PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:52 AM ET

Sponsor Check › Person

MH
No photo found yet (own website and image search run after this page is viewed)

Mark Helweg

Named as an officer, director or promoter on SEC Form D filings · CO · Jun 17, 2019 → Jun 20, 2024

2deals (issuers)
$7.53Mreported sold
40investors
16Form D filings
2019–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:39 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark Helweg is listed as an executive officer, director, and promoter on 16 SEC Form D filings by 2 issuers between May 2017 and Jun 2024: TradeOff Financial Corp. (Evergreen, CO — other technology — 2020–2024; $5.53M reported sold to 34 investors) and TradeOff Technologies, LLC (Confier, CO — industry reported as "Other" — 2017–2020; $2M reported sold to 6 investors).

What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter, over about 7 years. Across those companies the filings report $7.53M sold in total.

Listed alongside ROB KUCK (8 shared filings), Robert H. Kuck (8 shared filings), Sarne Lightman (8 shared filings), James DuPlooy (6 shared filings), Hubert Senters (5 shared filings) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

All 2 issuers belong to the sponsor group Tradeoff (3 issuers, $6.15M reported sold, 2017–2024).

What this means A sponsor group is one team that sets up a new company for each deal. Tradeoff has 3 companies on file and $6.15M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 3 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 16 public filings for Mark Helweg and found 13 differences, 1 worth asking the sponsor about: Form D filed 182 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark Helweg has not run yet — it is joining a line of 62,509 names; searches run around the clock at the hosts' allowed rate. Searched so far: 736 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

Helweg v. Nationwide Mutual Fire Insurance Company closed
District Court, E.D. Virginia · No. 3:17-cv-00479 · Filed Jun 30, 2017 · Closed Nov 21, 2017
Role of Helweg: Plaintiff · Outcome: Terminated 2017-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 5 federal dockets); surname only in the caption; court in VA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:39 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark Helweg..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

Stanley Lynn Helweg and Michelle Erin Helweg closed
United States Bankruptcy Court, D. Kansas · No. 12-40589 · Filed Apr 24, 2012 · Closed Aug 13, 2013
Role of Stanley Lynn Helweg and Michelle Erin Helweg: Debtor · Outcome: Case closed 2013-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 5 federal dockets); different first name (lynn); court in KS (not a filing state)
FIA Card Services, N.A. v. Helweg closed
United States Bankruptcy Court, D. Maryland · No. 10-00814 · Filed Oct 25, 2010 · Closed Mar 11, 2011
Role of Helweg: Defendant · Outcome: Case closed 2011-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 5 federal dockets); surname only in the caption; court in MD (not a filing state)
Comerica Incorporated v. Helweg closed
United States Bankruptcy Court, W.D. Michigan · No. 97-88400 · Filed Sep 12, 1997 · Closed Jan 26, 1998
Role of Helweg: Defendant · Outcome: Case closed 1998-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 5 federal dockets); surname only in the caption; court in MI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:39 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for Mark Helweg — 1 worth asking about (compared 16 filings on Oct 24, 2026)

Note · Oct 25, 2010 – Mar 11, 2011

Bankruptcy case: FIA Card Services, N.A. v. Helweg — filed Oct 25, 2010

United States Bankruptcy Court, D. Maryland docket "FIA Card Services, N.A. v. Helweg" filed Oct 25, 2010, closed Mar 11, 2011. Mark Helweg is listed as Defendant ("Helweg"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Maryland ↗
Sources
Note · Sep 12, 1997 – Jan 26, 1998

Bankruptcy case: Comerica Incorporated v. Helweg — filed Sep 12, 1997

United States Bankruptcy Court, W.D. Michigan docket "Comerica Incorporated v. Helweg" filed Sep 12, 1997, closed Jan 26, 1998. Mark Helweg is listed as Defendant ("Helweg"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. Michigan ↗
Sources
Worth asking · Aug 5, 2022 – Feb 3, 2023

Form D filed 182 days after the first sale — TradeOff Financial Corp.

The filing says the first sale was Aug 5, 2022. The Form D was filed Feb 3, 2023 — 182 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 167 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Feb 3, 2023 ↗TradeOff Financial Corp. — PartnerFacts page ↗
Sources
Note · Jun 4, 2024 – Jun 20, 2024

Form D filed 16 days after the first sale — TradeOff Financial Corp.

