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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:01 AM ET

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Mark Thompson

Named as an officer, director or promoter on SEC Form D filings · CA · Apr 23, 2010 → Aug 31, 2018

6deals (issuers)
$87.8Mreported sold
133investors
12Form D filings
2010–2018years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark Thompson is listed as an executive officer and director on 12 SEC Form D filings by 6 issuers between Apr 2010 and Aug 2018. Largest by amount reported sold: Smule, Inc. (Salt Lake City, UT — other technology — 2011–2016; $54.4M reported sold to 35 investors), TRUSPER INC. (San Jose, CA — other technology — 2014; $16M reported sold to 27 investors), CALWEST BANCORP (Irvine, CA — commercial banking — 2016; $14M reported sold to 53 investors), THOMPSON AEROSPACE INC (Irvine, CA — manufacturing — 2010; $1.5M reported sold to 1 investors), ATHLIOS, INC. (Hermosa Beach, CA — other technology — 2018; $1.3M reported sold to 13 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $87.8M sold in total.

Listed alongside Christopher Hollenbeck (4 shared filings), David Cowan (4 shared filings), GREGORY SMITH (4 shared filings), Jason Pressman (4 shared filings), Jeff Smith (4 shared filings) and 28 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 1 SEC release, 1 state regulator order, 18 bankruptcy cases matching the name listed in Key records below.

What this means 22 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 12 public filings for Mark Thompson and found 13 differences, 2 worth asking the sponsor about: Regulator action: Mark C. Thompson (Aug 5, 2008); 6 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark Thompson has not run yet — it is joining a line of 45,225 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 2 closed (disposition not in docket feed)

Mark S Thompson v. Sheet Metal Workers National Pension Fund closed
District Court, C.D. California · No. 2:15-cv-04321 · Filed Jun 8, 2015 · Closed Jun 9, 2015
Role of Mark S Thompson: Plaintiff · Outcome: Terminated 2015-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 731 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (CA)
Mark Thompson v. JPMorgan Chase Bank closed
District Court, C.D. California · No. 8:14-cv-01181 · Filed Jul 25, 2014 · Closed Feb 4, 2016 · Nature of suit: 190 Contract: Other · Cause: 28:1441 Notice of Removal - Breach of Contract
Role of Mark Thompson: Plaintiff · Outcome: Terminated 2016-02-04 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
same full name (a name found in 731 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release; 1 state regulator order

Mark C. Thompson Administrative proceeding
SEC · Aug 5, 2008 · Parties as named in the release: Mark C. Thompson Read the release ↗
same full name in the release title; 18 people with this name in Form D filings; the person's filing state is named in the release
Order Initiating Investigation OK · Oklahoma Department of Securities
Order date Nov 6, 2002 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): United Ventures, Jack W. Forrester, Matthew M. Reynolds, L.Vergo Mortensen, T. Mace Lichten, Peter L. Lynch, Barbara Lynn Taylor, Mark Thompson, William T. Hurst
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 18 people with this name in Form D filings; regulator in OK (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark Thompson..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

18 cases: 18 closed (disposition not in docket feed)

