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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:38 AM ET

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MW
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MARK D. WILLIAMS

Named as an officer, director or promoter on SEC Form D filings · IN · May 26, 2011 → May 26, 2011

1deal (issuers)
$25Mreported sold
4investors
1Form D filing
2011year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

MARK D. WILLIAMS is listed as an executive officer on 1 SEC Form D filing by 1 issuer in May 2011: BioCritica, Inc. (Indianapolis, IN — pharmaceuticals — 2011; $25M reported sold to 4 investors).

What this means One deal on file with the SEC, filed May 2011. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside ARGERIS N. KARABELAS (1 shared filing), DARREN CARROLL (1 shared filing), DAVID A. BROECKER (1 shared filing), Lorenzo Pellegrini (1 shared filing), MICHAEL PAGNOTTA (1 shared filing) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around MARK. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 state regulator order, 1 bankruptcy case matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for MARK D. WILLIAMS and found 5 differences: Same name, different state: "Mark Williams" (A1) is a separate record; Same name, different state: "Mark Williams" (IL or AL or PR) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for MARK D. WILLIAMS has not run yet — it is joining a line of 58,088 names; searches run around the clock at the hosts' allowed rate. Searched so far: 651 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Final Order to Cease and Desist MD · Office of the Attorney General of Maryland, Securities Division
Order date Sep 30, 2013 · Regulator: Office of the Attorney General of Maryland, Securities Division · Parties (regulator's caption): The IWI Group LLC aka iWealth Investments The P.Point M.Group LLC aka Pinpoint Marketing and Mark A. Williams
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 14 people with this name in Form D filings; regulator in MD (not a filing state); middle initial differs
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched MARK D. WILLIAMS..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 open

Mark Williams and Janice E Williams open
United States Bankruptcy Court, N.D. Indiana · No. 26-21388 · Filed Jun 24, 2026
Role of Mark Williams and Janice E Williams: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1308 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (IN); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for MARK D. WILLIAMS (compared 1 filing on Oct 24, 2026)

Note · Mar 5, 2020 – Jun 26, 2026

Same name, different state: "Mark Williams" (A1) is a separate record

This page covers filings where the address state is IN. A separate record, "Mark Williams" with address state A1, is listed on 5 filings — most recently by Grey Matters Health Inc. (Jun 26, 2026). The two records do not overlap in time: this page has one filing dated May 26, 2011; the other runs Mar 5, 2020 to Jun 26, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Williams (A1) — PartnerFacts page ↗Form D · Jun 26, 2026 ↗Grey Matters Health Inc. — PartnerFacts page ↗MARK D. WILLIAMS (IN) — this page ↗
Sources
Note · Jun 9, 2010 – Feb 14, 2024

Same name, different state: "Mark Williams" (IL or AL or PR) is a separate record

This page covers filings where the address state is IN. A separate record, "Mark Williams" with address state IL or AL or PR, is listed on 14 filings — most recently by Balavant Capital LP (Jul 23, 2026). Both records have filings in the same period (May 26, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Williams (IL,AL,PR) — PartnerFacts page ↗Form D · Jul 23, 2026 ↗Balavant Capital LP — PartnerFacts page ↗MARK D. WILLIAMS (IN) — this page ↗
Sources
Note · Dec 5, 2008 – Dec 12, 2023

Same name, different state: "Mark Williams" (CA) is a separate record

This page covers filings where the address state is IN. A separate record, "Mark Williams" with address state CA, is listed on 6 filings — most recently by Financial Gravity Companies, Inc. (Dec 12, 2023). Both records have filings in the same period (May 26, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Williams (CA) — PartnerFacts page ↗Form D · Dec 12, 2023 ↗Financial Gravity Companies, Inc. — PartnerFacts page ↗MARK D. WILLIAMS (IN) — this page ↗
Sources
Note · May 28, 2010 – Jun 22, 2022