The filing says the first sale was Jun 4, 2024. The Form D was filed Jun 20, 2024 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 20, 2024 ↗TradeOff Financial Corp. — PartnerFacts page ↗
Sources
Note · Nov 21, 2018 – Jun 20, 2024

8 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — TradeOff Financial Corp. (latest filing Jun 20, 2024) · No amendment in the last 12 months on an offering that may still be open — TradeOff Financial Corp. (latest filing Feb 3, 2023) · No amendment in the last 12 months on an offering that may still be open — TradeOff Financial Corp. (latest filing Dec 2, 2021) · No amendment in the last 12 months on an offering that may still be open — TradeOff Financial Corp. (latest filing May 10, 2021) · No amendment in the last 12 months on an offering that may still be open — TradeOff Financial Corp. (latest filing Mar 2, 2021) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jun 20, 2024 ↗TradeOff Financial Corp. — PartnerFacts page ↗Form D · Feb 3, 2023 ↗Form D/A · Dec 2, 2021 ↗
Sources
Note · Jun 8, 2018 – Jun 17, 2019

Mark Helweg's role changed at TradeOff Technologies, LLC: executive officer → director

The Jun 8, 2018 filing lists Mark Helweg as executive officer; the Jun 17, 2019 Form D/A lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Jun 8, 2018 ↗Form D/A · Jun 17, 2019 ↗Mark Helweg — PartnerFacts page ↗TradeOff Technologies, LLC — PartnerFacts page ↗
Sources
Note · Sep 30, 2021 – Dec 2, 2021

Offering amount changed between filings — TradeOff Financial Corp.

The Sep 30, 2021 filing says $1,250,000 offered; the Dec 2, 2021 Form D/A says $2,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Sep 30, 2021 ↗Form D/A (later) · Dec 2, 2021 ↗TradeOff Financial Corp. — PartnerFacts page ↗
Sources
Note · Nov 30, 2020 – Sep 30, 2021

Offering amount changed between filings — TradeOff Financial Corp.

The Nov 30, 2020 filing says $500,000 offered; the Sep 30, 2021 Form D/A says $1,250,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Nov 30, 2020 ↗Form D/A (later) · Sep 30, 2021 ↗TradeOff Financial Corp. — PartnerFacts page ↗
Sources
Note · Jun 13, 2019 – Jun 17, 2019

Minimum investment changed between filings — TradeOff Technologies, LLC

The Jun 13, 2019 filing lists a minimum of $50,000; the Jun 17, 2019 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jun 13, 2019 ↗Form D/A (later) · Jun 17, 2019 ↗TradeOff Technologies, LLC — PartnerFacts page ↗
Sources
Note · May 1, 2017 – Jun 17, 2019

Mark Helweg is written 2 different ways on the filings

listed as "Mark W Helweg" on 2 filings (from May 1, 2017), and "Mark Helweg" on 14 filings (from Jun 17, 2019).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · May 1, 2017 ↗Form D/A · Jun 17, 2019 ↗Mark Helweg — PartnerFacts page ↗
Sources
Note · May 1, 2017 – Dec 6, 2018

Reported revenue range changed between filings — TradeOff Technologies, LLC

"$1,000,001 - $5,000,000" (May 1, 2017); then "Decline to Disclose" (Dec 6, 2018).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · May 1, 2017 ↗Form D · Dec 6, 2018 ↗TradeOff Technologies, LLC — PartnerFacts page ↗
Sources
Note · Nov 8, 2012 – Jul 21, 2015

Same name, different state: "Mark W. Helweg" (TX) is a separate record

This page covers filings where the address state is CO. A separate record, "Mark W. Helweg" with address state TX, is listed on 3 filings — most recently by Market Consulting Group LLC (Jul 21, 2015). The two records do not overlap in time: this page runs Jun 17, 2019 to Jun 20, 2024; the other runs Nov 8, 2012 to Jul 21, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark W. Helweg (TX) — PartnerFacts page ↗Form D · Jul 21, 2015 ↗Market Consulting Group LLC — PartnerFacts page ↗Mark Helweg (CO) — this page ↗
Sources
Note · Jun 8, 2018 – Jun 20, 2024

5 address changes between filings

Address moved from Conifer, CO to Evergreen, CO — TradeOff Financial Corp. · Address moved from Evergreen, CO to Conifer, CO — TradeOff Financial Corp. · Address moved from Conifer, CO to Evergreen, CO — TradeOff Financial Corp. · Address moved from Confier, CO to Conifer, CO — TradeOff Technologies, LLC · Address moved from Evergreen, CO to Confier, CO — TradeOff Technologies, LLC