Mark T. Thompson closed
United States Bankruptcy Court, N.D. California · No. 21-10463 · Filed Oct 26, 2021 · Closed Feb 2, 2022
Role of Mark T. Thompson: Debtor · Outcome: Case closed 2022-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 731 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (CA)
Mark Thompson and Linda C. Thompson closed
United States Bankruptcy Court, C.D. California · No. 8:19-bk-10091 · Filed Jan 9, 2019 · Closed Apr 22, 2022
Role of Mark Thompson and Linda C. Thompson: Debtor · Outcome: Case closed 2022-04-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 731 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (CA)
Mark Thompson closed
United States Bankruptcy Court, S.D. California · No. 18-03187 · Filed May 25, 2018 · Closed Aug 27, 2018
Role of Mark Thompson: Debtor · Outcome: Case closed 2018-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 731 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (CA)
Mark A Thompson closed
United States Bankruptcy Court, E.D. California · No. 13-92199 · Filed Dec 20, 2013 · Closed May 18, 2015
Role of Mark A Thompson: Debtor · Outcome: Case closed 2015-05-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 731 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (CA)
Mark A. Thompson closed
United States Bankruptcy Court, S.D. California · No. 12-13649 · Filed Oct 9, 2012 · Closed Feb 19, 2013
Role of Mark A. Thompson: Debtor · Outcome: Case closed 2013-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 731 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (CA)
Mark E. Thompson and DaRean M. Thompson closed
United States Bankruptcy Court, E.D. California · No. 11-44151 · Filed Oct 7, 2011 · Closed Mar 9, 2012
Role of Mark E. Thompson and DaRean M. Thompson: Debtor · Outcome: Case closed 2012-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 731 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (CA)
Mark Thompson and Laqeshaw Nicole Thompson closed
United States Bankruptcy Court, C.D. California · No. 6:11-bk-38606 · Filed Sep 8, 2011 · Closed Dec 29, 2011
Role of Mark Thompson and Laqeshaw Nicole Thompson: Debtor · Outcome: Case closed 2011-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 731 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (CA)
Mark E Thompson and Brenda R Thompson closed
United States Bankruptcy Court, E.D. California · No. 11-39650 · Filed Aug 12, 2011 · Closed Dec 23, 2011
Role of Mark E Thompson and Brenda R Thompson: Debtor · Outcome: Case closed 2011-12-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 731 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (CA)
Mark R Thompson closed
United States Bankruptcy Court, C.D. California · No. 8:10-bk-28074 · Filed Dec 23, 2010 · Closed Apr 26, 2011
Role of Mark R Thompson: Debtor · Outcome: Case closed 2011-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 731 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (CA)
Mark Thompson closed
United States Bankruptcy Court, C.D. California · No. 6:10-bk-38298 · Filed Sep 1, 2010 · Closed Jan 5, 2011
Role of Mark Thompson: Debtor · Outcome: Case closed 2011-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 731 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (CA)
Mark L. Thompson closed
United States Bankruptcy Court, S.D. California · No. 09-09398 · Filed Jun 30, 2009 · Closed Apr 5, 2013
Role of Mark L. Thompson: Debtor · Outcome: Case closed 2013-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 731 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (CA)
Mark A Thompson and Huyen Mong Thompson closed
United States Bankruptcy Court, C.D. California · No. 8:09-bk-14844 · Filed May 22, 2009 · Closed Dec 7, 2009
Role of Mark A Thompson and Huyen Mong Thompson: Debtor · Outcome: Case closed 2009-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 731 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (CA)
Mark Thompson and Rena Thompson closed
United States Bankruptcy Court, E.D. California · No. 06-22613 · Filed Jul 18, 2006 · Closed Mar 3, 2008
Role of Mark Thompson and Rena Thompson: Debtor · Outcome: Case closed 2008-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 731 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (CA)
Mark L Thompson closed
United States Bankruptcy Court, C.D. California · No. 8:05-bk-11146 · Filed Feb 28, 2005 · Closed Jun 28, 2005
Role of Mark L Thompson: Debtor · Outcome: Case closed 2005-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 731 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (CA)
Mark E Thompson closed
United States Bankruptcy Court, C.D. California · No. 2:05-bk-10494 · Filed Jan 10, 2005 · Closed May 13, 2005
Role of Mark E Thompson: Debtor · Outcome: Case closed 2005-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 731 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (CA)
Mark Thompson closed
United States Bankruptcy Court, C.D. California · No. 2:03-bk-37751 · Filed Oct 27, 2003 · Closed Feb 24, 2004
Role of Mark Thompson: Debtor · Outcome: Case closed 2004-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 731 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (CA)
Mark A Thompson closed
United States Bankruptcy Court, C.D. California · No. 9:03-bk-12542 · Filed Sep 12, 2003 · Closed Dec 29, 2003
Role of Mark A Thompson: Debtor · Outcome: Case closed 2003-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 731 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (CA)
Mark M. Thompson closed
United States Bankruptcy Court, S.D. California · No. 02-00425 · Filed Jan 14, 2002 · Closed Apr 18, 2002
Role of Mark M. Thompson: Debtor · Outcome: Case closed 2002-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 731 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for Mark Thompson — 2 worth asking about (compared 12 filings on Oct 24, 2026)

Worth asking · Aug 5, 2008

Regulator action: Mark C. Thompson (Aug 5, 2008)

A ap release dated Aug 5, 2008 names Mark Thompson. Our match estimate: 44%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Sources
Note · Jan 25, 2012

20% of the money raised went to insiders — infiniWing, Inc.

The Jan 25, 2012 Form D reports $150,000 sold and $30,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "A portion of the funds raised will be used to pay the salaries of the Executive Officers".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Sources
Note · Jan 25, 2012

12% of the money raised went to insiders — infiniWing, Inc.

