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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 8:04 AM ET

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DM
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David J. Morrison

Named as an officer, director or promoter on SEC Form D filings · NY · Sep 9, 2015 → Jul 11, 2017

2deals (issuers)
$315.1Mreported sold
31investors
3Form D filings
2015–2017years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:04 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David J. Morrison is listed as an executive officer on 3 SEC Form D filings by 2 issuers between Sep 2015 and Jul 2017: Lee Equity Partners Fund II, L.P (New York, NY — pooled investment fund — 2016–2017; $315.1M reported sold to 31 investors) and Lee Equity Partners Realization Fund, L.P. (New York, NY — pooled investment fund — 2015).

What this means 2 separate companies raised money with this person listed as executive officer, over about 2 years. Across those companies the filings report $315.1M sold in total.

Listed alongside Benjamin A. Hochberg (3 shared filings), Joseph B. Rotberg (3 shared filings), Mark K. Gormley (3 shared filings), Yoo Jin Kim (3 shared filings) and Thomas H. Lee (2 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

All 2 issuers belong to the sponsor group Lee (14 issuers, $2.19B reported sold, 2013–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Lee has 14 companies on file and $2.19B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 13 bankruptcy cases matching the name listed in Key records below.

What this means 13 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for David J. Morrison and found 4 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "David Morrison" (IN) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David J. Morrison has not run yet — it is joining a line of 29,727 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:04 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David J. Morrison..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

13 cases: 2 open, 11 closed (disposition not in docket feed)

David R. Morrison open
United States Bankruptcy Court, W.D. New York · No. 2-24-20203 · Filed Apr 16, 2024
Role of David R. Morrison: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 308 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
David Morrison open
United States Bankruptcy Court, E.D. New York · No. 1-20-41905 · Filed Apr 28, 2020
Role of David Morrison: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 308 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
David N. Morrison closed
United States Bankruptcy Court, W.D. New York · No. 2-15-20696 · Filed Jun 16, 2015 · Closed Jul 31, 2018
Role of David N. Morrison: Debtor · Outcome: Case closed 2018-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 308 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
David N. Morrison closed
United States Bankruptcy Court, W.D. New York · No. 2-14-21014 · Filed Aug 11, 2014 · Closed Jul 28, 2015
Role of David N. Morrison: Debtor · Outcome: Case closed 2015-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 308 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
David A. Morrison and Dewania L. Morrison closed
United States Bankruptcy Court, W.D. New York · No. 1-07-02458 · Filed Jun 18, 2007 · Closed Jan 7, 2008
Role of David A. Morrison and Dewania L. Morrison: Debtor · Outcome: Case closed 2008-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 308 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
David L. Morrison closed
United States Bankruptcy Court, E.D. New York · No. 1-07-42082 · Filed Apr 25, 2007 · Closed Jul 27, 2012
Role of David L. Morrison: Debtor · Outcome: Case closed 2012-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 308 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
David W Morrison and Patricia E Morrison closed
United States Bankruptcy Court, N.D. New York · No. 06-11619 · Filed Jun 30, 2006 · Closed Sep 21, 2012
Role of David W Morrison and Patricia E Morrison: Debtor · Outcome: Case closed 2012-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 308 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
David R. Morrison closed
United States Bankruptcy Court, W.D. New York · No. 2-04-20133 · Filed Jan 15, 2004 · Closed May 3, 2004
Role of David R. Morrison: Debtor · Outcome: Case closed 2004-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 308 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
David A. Morrison, Jr. and Teresa M. Morrison closed
United States Bankruptcy Court, W.D. New York · No. 1-01-12868 · Filed May 7, 2001 · Closed Sep 27, 2006
Role of David A. Morrison, Jr.: Debtor · Outcome: Case closed 2006-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 308 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
David N. Morrison closed
United States Bankruptcy Court, W.D. New York · No. 2-97-20954 · Filed Mar 18, 1997 · Closed Feb 25, 2002
Role of David N. Morrison: Debtor · Outcome: Case closed 2002-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 308 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
David A. Morrison and Cindy S. Morrison closed
United States Bankruptcy Court, W.D. New York · No. 1-97-10276 · Filed Jan 21, 1997 · Closed May 28, 1997
Role of David A. Morrison and Cindy S. Morrison: Debtor · Outcome: Case closed 1997-05-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 308 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
David W. Morrison and Linda L. Morrison closed
United States Bankruptcy Court, W.D. New York · No. 1-91-11115 · Filed Mar 29, 1991 · Closed Sep 23, 1991
Role of David W. Morrison and Linda L. Morrison: Debtor · Outcome: Case closed 1991-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 308 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
David G. Morrison and Susan N. Morrison closed
United States Bankruptcy Court, W.D. New York · No. 2-88-20178 · Filed Feb 10, 1988 · Closed Oct 28, 1993
Role of David G. Morrison and Susan N. Morrison: Debtor · Outcome: Case closed 1993-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 308 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:04 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for David J. Morrison (compared 3 filings on Oct 24, 2026)

Note · Mar 7, 2016 – Jul 11, 2017

No amendment in the last 12 months on an offering that may still be open — Lee Equity Partners Fund II, L.P (latest filing Jul 11, 2017)

