Mark Frantz is listed as a director on 21 SEC Form D filings by 9 issuers between May 2009 and Aug 2024. Largest by amount reported sold: Blue Delta Capital Fund IV, LP (Mclean, VA — pooled investment fund — 2024; $250M reported sold to 106 investors), Blue Delta Capital Fund III, LP (Mclean, VA — pooled investment fund — 2021; $215M reported sold to 133 investors), Blue Delta Capital Fund, LP (Mclean, VA — pooled investment fund — 2014–2015; $39.2M reported sold to 42 investors), TERRAGO TECHNOLOGIES INC (Atlanta, GA — other technology — 2009–2013; $3.49M reported sold to 20 investors), Odin Technologies, Inc. (Ashburn, VA — other technology — 2011; $3.06M reported sold to 17 investors) and 4 more (all listed below).
What this means A repeat sponsor — 9 separate companies raised money with this person listed as director, over about 15 years. Across those companies the filings report $515.5M sold in total.
Listed alongside Richard Cobb (9 shared filings), Joseph Del Guercio (8 shared filings), Anne Miglarese (5 shared filings), Anne Milglarese (5 shared filings), Jonathan Perl (5 shared filings) and 43 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.
2 of the issuers belong to the sponsor group Blue Delta (2 issuers, $250M reported sold, 2019–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Blue Delta has 2 companies on file and $250M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 court cases matching the name, 4 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 21 public filings for Mark Frantz and found 12 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.