The Jan 25, 2012 Form D reports $500,000 sold and $60,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "A portion of the funds raised will be used to pay the salaries of the Executive Officers".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Sources
Worth asking · Apr 5, 2010 – Jun 20, 2016

6 Form Ds were filed more than 15 days after the first sale

Form D filed 100 days after the first sale — TRUSPER INC. · Form D filed 209 days after the first sale — infiniWing, Inc. · Form D filed 19 days after the first sale — Smule, Inc. · Form D filed 41 days after the first sale — infiniWing, Inc. · Form D filed 18 days after the first sale — THOMPSON AEROSPACE INC · and 1 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Nov 4, 2010 – Aug 31, 2018

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — ATHLIOS, INC. (latest filing Aug 31, 2018) · No amendment in the last 12 months on an offering that may still be open — Smule, Inc. (latest filing Jun 20, 2016) · No amendment in the last 12 months on an offering that may still be open — Smule, Inc. (latest filing Apr 23, 2015) · No amendment in the last 12 months on an offering that may still be open — TRUSPER INC. (latest filing Sep 16, 2014) · No amendment in the last 12 months on an offering that may still be open — Smule, Inc. (latest filing Apr 10, 2014) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Mar 6, 2014 – Sep 16, 2014

Mark Thompson's role changed at TRUSPER INC.: director → executive officer, director

The Mar 6, 2014 filing lists Mark Thompson as director; the Sep 16, 2014 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Apr 23, 2010 – Nov 22, 2010

Industry group changed between filings — THOMPSON AEROSPACE INC

"Other Technology" (Apr 23, 2010); then "Manufacturing" (Nov 22, 2010).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Sources
Note · Jan 27, 2011 – Jun 10, 2016

Same name, different state: "Mark Thompson" (CO) is a separate record

This page covers filings where the address state is CA. A separate record, "Mark Thompson" with address state CO, is listed on 3 filings — most recently by WILAND, INC. (Dec 26, 2018). Both records have filings in the same period (Jan 27, 2011 to Jun 10, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jan 13, 2012

Same name, different state: "Mark Thompson" (AZ) is a separate record

This page covers filings where the address state is CA. A separate record, "Mark Thompson" with address state AZ, is listed on 1 filing — most recently by Ultimate Consignment I, Inc. (Jan 13, 2012). Both records have filings in the same period (Jan 13, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Aug 3, 2011

Same name, different state: "Mark L. Thompson" (A6) is a separate record

This page covers filings where the address state is CA. A separate record, "Mark L. Thompson" with address state A6, is listed on 1 filing — most recently by Acerus Pharmaceuticals Corp (Aug 3, 2011). Both records have filings in the same period (Aug 3, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Aug 3, 2010

Same name, different state: "Mark Thompson" (OH) is a separate record

This page covers filings where the address state is CA. A separate record, "Mark Thompson" with address state OH, is listed on 1 filing — most recently by Z Street Capital, LLC (Aug 3, 2010). Both records have filings in the same period (Aug 3, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Aug 28, 2009

Same name, different state: "Mark Thompson" (TX) is a separate record

This page covers filings where the address state is CA. A separate record, "Mark Thompson" with address state TX, is listed on 1 filing — most recently by MSD Performance, Inc. (Aug 28, 2009). The two records do not overlap in time: this page runs Apr 23, 2010 to Aug 31, 2018; the other has one filing dated Aug 28, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Oct 31, 2011 – Apr 10, 2014

Address moved from Palo Alto, CA to San Francisco, CA — Smule, Inc.

The people listed on the Oct 31, 2011 filing give Palo Alto, CA; on the Apr 10, 2014 filing they give San Francisco, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 12 offerings report sales commissions totalling $1,814,311; 0 report finder's fees; 2 report proceeds to related persons totalling $90,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 31, 2018 D
ATHLIOS, INC.
File 021-320497
$0$0$0None listed on this filingEDGAR ↗
Jun 20, 2016 D
Smule, Inc.
File 021-265373
$399,000$0$0CODE Advisors BrokerCheck CRD 153192 ↗EDGAR ↗
Jan 6, 2016 D
CALWEST BANCORP
File 021-254619
$732,857$0$0FIG Partners, LLC BrokerCheck CRD 41554 ↗EDGAR ↗
Apr 23, 2015 D
Smule, Inc.
File 021-238566
$0$0$0None listed on this filingEDGAR ↗
Sep 16, 2014 D
TRUSPER INC.
File 021-224823
$0$0$0None listed on this filingEDGAR ↗
Apr 10, 2014 D
Smule, Inc.
File 021-215314
$682,454$0$0Roth Capital Partners, LLC BrokerCheck CRD 15407 ↗EDGAR ↗
Mar 6, 2014 D
TRUSPER INC.
File 021-213045
$0$0$0None listed on this filingEDGAR ↗
Jan 25, 2012 D
infiniWing, Inc.
File 021-172397
$0$0$60,000 (est.)
A portion of the funds raised will be used to pay the salaries of the Executive Officers
None listed on this filingEDGAR ↗
Jan 25, 2012 D
infiniWing, Inc.
File 021-172400
$0$0$30,000 (est.)
A portion of the funds raised will be used to pay the salaries of the Executive Officers
None listed on this filingEDGAR ↗
Oct 31, 2011 D
Smule, Inc.
File 021-168033
$0$0$0None listed on this filingEDGAR ↗
Nov 22, 2010 D
THOMPSON AEROSPACE INC
File 021-150821
$0$0$0None listed on this filingEDGAR ↗
Apr 23, 2010 D
THOMPSON AEROSPACE INC
File 021-141017
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named Mark Thompson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

