Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:32 AM ET

No photo found yet (own website and image search run after this page is viewed)

Mark Harding

Named as an officer, director or promoter on SEC Form D filings · United Kingdom (as filed: X0) · Nov 15, 2010 → Feb 8, 2013

1deal (issuers)

$72.5Mreported sold

117investors

9Form D filings

2010–2013years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark Harding is listed as an executive officer on 9 SEC Form D filings by 1 issuer between Nov 2010 and Feb 2013: BARCLAYS BANK PLC /ENG/ (London, United Kingdom (as filed: X0) — investment banking — 2010–2013; $72.5M reported sold to 117 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Antony Jenkins (9 shared filings), Chris Lucas (9 shared filings), Marcus Agius (9 shared filings), Maria Ramos (9 shared filings), Rich Ricci (9 shared filings) and 17 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 22 bankruptcy cases matching the name listed in Key records below.

What this means 23 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 9 public filings for Mark Harding and found 2 differences: 4 Form Ds were filed more than 15 days after the first sale; Same name, different state: "Mark Harding" (CT) is a separate record.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark Harding has not run yet — it is joining a line of 56,029 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

Mark J. Harding v. CSSA closed

District Court, C.D. California · No. 2:98-cv-07645 · Filed Sep 21, 1998 · Closed Jun 16, 1999 · Nature of suit: 863 D.I.W.C. / D.I.W.W.

Role of Mark J. Harding: Plaintiff · Outcome: Terminated 1999-06-16 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark Harding..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

22 cases: 22 closed (disposition not in docket feed)

Mark T. Harding closed

United States Bankruptcy Court, N.D. New York · No. 15-61603 · Filed Nov 9, 2015 · Closed Mar 3, 2016

Role of Mark T. Harding: Debtor · Outcome: Case closed 2016-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)

Mark A. Harding and Kerry K. Harding closed

United States Bankruptcy Court, D. Vermont · No. 15-10387 · Filed Aug 11, 2015 · Closed Jan 14, 2016

Role of Mark A. Harding and Kerry K. Harding: Debtor · Outcome: Case closed 2016-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in VT (not a filing state)

MARK A HARDING closed

United States Bankruptcy Court, D. Arizona · No. 4:15-bk-02347 · Filed Mar 6, 2015 · Closed Jun 26, 2015

Role of MARK A HARDING: Debtor · Outcome: Case closed 2015-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)

Mark Harding, Jr. closed

United States Bankruptcy Court, D. New Jersey · No. 14-31018 · Filed Oct 15, 2014 · Closed Jan 20, 2015

Role of Mark Harding, Jr.: Debtor · Outcome: Case closed 2015-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

Mark H. Harding closed

United States Bankruptcy Court, E.D. Michigan · No. 13-59950 · Filed Oct 30, 2013 · Closed Dec 24, 2014

Role of Mark H. Harding: Debtor · Outcome: Case closed 2014-12-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)

Mark F. Harding closed

United States Bankruptcy Court, D. Connecticut · No. 13-51461 · Filed Sep 16, 2013 · Closed Jan 15, 2014

Role of Mark F. Harding: Debtor · Outcome: Case closed 2014-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)

Mark W Harding and Geraldine Kay Harding closed

United States Bankruptcy Court, E.D. Oklahoma · No. 13-80751 · Filed Jun 20, 2013 · Closed Nov 7, 2013

Role of Mark W Harding and Geraldine Kay Harding: Debtor · Outcome: Case closed 2013-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in OK (not a filing state)

Mark A Harding and Anita M Harding closed

United States Bankruptcy Court, C.D. California · No. 1:09-bk-16573 · Filed Jun 2, 2009 · Closed Dec 14, 2012

Role of Mark A Harding and Anita M Harding: Debtor · Outcome: Case closed 2012-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

Mark A. Harding closed

United States Bankruptcy Court, E.D. Missouri · No. 09-43776 · Filed Apr 27, 2009 · Closed Jul 8, 2014