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D · Feb 3, 2023 ↗Form D · Jun 20, 2024 ↗TradeOff Financial Corp. — PartnerFacts page ↗Form D/A · Dec 2, 2021 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 10 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 20, 2024 D
TradeOff Financial Corp.
File 021-516449
$0$0$0None listed on this filingEDGAR ↗
Feb 3, 2023 D
TradeOff Financial Corp.
File 021-472600
$0$0$0None listed on this filingEDGAR ↗
Dec 2, 2021 D/A
TradeOff Financial Corp.
File 021-381677
$0$0$0None listed on this filingEDGAR ↗
May 10, 2021 D
TradeOff Financial Corp.
File 021-398842
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2021 D
TradeOff Financial Corp.
File 021-390938
$0$0$0None listed on this filingEDGAR ↗
Sep 22, 2020 D
TradeOff Financial Corp.
File 021-376014
$0$0$0None listed on this filingEDGAR ↗
May 19, 2020 D/A
TradeOff Technologies, LLC
File 021-327291
$0$0$0None listed on this filingEDGAR ↗
Jul 29, 2019 D/A
TradeOff Technologies, LLC
File 021-345229
$0$0$0None listed on this filingEDGAR ↗
Jun 17, 2019 D/A
TradeOff Technologies, LLC
File 021-341801
$0$0$0NONE no CRD number reported
via NA
EDGAR ↗
Jun 8, 2018 D/A
TradeOff Technologies, LLC
File 021-285787
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Mark Helweg on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

TF
Other Technology · group: Tradeoff

TradeOff Financial Corp.

Evergreen, CO · Sep 22, 2020 → Jun 20, 2024 · 8 filings
  • Jun 20, 2024 · D · $5,529,920 sold of $7,929,942 · 34 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Feb 3, 2023 · D · $737,590 sold of $2,000,000 · 8 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Dec 2, 2021 · D/A · $1,236,665 sold of $2,000,000 · 6 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Sep 30, 2021 · D/A · $290,000 sold of $1,250,000 · 6 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • May 10, 2021 · D · $200,000 sold of $5,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Mar 2, 2021 · D · $50,000 sold of $500,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Nov 30, 2020 · D · $25,000 sold of $500,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Sep 22, 2020 · D · $100,000 sold of $3,500,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $5.53M from 34 investors (70% of the $7.93M target) as of the latest filing. Mark is listed as executive officer, director, promoter on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TT
Other · group: Tradeoff

TradeOff Technologies, LLC

Confier, CO · May 1, 2017 → May 19, 2020 · 8 filings
  • May 19, 2020 · D/A · $490,000 sold of $2,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 29, 2019 · D/A · $1,000,000 sold of $1,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 29, 2019 · D · $0 sold of $1,000,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 17, 2019 · D/A · $475,000 sold of $2,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 17, 2019 · D/A · $50,000 sold of $1,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 17, 2019 · D/A · $475,000 sold of $2,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 8, 2018 · D/A · $2,000,000 sold of $2,000,000 · 3 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • May 1, 2017 · D · $0 sold of $2,000,000 · 0 investors · min. $50,000 · role: Executive Officer EDGAR ↗

Raised $2M from 6 investors (100% of the $2M target) as of the latest filing. Mark is listed as director, executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Mark W. Helweg — TX, 2 issuers, Nov 8, 2012 → Jul 21, 2015 · no shared issuer

People around Mark 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

ROB KUCK

Executive Officer, Director, Promoter · 8 shared filings (1 issuer)

Listed on the same filings as Mark Helweg. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Sarne Lightman

Executive Officer, Director, Promoter · 8 shared filings (1 issuer)

Listed on the same filings as Mark Helweg. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Robert H. Kuck

Executive Officer, Director, Promoter · 8 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Helweg. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

James DuPlooy

Director · 6 shared filings (1 issuer)

Listed on the same filings as Mark Helweg. Their page shows their other deals.

HS
No photo found yet (own website and image search run after this page is viewed)
Person

Hubert Senters

Director · 5 shared filings (1 issuer)

Listed on the same filings as Mark Helweg. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Rufail

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark Helweg. Their page shows their other deals.

The team behind the deals

T
Sponsor group

Tradeoff

3 issuers · 23 filings · $6.15M reported sold · 2017–2024

One team, 3 deal companies. Mark Helweg is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark Helweg.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark Helweg by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark Helweg is listed on: none on file. No website or social profile named in TradeOff Financial Corp.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #96,912 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Evergreen, CO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Colorado state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Colorado Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Mark Helweg appears on a new Form D, or when a court case or SEC action is matched to them. See plans →