deals

Same business address

21 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark J. Epstein by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark J. Epstein is listed on: none on file. No website or social profile named in HARTFIELD, TITUS & DONNELLY, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #341,829 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Jersey City, NJ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New Jersey state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New Jersey Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

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