Mark E. Jones III is listed as an executive officer and director on 14 SEC Form D filings by 2 issuers between Nov 2009 and Sep 2023: TriStar Gold Inc. (Scottsdale, AZ — industry reported as "Other" — 2011–2023; $3.45M reported sold to 22 investors) and BRAZAURO RESOURCES CORP (Houston, TX — industry reported as "Other" — 2009; $597K reported sold to 7 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 14 years. Across those companies the filings report $4.05M sold in total.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 SEC releases, 4 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 14 public filings for Mark E. Jones III and found 18 differences, 2 worth asking the sponsor about: Paid seller listed without a CRD number: M Partners Inc; Paid seller listed without a CRD number: Industrial Alliance Securities Inc; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.