Mark K. Gormley is listed as an executive officer and director on 29 SEC Form D filings by 17 issuers between Apr 2009 and Jan 2026. Largest by amount reported sold: Lee Equity Partners Fund IV, L.P. (New York, NY — pooled investment fund — 2022–2024; $1.07B reported sold to 159 investors), Lee Equity Partners Fund III, L.P. (New York, NY — pooled investment fund — 2018–2019; $655.2M reported sold to 63 investors), Lee Equity Partners Fund II, L.P (New York, NY — pooled investment fund — 2016–2017; $315.1M reported sold to 31 investors), Edelman Financial, L.P. (Fairfax, VA — other banking and financial services — 2012–2015; $195.6M reported sold to 11 investors), SBHC Holdings, LLC (San Francisco, CA — industry reported as "Other" — 2017; $177.9M reported sold to 27 investors) and 12 more (all listed below).
What this means That is a lot of deals — 17 separate companies raised money with this person listed as executive officer and director, over about 17 years. Across those companies the filings report $2.62B sold in total.
The issuers belong to 4 sponsor groups: Lee (14 issuers, $2.19B reported sold, 2013–2026), Apollo (520 issuers, $556.2B reported sold, 2009–2026), Ffl (24 issuers, $1.81B reported sold, 2012–2026) and Edelman (12 issuers, $59.2M reported sold, 2012–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 29 public filings for Mark K. Gormley and found 12 differences, 2 worth asking the sponsor about: Regulator action naming a team member: Robert A. Waegelein, CPA (Sep 21, 2016); Form D filed 66 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.