Same name, different state: "Mark Williams" (TX) is a separate record

This page covers filings where the address state is IN. A separate record, "Mark Williams" with address state TX, is listed on 2 filings — most recently by Star Capital Fund LP (Jun 22, 2022). Both records have filings in the same period (May 26, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Williams (TX) — PartnerFacts page ↗Form D · Jun 22, 2022 ↗Star Capital Fund LP — PartnerFacts page ↗MARK D. WILLIAMS (IN) — this page ↗
Sources
Note · Jul 29, 2009 – Jan 12, 2011

Same name, different state: "Mark Williams" (NC) is a separate record

This page covers filings where the address state is IN. A separate record, "Mark Williams" with address state NC, is listed on 5 filings — most recently by SCENTAIR TECHNOLOGIES INC (Jan 12, 2011). The two records do not overlap in time: this page has one filing dated May 26, 2011; the other runs Jul 29, 2009 to Jan 12, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Williams (NC) — PartnerFacts page ↗Form D · Jan 12, 2011 ↗SCENTAIR TECHNOLOGIES INC — PartnerFacts page ↗MARK D. WILLIAMS (IN) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 26, 2011 D
BioCritica, Inc.
File 021-160380
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Mark D. Williams on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

B
Pharmaceuticals

BioCritica, Inc.

Indianapolis, IN · May 26, 2011
  • May 26, 2011 · D · $25,000,000 sold of $25,000,000 · 4 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $25M from 4 investors (100% of the $25M target) as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (13)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Mark Williams — IL, AL, Puerto Rico (as filed: PR), 10 issuers, Jun 9, 2010 → Feb 14, 2024 · no shared issuer
  • Mark Williams — CA, 4 issuers, Dec 5, 2008 → Dec 12, 2023 · no shared issuer
  • Mark Williams — British Columbia, Canada (as filed: A1), 2 issuers, Mar 5, 2020 → Jun 26, 2026 · no shared issuer
  • Mark Williams — TX, 2 issuers, May 28, 2010 → Jun 22, 2022 · no shared issuer
  • Mark E. Williams — OR, 1 issuer, Apr 2, 2009 → Apr 2, 2009 · no shared issuer
  • Mark Williams — NC, 1 issuer, Jul 29, 2009 → Jan 12, 2011 · no shared issuer
  • Mark A.T. Williams — OH, 1 issuer, Nov 2, 2009 → Jul 23, 2013 · no shared issuer
  • Mark A. Williams — MD, 1 issuer, Jan 11, 2010 → Jan 11, 2010 · no shared issuer
  • Mark Williams — United Kingdom (as filed: X0), 1 issuer, Mar 22, 2011 → Mar 22, 2011 · no shared issuer
  • Mark Williams — MA, 1 issuer, Jul 11, 2019 → Mar 31, 2025 · no shared issuer
  • Mark Reed Williams — AZ, 1 issuer, Sep 15, 2020 → Sep 15, 2020 · no shared issuer
  • Mark Williams — KS, 1 issuer, Sep 30, 2021 → Dec 5, 2023 · no shared issuer
  • Mark Allan Williams — AL, 1 issuer, Apr 3, 2023 → May 16, 2024 · no shared issuer

People around Mark 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald J. Wooten

Director · 1 shared filing (1 issuer) · also on 20 other issuers

Ronald J. Wooten is on 21 issuers in total — a repeat sponsor. Their page lists every one.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

ARGERIS N. KARABELAS

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark D. Williams. Their page shows their other deals.

MJ
No photo found yet (own website and image search run after this page is viewed)
Person

MIKE F. JOHNSON

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark D. Williams. Their page shows their other deals.

LP
No photo found yet (own website and image search run after this page is viewed)
Person

Lorenzo Pellegrini

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark D. Williams. Their page shows their other deals.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

MICHAEL PAGNOTTA

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark D. Williams. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

DARREN CARROLL

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark D. Williams. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Bologna

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark D. Williams. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID A. BROECKER

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark D. Williams. Their page shows their other deals.

The team behind the deals

Same business address

30 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to MARK D. WILLIAMS by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark D. Williams is listed on: none on file. No website or social profile named in BioCritica, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #351,230 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Indianapolis, IN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Indiana state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Indiana Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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Members get an email when MARK D. WILLIAMS appears on a new Form D, or when a court case or SEC action is matched to them. See plans →