MARK D. ROSENBAUM is listed as an executive officer and promoter on 18 SEC Form D filings by 10 issuers between Jan 2016 and Sep 2025. Largest by amount reported sold: AURORA EQUITY PARTNERS VI L.P. (Los Angeles, CA — pooled investment fund — 2019–2020; $1.58B reported sold to 83 investors), AURORA EQUITY PARTNERS VI-A L.P. (Los Angeles, CA — pooled investment fund — 2019–2020; $1.58B reported sold to 47 investors), AURORA EQUITY PARTNERS VII L.P. (Los Angeles, CA — pooled investment fund — 2023–2024; $1.37B reported sold to 31 investors), AURORA EQUITY PARTNERS VII-A L.P. (Los Angeles, CA — pooled investment fund — 2023–2024; $1.37B reported sold to 55 investors), AURORA EQUITY PARTNERS V L.P. (Los Angeles, CA — pooled investment fund — 2016–2017; $845M reported sold to 59 investors) and 5 more (all listed below).
What this means That is a lot of deals — 10 separate companies raised money with this person listed as executive officer and promoter, over about 9 years. Across those companies the filings report $7.62B sold in total.
All 10 issuers belong to the sponsor group Aurora (10 issuers, $7.62B reported sold, 2016–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Aurora has 10 companies on file and $7.62B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 18 public filings for MARK D. ROSENBAUM and found 5 differences: 4 offerings changed their target amount between filings; 5 offerings have no amendment in the last 12 months and may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.