Mark D. Segel is listed as an executive officer and promoter on 6 SEC Form D filings by 3 issuers between Jul 2010 and Nov 2011: EIF United States Power Fund IV, L.P. (Needham, MA — pooled investment fund — 2010; $536.1M reported sold to 20 investors), EIF USPF IV Blocker Fund, LLC (Needham, MA — pooled investment fund — 2010–2011; $464.8M reported sold to 8 investors) and EIF USPF IV Leveraged Feeder, L.P. (Needham, MA — pooled investment fund — 2010–2011; $274.4M reported sold to 20 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and promoter. Across those companies the filings report $1.28B sold in total.
All 3 issuers belong to the sponsor group Eif Uspf (6 issuers, $1.64B reported sold, 2010–2015).
What this means A sponsor group is one team that sets up a new company for each deal. Eif Uspf has 6 companies on file and $1.64B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 6 public filings for Mark D. Segel and found 5 differences, 2 worth asking the sponsor about: Paid seller listed without a CRD number: Principle Advisory Pty Ltd; Paid seller listed without a CRD number: Principle Advisory Services Pty Ltd; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.