Role of Mark A. Harding: Debtor · Outcome: Case closed 2014-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in MO (not a filing state)

Mark Harding and Neisha Lewis-Harding closed

United States Bankruptcy Court, D. South Carolina · No. 08-06083 · Filed Oct 1, 2008 · Closed Oct 8, 2013

Role of Mark Harding and Neisha Lewis-Harding: Debtor · Outcome: Case closed 2013-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in SC (not a filing state)

Mark M. Harding and Deborah J. Harding closed

United States Bankruptcy Court, N.D. Ohio · No. 08-61822 · Filed May 30, 2008 · Closed Oct 22, 2010

Role of Mark M. Harding and Deborah J. Harding: Debtor · Outcome: Case closed 2010-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

MARK HARDING closed

United States Bankruptcy Court, D. Nevada · No. 07-16212 · Filed Sep 28, 2007 · Closed Jan 24, 2008

Role of MARK HARDING: Debtor · Outcome: Case closed 2008-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in NV (not a filing state)

Mark W. Harding and Renee F. Harding closed

United States Bankruptcy Court, S.D. Florida. · No. 04-33553 · Filed Jul 22, 2004 · Closed Nov 3, 2004

Role of Mark W. Harding and Renee F. Harding: Debtor · Outcome: Case closed 2004-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)

Mark H. Harding closed

United States Bankruptcy Court, E.D. Michigan · No. 03-66693 · Filed Sep 29, 2003 · Closed Jan 15, 2004

Role of Mark H. Harding: Debtor · Outcome: Case closed 2004-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)

Mark S. Harding and Phyllis A. Harding closed

United States Bankruptcy Court, D. Maryland · No. 03-31162 · Filed Sep 12, 2003 · Closed Dec 14, 2004

Role of Mark S. Harding and Phyllis A. Harding: Debtor · Outcome: Case closed 2004-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in MD (not a filing state)

Mark A Harding and Anita M Harding closed

United States Bankruptcy Court, C.D. California · No. 1:02-bk-15192 · Filed Jun 6, 2002 · Closed Sep 20, 2002

Role of Mark A Harding and Anita M Harding: Debtor · Outcome: Case closed 2002-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

Mark O. Harding and Ann R. Harding closed

United States Bankruptcy Court, E.D. Louisiana · No. 01-13728 · Filed May 8, 2001 · Closed Sep 14, 2001

Role of Mark O. Harding and Ann R. Harding: Debtor · Outcome: Case closed 2001-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in LA (not a filing state)

Mark R. Harding and Deborah L. Harding closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 99-21814 · Filed Mar 15, 1999 · Closed Jun 30, 1999

Role of Mark R. Harding and Deborah L. Harding: Debtor · Outcome: Case closed 1999-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)

Mark W. Harding and Tina Meachen-Harding closed

United States Bankruptcy Court, E.D. Tennessee · No. 1:97-bk-10105 · Filed Jan 8, 1997 · Closed Mar 4, 1999

Role of Mark W. Harding and Tina Meachen-Harding: Debtor · Outcome: Case closed 1999-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in TN (not a filing state)

Mark W. Harding and Geraldine Kay Harding closed

United States Bankruptcy Court, D. Utah · No. 92-21572 · Filed Mar 6, 1992 · Closed Jan 14, 1994

Role of Mark W. Harding and Geraldine Kay Harding: Debtor · Outcome: Case closed 1994-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in UT (not a filing state)

Mark F. Harding and Patricia A.M. Harding closed

United States Bankruptcy Court, E.D. Virginia · No. 92-10047 · Filed Jan 6, 1992 · Closed Apr 27, 1992

Role of Mark F. Harding and Patricia A.M. Harding: Debtor · Outcome: Case closed 1992-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)

Mark Harding and Ann Harding closed

United States Bankruptcy Court, E.D. Louisiana · No. 88-12129 · Filed May 20, 1988 · Closed Sep 19, 1988

