PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:29 AM ET

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Mark Gustafson

Named as an officer, director or promoter on SEC Form D filings · VA · Sep 23, 2021 → Mar 17, 2023

1deal (issuers)
$35Mreported sold
35investors
4Form D filings
2021–2023years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:49 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark Gustafson is listed as a director on 4 SEC Form D filings by 1 issuer between Sep 2021 and Mar 2023: ConnectDER, Inc. (Philadelphia, PA — other energy — 2021–2023; $35M reported sold to 35 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Daniel Goldman (4 shared filings), Matt Coleman (4 shared filings), Whitman Fulton (4 shared filings), Ashley Leonard (1 shared filing) and Rajan Gupta (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 22 bankruptcy cases matching the name listed in Key records below.

What this means 22 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for Mark Gustafson and found 5 differences: No amendment in the last 12 months on an offering that may still be open; Offering amount changed between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark Gustafson has not run yet — it is joining a line of 34,080 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:49 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark Gustafson..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

22 cases: 22 closed (disposition not in docket feed)

Mark A. Gustafson closed
United States Bankruptcy Court, D. Massachusetts · No. 15-40472 · Filed Mar 12, 2015 · Closed Aug 17, 2015
Role of Mark A. Gustafson: Debtor · Outcome: Case closed 2015-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)
Mark D. Gustafson and Candace L. Gustafson closed
United States Bankruptcy Court, E.D. Wisconsin · No. 13-26022 · Filed May 2, 2013 · Closed Aug 5, 2013
Role of Mark D. Gustafson and Candace L. Gustafson: Debtor · Outcome: Case closed 2013-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in WI (not a filing state)
Mark W Gustafson closed
United States Bankruptcy Court, W.D. Washington · No. 12-15504 · Filed May 24, 2012 · Closed Sep 10, 2012
Role of Mark W Gustafson: Debtor · Outcome: Case closed 2012-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in WA (not a filing state)
Mark Gustafson and Cathleen Gustafson closed
United States Bankruptcy Court, E.D. California · No. 12-26128 · Filed Mar 29, 2012 · Closed Jul 27, 2012
Role of Mark Gustafson and Cathleen Gustafson: Debtor · Outcome: Case closed 2012-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
Mark D Gustafson and Laura J Gustafson closed
United States Bankruptcy Court, E.D. Wisconsin · No. 10-39277 · Filed Dec 6, 2010 · Closed May 16, 2011
Role of Mark D Gustafson and Laura J Gustafson: Debtor · Outcome: Case closed 2011-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in WI (not a filing state)
Mark D Gustafson and Laura J Gustafson closed
United States Bankruptcy Court, E.D. Wisconsin · No. 10-23401 · Filed Mar 10, 2010 · Closed Nov 12, 2010
Role of Mark D Gustafson and Laura J Gustafson: Debtor · Outcome: Case closed 2010-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in WI (not a filing state)
Mark G Gustafson closed
United States Bankruptcy Court, N.D. Ohio · No. 07-52457 · Filed Aug 2, 2007 · Closed Jan 2, 2008
Role of Mark G Gustafson: Debtor · Outcome: Case closed 2008-01-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
Mark Gustafson closed
United States Bankruptcy Court, S.D. Texas · No. 07-30222 · Filed Jan 3, 2007 · Closed Jun 21, 2012
Role of Mark Gustafson: Debtor · Outcome: Case closed 2012-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)
Mark S Gustafson and Elizabeth J Gustafson closed
United States Bankruptcy Court, N.D. Illinois · No. 05-72781 · Filed Jun 2, 2005 · Closed Sep 20, 2005
Role of Mark S Gustafson and Elizabeth J Gustafson: Debtor · Outcome: Case closed 2005-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Mark W. Gustafson closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 05-10689 · Filed Mar 9, 2005 · Closed Jun 15, 2005