ATHLIOS, INC.

Hermosa Beach, CA · Aug 31, 2018
  • Aug 31, 2018 · D · $1,299,839 sold of $1,330,000 · 13 investors · min. No minimum reported · role: Executive Officer, Director (Chief Technology Officer and Director) EDGAR ↗

Raised $1.3M from 13 investors (98% of the $1.33M target) as of the latest filing. Mark is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Smule, Inc.

Salt Lake City, UT · Oct 31, 2011 → Jun 20, 2016 · 4 filings
  • Jun 20, 2016 · D · $22,005,588 sold of $22,185,434 · 19 investors · min. $99,993 · role: Director EDGAR ↗
  • Apr 23, 2015 · D · $26,045,366 sold of $30,000,000 · 0 investors · min. $2,322,134 · role: Director EDGAR ↗
  • Apr 10, 2014 · D · $16,640,529 sold of $17,243,748 · 20 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 31, 2011 · D · $12,000,002 sold of $12,000,002 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $54.4M from 35 investors (100% of the $22.2M target) as of the latest filing. Mark is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Commercial Banking

CALWEST BANCORP

Irvine, CA · Jan 6, 2016
  • Jan 6, 2016 · D · $14,000,000 sold of $14,000,000 · 53 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $14M from 53 investors (100% of the $14M target) as of the latest filing. Mark is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial Banking / 506(b) (624 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

TRUSPER INC.

San Jose, CA · Mar 6, 2014 → Sep 16, 2014 · 2 filings
  • Sep 16, 2014 · D · $16,020,107 sold of $20,000,000 · 11 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 6, 2014 · D · $8,072,441 sold of $8,072,441 · 27 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $16M from 27 investors (80% of the $20M target) as of the latest filing. Mark is listed as executive officer, director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Computers

infiniWing, Inc.

Cupertino, CA · Jan 25, 2012 → Jan 25, 2012 · 2 filings
  • Jan 25, 2012 · D · $150,000 sold of $150,000 · 1 investors · min. $150,000 · role: Executive Officer EDGAR ↗
  • Jan 25, 2012 · D · $500,000 sold of $500,000 · 4 investors · min. $50,000 · role: Executive Officer EDGAR ↗

Raised $500K from 4 investors (100% of the $150K target) as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Manufacturing

THOMPSON AEROSPACE INC

Irvine, CA · Apr 23, 2010 → Nov 22, 2010 · 2 filings
  • Nov 22, 2010 · D · $499,999 sold of $1,500,000 · 1 investors · min. $499,999 · role: Executive Officer, Director EDGAR ↗
  • Apr 23, 2010 · D · $1,500,000 sold of $1,500,000 · 1 investors · min. $1,500,000 · role: Executive Officer, Director EDGAR ↗