Role of Mark Harding and Ann Harding: Debtor · Outcome: Case closed 1988-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in LA (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for Mark Harding (compared 9 filings on Oct 24, 2026)

Note · Oct 27, 2010 – Nov 13, 2012

4 Form Ds were filed more than 15 days after the first sale

Form D filed 18 days after the first sale — BARCLAYS BANK PLC /ENG/ · Form D filed 22 days after the first sale — BARCLAYS BANK PLC /ENG/ · Form D filed 19 days after the first sale — BARCLAYS BANK PLC /ENG/ · Form D filed 19 days after the first sale — BARCLAYS BANK PLC /ENG/

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Nov 13, 2012 ↗BARCLAYS BANK PLC /ENG/ — PartnerFacts page ↗Form D · Apr 28, 2011 ↗Form D · Apr 4, 2011 ↗

Sources

Form D · Nov 13, 2012 ↗ (Nov 13, 2012)
BARCLAYS BANK PLC /ENG/ — PartnerFacts page ↗ (Feb 8, 2013)
Form D · Apr 28, 2011 ↗ (Apr 28, 2011)
Form D · Apr 4, 2011 ↗ (Apr 4, 2011)
Form D · Nov 15, 2010 ↗ (Nov 15, 2010)

Note · Sep 25, 2018 – Oct 12, 2018

Same name, different state: "Mark Harding" (CT) is a separate record

This page covers filings where the address state is X0. A separate record, "Mark Harding" with address state CT, is listed on 2 filings — most recently by Minds Inc. (Oct 12, 2018). The two records do not overlap in time: this page runs Nov 15, 2010 to Feb 8, 2013; the other runs Sep 25, 2018 to Oct 12, 2018.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Harding (CT) — PartnerFacts page ↗Form D/A · Oct 12, 2018 ↗Minds Inc. — PartnerFacts page ↗Mark Harding (X0) — this page ↗

Sources

Mark Harding (CT) — PartnerFacts page ↗ (Oct 12, 2018)
Form D/A · Oct 12, 2018 ↗ (Oct 12, 2018)
Minds Inc. — PartnerFacts page ↗ (Jun 16, 2021)
Mark Harding (X0) — this page ↗ (Feb 8, 2013)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

9 of 9 offerings report sales commissions totalling $9,598,037; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Feb 8, 2013 D BARCLAYS BANK PLC /ENG/ File 021-191577	$8,156,250	$0	$0	Barclays Capital Inc. BrokerCheck CRD 19714 ↗	EDGAR ↗
Nov 30, 2012 D BARCLAYS BANK PLC /ENG/ File 021-187728	$127,525	$0	$0	Barclays Capital Inc. BrokerCheck CRD 19714 ↗	EDGAR ↗
Nov 13, 2012 D BARCLAYS BANK PLC /ENG/ File 021-186794	$924,662	$0	$0	Barclays Capital Inc. BrokerCheck CRD 19714 ↗	EDGAR ↗
Apr 28, 2011 D BARCLAYS BANK PLC /ENG/ File 021-159021	$40,525	$0	$0	J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗	EDGAR ↗
Apr 4, 2011 D BARCLAYS BANK PLC /ENG/ File 021-157777	$20,250	$0	$0	J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗	EDGAR ↗
Apr 4, 2011 D BARCLAYS BANK PLC /ENG/ File 021-157778	$83,150	$0	$0	J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗	EDGAR ↗
Mar 8, 2011 D BARCLAYS BANK PLC /ENG/ File 021-156366	$190,175	$0	$0	J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗	EDGAR ↗
Jan 4, 2011 D BARCLAYS BANK PLC /ENG/ File 021-152946	$19,000	$0	$0	J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗	EDGAR ↗
Nov 15, 2010 D BARCLAYS BANK PLC /ENG/ File 021-150505	$36,500 (est.)	$0	$0	J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Mark Harding on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Investment Banking