Role of Mark W. Gustafson: Debtor · Outcome: Case closed 2005-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (PA)
Mark J Gustafson and Susan E Gustafson closed
United States Bankruptcy Court, D. Idaho · No. 03-20999 · Filed Jun 20, 2003 · Closed Sep 25, 2003
Role of Mark J Gustafson and Susan E Gustafson: Debtor · Outcome: Case closed 2003-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in ID (not a filing state)
Mark P. Gustafson closed
United States Bankruptcy Court, D. Massachusetts · No. 02-42471 · Filed Apr 22, 2002 · Closed Aug 27, 2002
Role of Mark P. Gustafson: Debtor · Outcome: Case closed 2002-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)
Candace L. Barton-Gustafson and Mark D. Gustafson closed
United States Bankruptcy Court, E.D. Wisconsin · No. 00-23215 · Filed Apr 13, 2000 · Closed Jul 28, 2000
Role of Mark D. Gustafson: Debtor · Outcome: Case closed 2000-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in WI (not a filing state)
Mark Gustafson and Donna Gustafson closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:99-bk-45384 · Filed Nov 29, 1999 · Closed Mar 17, 2000
Role of Mark Gustafson and Donna Gustafson: Debtor · Outcome: Case closed 2000-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in AR (not a filing state)
MARK K GUSTAFSON and ROBERTA JEAN GUSTAFSON closed
United States Bankruptcy Court, E.D. Washington · No. 99-06644 · Filed Nov 8, 1999 · Closed Mar 15, 2000
Role of MARK K GUSTAFSON and ROBERTA JEAN GUSTAFSON: Debtor · Outcome: Case closed 2000-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in WA (not a filing state)
Mark R. Gustafson and Jane Gustafson closed
United States Bankruptcy Court, N.D. California · No. 99-30931 · Filed Mar 23, 1999 · Closed Jun 30, 1999
Role of Mark R. Gustafson and Jane Gustafson: Debtor · Outcome: Case closed 1999-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
Mark R. Gustafson closed
United States Bankruptcy Court, N.D. California · No. 98-47911 · Filed Aug 18, 1998 · Closed Nov 23, 1998
Role of Mark R. Gustafson: Debtor · Outcome: Case closed 1998-11-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
Mark A. Gustafson closed
United States Bankruptcy Court, D. Massachusetts · No. 97-47340 · Filed Oct 21, 1997 · Closed Jun 4, 1998
Role of Mark A. Gustafson: Debtor · Outcome: Case closed 1998-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)
Mark D Gustafson closed
United States Bankruptcy Court, N.D. Illinois · No. 94-51515 · Filed Aug 18, 1994 · Closed Jul 17, 1998
Role of Mark D Gustafson: Debtor · Outcome: Case closed 1998-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Mark M. Gustafson and Eudora Gustafson closed
United States Bankruptcy Court, D. Rhode Island · No. 1:91-bk-10910 · Filed Apr 11, 1991 · Closed Jul 24, 1991
Role of Mark M. Gustafson and Eudora Gustafson: Debtor · Outcome: Case closed 1991-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in RI (not a filing state)
Mark E Gustafson closed
United States Bankruptcy Court, N.D. Illinois · No. 90-31191 · Filed Jun 25, 1990 · Closed May 17, 1993
Role of Mark E Gustafson: Debtor · Outcome: Case closed 1993-05-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Mark P Gustafson closed
United States Bankruptcy Court, D. Massachusetts · No. 87-40472 · Filed Aug 28, 1987 · Closed Jun 30, 1991
Role of Mark P Gustafson: Debtor · Outcome: Case closed 1991-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:49 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Mark Gustafson (compared 4 filings on Oct 24, 2026)

Note · Sep 16, 2021 – Feb 4, 2022

No amendment in the last 12 months on an offering that may still be open — ConnectDER, Inc. (latest filing Feb 4, 2022)

The latest filing for this offering is dated Feb 4, 2022 (first sale Sep 16, 2021). It reports $2,000,000 sold of $2,268,273 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Feb 4, 2022 ↗ConnectDER, Inc. — PartnerFacts page ↗
Sources
Note · Sep 23, 2021 – Feb 4, 2022

Offering amount changed between filings — ConnectDER, Inc.

