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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:10 AM ET

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Mark Goldman

Named as an officer, director or promoter on SEC Form D filings · CA · May 8, 2009 → Apr 30, 2015

2deals (issuers)
$4.55Mreported sold
7investors
2Form D filings
2009–2015years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark Goldman is listed as an executive officer, director, and promoter on 2 SEC Form D filings by 2 issuers between May 2009 and Apr 2015: ExtendTV, Inc. (Malibu, CA — other technology — 2015; $4.42M reported sold to 3 investors) and Debt Acquisition Associates III, LLC (Los Angeles, CA — pooled investment fund — 2009; $125K reported sold to 4 investors).

What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter, over about 6 years. Across those companies the filings report $4.55M sold in total.

Listed alongside Anthony Andrews (1 shared filing), Gary Phillips (1 shared filing), Jacques Benkoski (1 shared filing), John Lawrence Hadl (1 shared filing), Mona Andrews (1 shared filing) and 2 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 9 SEC releases, 2 state regulator orders, 17 bankruptcy cases matching the name listed in Key records below.

What this means 30 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Mark Goldman and found 6 differences, 2 worth asking the sponsor about: 5 regulator actions name the subject or team members; 4 bankruptcy cases name the subject or team members; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark Goldman has not run yet — it is joining a line of 48,352 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 open, 1 dismissed

Mark Goldman v. Porsche Cars North America, Inc. open
District Court, C.D. California · No. 2:24-cv-07216 · Filed Aug 23, 2024
Role of Mark Goldman: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Mark Goldman v. Guardian Life Insurance Company of America dismissed
District Court, C.D. California · No. 2:05-cv-07418 · Filed Oct 14, 2005 · Closed Jul 3, 2006 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Mark Goldman: Plaintiff · Outcome: Terminated 2006-07-03 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

9 SEC releases; 2 state regulator orders

Order (type not printed in the list entry; see the order) AL · Alabama Securities Commission
Order date May 4, 2001 · Regulator: Alabama Securities Commission · CD-2001-0021 · Parties (regulator's caption): Tri-West Investment Club; Haarlem Universal Corporation; Jason Kingsley; Mark Goldman; Alan Richards; Alan Waage; Alex Haarlem
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 3 people with this name in Form D filings; regulator in AL (not a filing state)
Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez Administrative proceeding
SEC · Sep 11, 2000 · Parties as named in the release: Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez Read the release ↗
same full name in the release title; 3 people with this name in Form D filings; the person's filing state is named in the release
Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez Administrative proceeding
SEC · Sep 11, 2000 · Parties as named in the release: Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez Read the release ↗
same full name in the release title; 3 people with this name in Form D filings; the person's filing state is named in the release
Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez Administrative proceeding
SEC · Aug 22, 2000 · Parties as named in the release: Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez Read the release ↗
same full name in the release title; 3 people with this name in Form D filings; the person's filing state is not named
Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez Administrative proceeding
SEC · Aug 22, 2000 · Parties as named in the release: Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez Read the release ↗
same full name in the release title; 3 people with this name in Form D filings; the person's filing state is not named
Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez Administrative proceeding
SEC · Nov 4, 1999 · Parties as named in the release: Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez Read the release ↗
same full name in the release title; 3 people with this name in Form D filings; the person's filing state is named in the release
Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez Administrative proceeding
SEC · Nov 4, 1999 · Parties as named in the release: Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez Read the release ↗
same full name in the release title; 3 people with this name in Form D filings; the person's filing state is named in the release
Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez Administrative proceeding
SEC · Nov 4, 1999 · Parties as named in the release: Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez Read the release ↗
same full name in the release title; 3 people with this name in Form D filings; the person's filing state is named in the release
A.R. Baron & Co., Inc., andrew Bressman, Roman Okin, Richard Acosta, Glenn O'Hare, Joseph Scanni, Brett Hirsch, Garvey Fox, Matthew Hirsch, Richard Simone, Charles Plia, Mark Goldman, John Mcandris and Jack Wolynez Litigation release
SEC · May 13, 1997 · Parties as named in the release: A.R. Baron & Co., Inc., andrew Bressman, Roman Okin, Richard Acosta, Glenn O'Hare, Joseph Scanni, Brett Hirsch, Garvey Fox, Matthew Hirsch, Richard Simone, Charles Plia, Mark Goldman, John Mcandris and Jack Wolynez Read the release ↗
same full name in the release title; 3 people with this name in Form D filings; the person's filing state is not named
Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez Administrative proceeding
SEC · Oct 17, 1996 · Parties as named in the release: Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez Read the release ↗
same full name in the release title; 3 people with this name in Form D filings; the person's filing state is not named
Individuals Barred Or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Mark A. Goldman (Registered Principal, Roslyn Heights, New York)
As listed by the regulator: Mark A. Goldman (Registered Principal, Roslyn Heights, New York) was barred from association with any NASD member in any capacity. The sanction was based on findings that Goldman failed to cooperate in an NASD investigation. Order / docket ↗ Regulator's list ↗
same full name in the order; 3 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark Goldman..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