BARCLAYS BANK PLC /ENG/

London, United Kingdom (as filed: X0) · Nov 15, 2010 → Feb 8, 2013 · 9 filings

Feb 8, 2013 · D · $72,492,750 sold of $72,492,750 · 0 investors · min. $22,220 · role: Executive Officer EDGAR ↗
Nov 30, 2012 · D · $1,122,220 sold of $1,122,220 · 25 investors · min. $22,000 · role: Executive Officer EDGAR ↗
Nov 13, 2012 · D · $8,137,030 sold of $8,137,030 · 117 investors · min. $22,000 · role: Executive Officer EDGAR ↗
Apr 28, 2011 · D · $3,100,000 sold of $3,100,000 · 1 investors · min. $250,000 · role: Executive Officer EDGAR ↗
Apr 4, 2011 · D · $4,800,000 sold of $4,800,000 · 1 investors · min. $250,000 · role: Executive Officer EDGAR ↗
Apr 4, 2011 · D · $1,500,000 sold of $1,500,000 · 1 investors · min. $250,000 · role: Executive Officer EDGAR ↗
Mar 8, 2011 · D · $24,050,000 sold of $24,050,000 · 1 investors · min. $250,000 · role: Executive Officer EDGAR ↗
Jan 4, 2011 · D · $2,750,000 sold of $2,750,000 · 1 investors · min. $250,000 · role: Executive Officer EDGAR ↗
Nov 15, 2010 · D · $8,000,000 sold of $8,000,000 · 1 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $72.5M from 117 investors (100% of the $72.5M target) as of the latest filing. Mark is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Mark Harding — CT, 1 issuer, Sep 25, 2018 → Oct 12, 2018 · no shared issuer

People around Mark 22

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Antony Jenkins

Executive Officer, Director · 9 shared filings (1 issuer)

Listed on the same filings as Mark Harding. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Marcus Agius

Director, Executive Officer · 9 shared filings (1 issuer)

Listed on the same filings as Mark Harding. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Thomas L Kalaris

Executive Officer · 9 shared filings (1 issuer)

Listed on the same filings as Mark Harding. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Chris Lucas

Executive Officer, Director · 9 shared filings (1 issuer)

Listed on the same filings as Mark Harding. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Rich Ricci

Executive Officer · 9 shared filings (1 issuer)

Listed on the same filings as Mark Harding. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Maria Ramos

Executive Officer · 9 shared filings (1 issuer)

Listed on the same filings as Mark Harding. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert Le Blanc

Executive Officer · 7 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Harding. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert E Diamond

Executive Officer, Director · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Harding. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jerry del Missier

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Mark Harding. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

John Varley

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as Mark Harding. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Cathy Turner

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Mark Harding. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Rake

Director · 3 shared filings (1 issuer)

Listed on the same filings as Mark Harding. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Dambisa Moyo

Director · 3 shared filings (1 issuer)

Listed on the same filings as Mark Harding. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

David Booth

Director · 3 shared filings (1 issuer)

Listed on the same filings as Mark Harding. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

David Walker

Director · 3 shared filings (1 issuer)

Listed on the same filings as Mark Harding. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Andrew Likierman

Director · 3 shared filings (1 issuer)

Listed on the same filings as Mark Harding. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Sally Bott

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Mark Harding. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Simon Fraser

Director · 3 shared filings (1 issuer)

Listed on the same filings as Mark Harding. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Fulvio Conti

Director · 3 shared filings (1 issuer)

Listed on the same filings as Mark Harding. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Reuben Jeffery III

Director · 3 shared filings (1 issuer)

Listed on the same filings as Mark Harding. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

John Sunderland

Director · 3 shared filings (1 issuer)

Listed on the same filings as Mark Harding. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert LeBlanc

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Harding. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark Harding by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark Harding is listed on: none on file. No website or social profile named in BARCLAYS BANK PLC /ENG/'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #1,654 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (London, X0). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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Mark Harding

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

4 Form Ds were filed more than 15 days after the first sale

Same name, different state: "Mark Harding" (CT) is a separate record

5. Money to insiders

Deals 1

People around Mark 22

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

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Request a correction

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