The Sep 23, 2021 filing says $2,000,000 offered; the Feb 4, 2022 Form D/A says $2,268,273.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Sep 23, 2021 ↗Form D/A (later) · Feb 4, 2022 ↗ConnectDER, Inc. — PartnerFacts page ↗
Sources
Note · Aug 10, 2026

Same name, different state: "Mark Garland Gustafson" (A0) is a separate record

This page covers filings where the address state is VA. A separate record, "Mark Garland Gustafson" with address state A0, is listed on 1 filing — most recently by Lundbreck Resources Ltd. (Aug 10, 2026). The two records do not overlap in time: this page runs Sep 23, 2021 to Mar 17, 2023; the other has one filing dated Aug 10, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Garland Gustafson (A0) — PartnerFacts page ↗Form D · Aug 10, 2026 ↗Lundbreck Resources Ltd. — PartnerFacts page ↗Mark Gustafson (VA) — this page ↗
Sources
Note · Mar 6, 2015

Same name, different state: "Mark Gustafson" (Y7) is a separate record

This page covers filings where the address state is VA. A separate record, "Mark Gustafson" with address state Y7, is listed on 1 filing — most recently by Challenger Acquisitions Ltd (Mar 6, 2015). The two records do not overlap in time: this page runs Sep 23, 2021 to Mar 17, 2023; the other has one filing dated Mar 6, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Gustafson (Y7) — PartnerFacts page ↗Form D · Mar 6, 2015 ↗Challenger Acquisitions Ltd — PartnerFacts page ↗Mark Gustafson (VA) — this page ↗
Sources
Note · Mar 1, 2010 – Mar 3, 2010

Same name, different state: "Mark Gustafson" (ID) is a separate record

This page covers filings where the address state is VA. A separate record, "Mark Gustafson" with address state ID, is listed on 4 filings — most recently by TCG Real Estate Debt Financing Fund I, LLC (Mar 3, 2010). The two records do not overlap in time: this page runs Sep 23, 2021 to Mar 17, 2023; the other runs Mar 1, 2010 to Mar 3, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Gustafson (ID) — PartnerFacts page ↗Form D/A · Mar 3, 2010 ↗TCG Real Estate Debt Financing Fund I, LLC — PartnerFacts page ↗Mark Gustafson (VA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 3 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 17, 2023 D
ConnectDER, Inc.
File 021-476204
$0$0$0None listed on this filingEDGAR ↗
Jul 25, 2022 D
ConnectDER, Inc.
File 021-453580
$0$0$0None listed on this filingEDGAR ↗
Feb 4, 2022 D/A
ConnectDER, Inc.
File 021-414403
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Mark Gustafson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

C
Other Energy

ConnectDER, Inc.

Philadelphia, PA · Sep 23, 2021 → Mar 17, 2023 · 4 filings
  • Mar 17, 2023 · D · $26,853,973 sold of $26,853,973 · 35 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 25, 2022 · D · $1,500,000 sold of $1,500,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 4, 2022 · D/A · $2,000,000 sold of $2,268,273 · 15 investors · min. $1 · role: Director EDGAR ↗
  • Sep 23, 2021 · D · $1,000,000 sold of $2,000,000 · 15 investors · min. $1 · role: Director EDGAR ↗

Raised $35M from 35 investors (100% of the $26.9M target) as of the latest filing. Mark is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Energy / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Mark Gustafson — ID, 2 issuers, Mar 1, 2010 → Mar 3, 2010 · no shared issuer
  • Mark Gustafson — Guernsey (as filed: Y7), 1 issuer, Mar 6, 2015 → Mar 6, 2015 · no shared issuer
  • Mark Garland Gustafson — Alberta, Canada (as filed: A0), 1 issuer, Aug 10, 2026 → Aug 10, 2026 · no shared issuer

People around Mark 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Goldman

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Gustafson. Their page shows their other deals.

WF
No photo found yet (own website and image search run after this page is viewed)
Person

Whitman Fulton

Executive Officer, Director, Promoter · 4 shared filings (1 issuer)

Listed on the same filings as Mark Gustafson. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Matt Coleman

Director · 4 shared filings (1 issuer)

Listed on the same filings as Mark Gustafson. Their page shows their other deals.

AL
No photo found yet (own website and image search run after this page is viewed)
Person

Ashley Leonard

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark Gustafson. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Rajan Gupta

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Gustafson. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark Gustafson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark Gustafson is listed on: none on file. No website or social profile named in ConnectDER, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #83,970 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Philadelphia, PA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Virginia state courts — find the court ↗Pennsylvania UJS portal case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Virginia Secretary of State business search ↗Pennsylvania Secretary of State business search ↗OpenCorporates ↗

Change history

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