17 cases: 1 open, 16 closed (disposition not in docket feed)

Mark Goldman open
United States Bankruptcy Court, D. Connecticut · No. 24-31075 · Filed Nov 27, 2024
Role of Mark Goldman: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 3 people with this name in Form D filings; court in CT (not a filing state)
Mark Goldman closed
United States Bankruptcy Court, S.D. Florida. · No. 17-19575 · Filed Jul 28, 2017 · Closed Dec 4, 2017
Role of Mark Goldman: Debtor · Outcome: Case closed 2017-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Mark T Goldman closed
United States Bankruptcy Court, N.D. Georgia · No. 16-51608 · Filed Jan 29, 2016 · Closed Apr 15, 2016
Role of Mark T Goldman: Debtor · Outcome: Case closed 2016-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Mark E Goldman and Patricia M Goldman closed
United States Bankruptcy Court, N.D. Illinois · No. 14-18889 · Filed May 20, 2014 · Closed Sep 11, 2014
Role of Mark E Goldman and Patricia M Goldman: Debtor · Outcome: Case closed 2014-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
MARK GOLDMAN closed
United States Bankruptcy Court, D. Nevada · No. 10-26712 · Filed Sep 1, 2010 · Closed Jan 14, 2011
Role of MARK GOLDMAN: Debtor · Outcome: Case closed 2011-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 3 people with this name in Form D filings; court in NV (not a filing state)
Mark Goldman closed
United States Bankruptcy Court, C.D. California · No. 2:06-bk-15378 · Filed Oct 23, 2006 · Closed Jul 18, 2007
Role of Mark Goldman: Debtor · Outcome: Case closed 2007-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Mark E Goldman and Patricia M Goldman closed
United States Bankruptcy Court, N.D. Illinois · No. 05-52377 · Filed Oct 13, 2005 · Closed Mar 23, 2006
Role of Mark E Goldman and Patricia M Goldman: Debtor · Outcome: Case closed 2006-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Mark W. Goldman and Beverly T Goldman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 05-11090 · Filed Jan 26, 2005 · Closed Jan 25, 2006
Role of Mark W. Goldman and Beverly T Goldman: Debtor · Outcome: Case closed 2006-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Mark D Goldman closed
United States Bankruptcy Court, C.D. California · No. 2:00-bk-37816 · Filed Oct 3, 2000 · Closed Jan 24, 2001
Role of Mark D Goldman: Debtor · Outcome: Case closed 2001-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Mark Goldman closed
United States Bankruptcy Court, D. New Jersey · No. 99-14585 · Filed May 13, 1999 · Closed Dec 20, 2000
Role of Mark Goldman: Debtor · Outcome: Case closed 2000-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Mark W. Goldman and Beverly Goldman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 98-33537 · Filed Oct 20, 1998 · Closed Apr 10, 2002
Role of Mark W. Goldman and Beverly Goldman: Debtor · Outcome: Case closed 2002-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Mark E. Goldman closed
United States Bankruptcy Court, N.D. California · No. 97-13686 · Filed Oct 3, 1997 · Closed Jan 13, 1998
Role of Mark E. Goldman: Debtor · Outcome: Case closed 1998-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Mark Goldman and Julie Goldman closed
United States Bankruptcy Court, S.D. California · No. 97-14518 · Filed Oct 1, 1997 · Closed Feb 5, 1998
Role of Mark Goldman and Julie Goldman: Debtor · Outcome: Case closed 1998-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Mark A Goldman closed
United States Bankruptcy Court, E.D. New York · No. 8-96-87160 · Filed Nov 7, 1996 · Closed Apr 5, 2001
Role of Mark A Goldman: Debtor · Outcome: Case closed 2001-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Mark M. Goldman closed
United States Bankruptcy Court, D. Maryland · No. 94-55870 · Filed Sep 13, 1994 · Closed Jan 6, 1995
Role of Mark M. Goldman: Debtor · Outcome: Case closed 1995-01-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 3 people with this name in Form D filings; court in MD (not a filing state)
Mark E Goldman closed
United States Bankruptcy Court, N.D. Illinois · No. 86-14373 · Filed Sep 16, 1986 · Closed Feb 27, 1987
Role of Mark E Goldman: Debtor · Outcome: Case closed 1987-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Mark H. Goldman and Ann L. Goldman closed
United States Bankruptcy Court, M.D. Florida · No. 8:86-bk-01020 · Filed Mar 20, 1986 · Closed Oct 22, 1986
Role of Mark H. Goldman and Ann L. Goldman: Debtor · Outcome: Case closed 1986-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Mark Goldman — 2 worth asking about (compared 2 filings on Oct 24, 2026)

