Mark Fletcher is listed as a director on 5 SEC Form D filings by 2 issuers between May 2010 and Aug 2014: Earlens Corp (Menlo Park, CA — other health care — 2010–2013; $72.1M reported sold to 147 investors) and Floor64, Inc. (Redwood City, CA — other technology — 2014; $1.67M reported sold to 6 investors).
What this means 2 separate companies raised money with this person listed as director, over about 4 years. Across those companies the filings report $73.8M sold in total.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 4 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Mark Fletcher and found 8 differences, 1 worth asking the sponsor about: Mark Fletcher is no longer listed on the Nov 20, 2013 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.