Raised $1.5M from 1 investor (100% of the $1.5M target) as of the latest filing. Mark is listed as executive officer, director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (17)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Mark A. Thompson — MN, 2 issuers, Sep 10, 2025 → Sep 10, 2025 · no shared issuer
  • Mark Thompson — TX, 1 issuer, Aug 28, 2009 → Aug 28, 2009 · no shared issuer
  • Mark Thompson — OH, 1 issuer, Aug 3, 2010 → Aug 3, 2010 · no shared issuer
  • Mark Thompson — CO, 1 issuer, Jan 27, 2011 → Jun 10, 2016 · no shared issuer
  • Mark L. Thompson — Ontario, Canada (as filed: A6), 1 issuer, Aug 3, 2011 → Aug 3, 2011 · no shared issuer
  • Mark Thompson — AZ, 1 issuer, Jan 13, 2012 → Jan 13, 2012 · no shared issuer
  • Mark A. Thompson — IL, 1 issuer, Mar 12, 2013 → Apr 23, 2015 · no shared issuer
  • Mark Thompson — PA, 1 issuer, Jul 24, 2013 → Jul 24, 2013 · no shared issuer
  • Mark Thompson — MO, 1 issuer, Jun 29, 2015 → Jun 29, 2015 · no shared issuer
  • Mark O. Thompson — NY, 1 issuer, Feb 10, 2016 → Feb 10, 2016 · no shared issuer
  • Mark Thompson — MA, 1 issuer, Jul 14, 2016 → Jul 14, 2016 · no shared issuer
  • MARK THOMPSON — United Kingdom (as filed: X0), 1 issuer, Aug 24, 2022 → Aug 24, 2022 · no shared issuer
  • MARK THOMPSON — NC, 1 issuer, Aug 12, 2025 → Aug 12, 2025 · no shared issuer
  • Mark Thompson — Ontario, Canada (as filed: A6), 1 issuer, Dec 30, 2013 → Dec 30, 2013 · no shared issuer
  • Mark G Thompson — CA, 1 issuer, May 30, 2014 → May 30, 2014 · no shared issuer
  • Mark Thompson — NY, 1 issuer, Dec 9, 2020 → Dec 9, 2020 · no shared issuer
  • Mark Nicholas Thompson — CA, 1 issuer, Feb 7, 2022 → Apr 14, 2022 · no shared issuer

People around Mark 33

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Smith

Executive Officer, Director · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Mark Thompson. Their page shows their other deals.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

GREGORY SMITH

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Thompson. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

David Cowan

Director · 4 shared filings (1 issuer) · also on 6 other issuers

David Cowan is on 7 issuers in total — a repeat sponsor. Their page lists every one.

TR
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Ryan

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Mark Thompson. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Pressman

Director · 4 shared filings (1 issuer) · also on 16 other issuers

Jason Pressman is on 17 issuers in total — a repeat sponsor. Their page lists every one.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Sunil Pareenja

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Mark Thompson. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Hollenbeck

Director · 4 shared filings (1 issuer)

Listed on the same filings as Mark Thompson. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

David Chao

Director · 2 shared filings (1 issuer) · also on 15 other issuers

David Chao is on 16 issuers in total — a repeat sponsor. Their page lists every one.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

David Welsh

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Mark Thompson. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jack McHale

Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark Thompson. Their page shows their other deals.

HW
No photo found yet (own website and image search run after this page is viewed)
Person

Heiko Wiedmann

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark Thompson. Their page shows their other deals.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

Jack Jia

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Thompson. Their page shows their other deals.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Kitae Kwon

Executive Officer, Director, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Mark Thompson. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Hong

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Thompson. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Cell

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Thompson. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

David Dickey

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Thompson. Their page shows their other deals.

ME
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Earhart

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark Thompson. Their page shows their other deals.

GW
No photo found yet (own website and image search run after this page is viewed)
Person

Ge Wang

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark Thompson. Their page shows their other deals.

BN
No photo found yet (own website and image search run after this page is viewed)
Person

Betsey Nelson

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Thompson. Their page shows their other deals.

LZ
No photo found yet (own website and image search run after this page is viewed)
Person

Lei Zhang

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Thompson. Their page shows their other deals.

KR
No photo found yet (own website and image search run after this page is viewed)
Person

Ken Rudin

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Thompson. Their page shows their other deals.

NS
No photo found yet (own website and image search run after this page is viewed)
Person

Najam M. Saiduddin

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark Thompson. Their page shows their other deals.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Glenn Gray

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Thompson. Their page shows their other deals.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Arthur J. Cohen

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Thompson. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Weld

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark Thompson. Their page shows their other deals.

BW
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce Williams

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Thompson. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

William Meyers

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Thompson. Their page shows their other deals.

FC
No photo found yet (own website and image search run after this page is viewed)
Person

Fadi Cheikha

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Thompson. Their page shows their other deals.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

Walter E. Storch

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Thompson. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Mainstain

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Thompson. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES GRAHAM

Director · 1 shared filing (1 issuer) · also on 9 other issuers

JAMES GRAHAM is on 10 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Sechrest

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Thompson. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher G. Hart

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark Thompson. Their page shows their other deals.

The team behind the deals

Same business address

28 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 6 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark Thompson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark Thompson is listed on: none on file. No website or social profile named in CALWEST BANCORP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #292,990 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Irvine, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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