The latest filing for this offering is dated Jul 11, 2017 (first sale Mar 7, 2016). It reports $315,105,315 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Apr 27, 2023 – Apr 26, 2024

Same name, different state: "David Morrison" (IN) is a separate record

This page covers filings where the address state is NY. A separate record, "David Morrison" with address state IN, is listed on 2 filings — most recently by PELOTON TACTICAL EQUITY FUND, LP (Apr 26, 2024). The two records do not overlap in time: this page runs Sep 9, 2015 to Jul 11, 2017; the other runs Apr 27, 2023 to Apr 26, 2024.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jan 31, 2017 – Aug 21, 2023

Same name, different state: "David Morrison" (CA) is a separate record

This page covers filings where the address state is NY. A separate record, "David Morrison" with address state CA, is listed on 4 filings — most recently by Central Coast Ventures SLO, LLC (Aug 21, 2023). Both records have filings in the same period (Jan 31, 2017 to Jul 11, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jul 16, 2019

Same name, different state: "David Morrison" (MA) is a separate record

This page covers filings where the address state is NY. A separate record, "David Morrison" with address state MA, is listed on 1 filing — most recently by TEGO INC (Jul 16, 2019). The two records do not overlap in time: this page runs Sep 9, 2015 to Jul 11, 2017; the other has one filing dated Jul 16, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 2 offerings report sales commissions totalling $13,000,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 11, 2017 D/A
Lee Equity Partners Fund II, L.P
File 021-259163
$3,000,000$0$0Park Hill Group LLC BrokerCheck CRD 135898 ↗
via Park Hill Group LLC (CRD 135898 ↗)
EDGAR ↗
Sep 9, 2015 D
Lee Equity Partners Realization Fund, L.P.
File 021-247240
$10,000,000 (est.)$0$0PARK HILL GROUP LLC BrokerCheck CRD 135898 ↗
via PARK HILL GROUP LLC (CRD 135898 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named David J. Morrison on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Lee

Lee Equity Partners Fund II, L.P

New York, NY · Mar 14, 2016 → Jul 11, 2017 · 2 filings
  • Jul 11, 2017 · D/A · $315,105,315 sold of Indefinite · 31 investors · min. No minimum reported · role: Executive Officer (Officer of Lee Equity Partners II GP, LLC, the General Partner of the Issuer) EDGAR ↗
  • Mar 14, 2016 · D · $315,105,315 sold of Indefinite · 31 investors · min. No minimum reported · role: Executive Officer (Officer of Lee Equity Partners II GP, LLC, the General Partner of the issuer) EDGAR ↗

Raised $315.1M from 31 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Lee

Lee Equity Partners Realization Fund, L.P.

New York, NY · Sep 9, 2015
  • Sep 9, 2015 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Officer of Lee Equity Partners Realization Fund GP, LLC, the General Partner of the issuer) EDGAR ↗

No sales reported yet as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (7)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Morrison — CA, 4 issuers, Jan 31, 2017 → Aug 21, 2023 · no shared issuer
  • David Neal Morrison — NC, 1 issuer, Mar 22, 2010 → Mar 22, 2010 · no shared issuer
  • David Morrison — NY, 1 issuer, Mar 12, 2010 → Mar 11, 2011 · no shared issuer
  • David Morrison — MA, 1 issuer, Jul 16, 2019 → Jul 16, 2019 · no shared issuer
  • David Victor Morrison — TX, 1 issuer, Dec 9, 2020 → Dec 9, 2020 · no shared issuer
  • David Morrison — IN, 1 issuer, Apr 27, 2023 → Apr 26, 2024 · no shared issuer
  • David Fred Morrison — CA, 1 issuer, Apr 12, 2018 → Apr 12, 2018 · no shared issuer

People around David 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Benjamin A. Hochberg

Executive Officer · 3 shared filings (2 issuers) · also on 9 other issuers

Benjamin A. Hochberg is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph B. Rotberg

Executive Officer · 3 shared filings (2 issuers) · also on 13 other issuers

Joseph B. Rotberg is on 15 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Mark K. Gormley

Executive Officer · 3 shared filings (2 issuers) · also on 15 other issuers

Mark K. Gormley is on 17 issuers in total — a repeat sponsor. Their page lists every one.

YK
No photo found yet (own website and image search run after this page is viewed)
Person

Yoo Jin Kim

Executive Officer · 3 shared filings (2 issuers) · also on 5 other issuers

Yoo Jin Kim is on 7 issuers in total — a repeat sponsor. Their page lists every one.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas H. Lee

Executive Officer · 2 shared filings (2 issuers) · also on 7 other issuers

Thomas H. Lee is on 9 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

Lee

14 issuers · 19 filings · $2.19B reported sold · 2013–2026

One team, 14 deal companies. David J. Morrison is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David J. Morrison.

Same business address

6 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David J. Morrison by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David J. Morrison is listed on: none on file. No website or social profile named in Lee Equity Partners Fund II, L.P's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #268,762 of 374,652 in line (1,383 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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