Worth asking · Nov 4, 1999 – Sep 11, 2000

5 regulator actions name the subject or team members

Regulator action: Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez (Sep 11, 2000) · Regulator action: Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez (Sep 11, 2000) · Regulator action: Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez (Nov 4, 1999) · Regulator action: Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez (Nov 4, 1999) · Regulator action: Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez (Nov 4, 1999)

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez ↗Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez ↗Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez ↗Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez ↗
Sources
Worth asking · Oct 1, 1997 – Jul 18, 2007

4 bankruptcy cases name the subject or team members

Bankruptcy case: Mark Goldman — filed Oct 23, 2006 · Bankruptcy case: Mark D Goldman — filed Oct 3, 2000 · Bankruptcy case: Mark Goldman and Julie Goldman — filed Oct 1, 1997 · Bankruptcy case: Mark E. Goldman — filed Oct 3, 1997

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗Docket · United States Bankruptcy Court, C.D. California ↗Docket · United States Bankruptcy Court, S.D. California ↗Docket · United States Bankruptcy Court, N.D. California ↗
Sources
Note · Apr 22, 2009 – May 8, 2009

Form D filed 16 days after the first sale — Debt Acquisition Associates III, LLC

The filing says the first sale was Apr 22, 2009. The Form D was filed May 8, 2009 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 8, 2009 ↗Debt Acquisition Associates III, LLC — PartnerFacts page ↗
Sources
Note · Apr 22, 2009 – May 8, 2009

No amendment in the last 12 months on an offering that may still be open — Debt Acquisition Associates III, LLC (latest filing May 8, 2009)

The latest filing for this offering is dated May 8, 2009 (first sale Apr 22, 2009). It reports $125,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · May 8, 2009 ↗Debt Acquisition Associates III, LLC — PartnerFacts page ↗
Sources
Note · Apr 4, 2017 – Sep 10, 2019

Same name, different state: "Mark Goldman" (MA) is a separate record

This page covers filings where the address state is CA. A separate record, "Mark Goldman" with address state MA, is listed on 3 filings — most recently by Backpack Health, LLC (Sep 10, 2019). The two records do not overlap in time: this page runs May 8, 2009 to Apr 30, 2015; the other runs Apr 4, 2017 to Sep 10, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Goldman (MA) — PartnerFacts page ↗Form D/A · Sep 10, 2019 ↗Backpack Health, LLC — PartnerFacts page ↗Mark Goldman (CA) — this page ↗
Sources
Note · Dec 30, 2009 – Apr 27, 2010

Same name, different state: "Mark Goldman" (FL) is a separate record

This page covers filings where the address state is CA. A separate record, "Mark Goldman" with address state FL, is listed on 4 filings — most recently by Guardian Healthcare, Inc. (Apr 27, 2010). Both records have filings in the same period (Dec 30, 2009 to Apr 27, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Goldman (FL) — PartnerFacts page ↗Form D · Apr 27, 2010 ↗Guardian Healthcare, Inc. — PartnerFacts page ↗Mark Goldman (CA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 30, 2015 D
ExtendTV, Inc.
File 021-238926
$0$0$0None listed on this filingEDGAR ↗
May 8, 2009 D
Debt Acquisition Associates III, LLC
File 021-130768
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Mark Goldman on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

E
Other Technology

ExtendTV, Inc.

Malibu, CA · Apr 30, 2015
  • Apr 30, 2015 · D · $4,424,998 sold of $4,424,998 · 3 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $4.42M from 3 investors (100% of the $4.42M target) as of the latest filing. Mark is listed as executive officer, director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DA
Pooled Investment Fund

Debt Acquisition Associates III, LLC

Los Angeles, CA · May 8, 2009
  • May 8, 2009 · D · $125,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Promoter EDGAR ↗

Raised $125K from 4 investors as of the latest filing. Mark is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Mark Goldman — FL, 1 issuer, Dec 30, 2009 → Apr 27, 2010 · no shared issuer
  • Mark Goldman — MA, 1 issuer, Apr 4, 2017 → Sep 10, 2019 · no shared issuer

People around Mark 7

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

John Lawrence Hadl

Executive Officer, Promoter · 1 shared filing (1 issuer) · also on 16 other issuers

John Lawrence Hadl is on 17 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jacques Benkoski

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Mark Goldman. Their page shows their other deals.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Andrews

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Mark Goldman. Their page shows their other deals.

SI
No photo found yet (own website and image search run after this page is viewed)
Person

Stanley Itskowitch

Promoter · 1 shared filing (1 issuer) · also on 20 other issuers

Stanley Itskowitch is on 21 issuers in total — a repeat sponsor. Their page lists every one.

GP
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Phillips

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Mark Goldman. Their page shows their other deals.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

Mona Andrews

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Mark Goldman. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Rob Weisbord

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Goldman. Their page shows their other deals.

The team behind the deals

Same business address

19 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark Goldman by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark Goldman is listed on: none on file. No website or social profile named in ExtendTV, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #303,279 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Malibu, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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