Mark Diker is listed as an executive officer and director on 60 SEC Form D filings by 7 issuers between Mar 2010 and Mar 2026. Largest by amount reported sold: Next Light Fund, LP (New York, NY — pooled investment fund — 2010–2026; $172M reported sold to 138 investors), Wayfinder Small Cap QP Fund LP (New York, NY — pooled investment fund — 2010–2019; $118.7M reported sold to 93 investors), DIKER VALUE-TECH QP FUND, LP (New York, NY — pooled investment fund — 2010–2019; $87.6M reported sold to 111 investors), WAYFINDER SMALL CAP FUND LP (New York, NY — pooled investment fund — 2010–2019; $82.5M reported sold to 95 investors), Unterberg Technology Partners, L.P. (New York, NY — pooled investment fund — 2013–2015; $75.5M reported sold to 84 investors) and 2 more (all listed below).
What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $611.6M sold in total.
Listed alongside Charles Diker (58 shared filings), Diker GP, LLC (58 shared filings, management entity), Edmund Hajim (38 shared filings) and Diker Management, LLC (31 shared filings, management entity).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.
The issuers belong to 2 sponsor groups: Wayfinder Small Cap (7 issuers, $645M reported sold, 2010–2026) and Diker (3 issuers, $276.2M reported sold, 2009–2018).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared the newest 50 of 60 public filings for Mark Diker and found 10 differences, 3 worth asking the sponsor about: 8 offerings reported less sold on a later filing than an earlier one; 15 offerings reported fewer investors on a later filing; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.