PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:23 AM ET

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MK
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Mark D. Kaplan

Named as an officer, director or promoter on SEC Form D filings · ME · Dec 11, 2013 → May 21, 2014

1deal (issuers)
$66Kreported sold
3investors
2Form D filings
2013–2014years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:29 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark D. Kaplan is listed as a director on 2 SEC Form D filings by 1 issuer between Dec 2013 and May 2014: Union Atlantic Enterprises, LLC (Portland, ME — other energy — 2013–2014; $66K reported sold to 3 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Clifford Mark Ginn (2 shared filings), Douglas R. Clopp (2 shared filings), Samuel Osborn Spencer (2 shared filings) and Blaine Grimes (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 18 bankruptcy cases matching the name listed in Key records below.

What this means 19 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Mark D. Kaplan and found 7 differences, 1 worth asking the sponsor about: Paid seller listed without a CRD number: Clifford Mark Ginn; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark D. Kaplan has not run yet — it is joining a line of 14,723 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Mary Willia v. Mark Kaplan dismissed
District Court, C.D. California · No. 2:11-cv-05178 · Filed Jun 21, 2011 · Closed Aug 29, 2011 · Nature of suit: 470 Racketeer/Corrupt Organization · Cause: 18:1961 Racketeering (RICO) Act
Role of Mark Kaplan: Defendant · Outcome: Terminated 2011-08-29 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 6 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:29 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark D. Kaplan..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

18 cases: 18 closed (disposition not in docket feed)

Mark Kaplan closed
United States Bankruptcy Court, C.D. California · No. 2:13-bk-23525 · Filed May 23, 2013 · Closed Mar 6, 2014
Role of Mark Kaplan: Debtor · Outcome: Case closed 2014-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 6 people with this name in Form D filings; court in CA (not a filing state)
Mark Kaplan closed
United States Bankruptcy Court, C.D. California · No. 2:13-bk-11498 · Filed Jan 18, 2013 · Closed Apr 1, 2013
Role of Mark Kaplan: Debtor · Outcome: Case closed 2013-04-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 6 people with this name in Form D filings; court in CA (not a filing state)
Mark Kaplan closed
United States Bankruptcy Court, C.D. California · No. 2:12-bk-40894 · Filed Sep 11, 2012 · Closed Nov 16, 2012
Role of Mark Kaplan: Debtor · Outcome: Case closed 2012-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 6 people with this name in Form D filings; court in CA (not a filing state)
Mark R. Kaplan closed
United States Bankruptcy Court, D. Massachusetts · No. 10-19850 · Filed Sep 10, 2010 · Closed Dec 23, 2010
Role of Mark R. Kaplan: Debtor · Outcome: Case closed 2010-12-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 6 people with this name in Form D filings; court in MA (not a filing state); middle initial differs
Mark K Kaplan closed
United States Bankruptcy Court, C.D. California · No. 8:09-bk-22796 · Filed Nov 18, 2009 · Closed Apr 16, 2010
Role of Mark K Kaplan: Debtor · Outcome: Case closed 2010-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 6 people with this name in Form D filings; court in CA (not a filing state); middle initial differs
Mark H. Kaplan closed
United States Bankruptcy Court, E.D. New York · No. 1-09-48395 · Filed Sep 26, 2009 · Closed Jan 10, 2012
Role of Mark H. Kaplan: Debtor · Outcome: Case closed 2012-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 6 people with this name in Form D filings; court in NY (not a filing state); middle initial differs
Mark I Kaplan closed
United States Bankruptcy Court, D. New Jersey · No. 04-33279 · Filed Jul 14, 2004 · Closed Oct 25, 2004
Role of Mark I Kaplan: Debtor · Outcome: Case closed 2004-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 6 people with this name in Form D filings; court in NJ (not a filing state); middle initial differs
Mark Kaplan closed
United States Bankruptcy Court, C.D. California · No. 2:02-bk-28982 · Filed Jul 2, 2002 · Closed Oct 29, 2002
Role of Mark Kaplan: Debtor · Outcome: Case closed 2002-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 6 people with this name in Form D filings; court in CA (not a filing state)
Mark S Kaplan closed
United States Bankruptcy Court, N.D. Illinois · No. 02-04917 · Filed Feb 7, 2002 · Closed May 31, 2002
Role of Mark S Kaplan: Debtor · Outcome: Case closed 2002-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 6 people with this name in Form D filings; court in IL (not a filing state); middle initial differs
Mark Kaplan and Tamar Kaplan closed
United States Bankruptcy Court, N.D. Illinois · No. 99-01063 · Filed Jan 14, 1999 · Closed May 4, 1999
Role of Mark Kaplan and Tamar Kaplan: Debtor · Outcome: Case closed 1999-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 6 people with this name in Form D filings; court in IL (not a filing state); middle initial differs
Mark K Kaplan closed
United States Bankruptcy Court, C.D. California · No. 1:97-bk-20801 · Filed Aug 5, 1997 · Closed Nov 25, 1997
Role of Mark K Kaplan: Debtor · Outcome: Case closed 1997-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 6 people with this name in Form D filings; court in CA (not a filing state); middle initial differs
Mark G Kaplan and Tobey Beth Kaplan closed
United States Bankruptcy Court, C.D. California · No. 1:96-bk-21576 · Filed Oct 8, 1996 · Closed May 29, 1998
Role of Mark G Kaplan and Tobey Beth Kaplan: Debtor · Outcome: Case closed 1998-05-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 6 people with this name in Form D filings; court in CA (not a filing state); middle initial differs
Mark Kaplan and Enid F Kaplan closed
United States Bankruptcy Court, E.D. New York · No. 8-95-71955 · Filed Jul 7, 1995 · Closed Mar 30, 2000
Role of Mark Kaplan and Enid F Kaplan: Debtor · Outcome: Case closed 2000-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 6 people with this name in Form D filings; court in NY (not a filing state); middle initial differs
Mark A Kaplan and Donna M. Kaplan closed
United States Bankruptcy Court, S.D. Florida. · No. 94-30206 · Filed Jan 20, 1994 · Closed Jul 27, 1994
Role of Mark A Kaplan and Donna M. Kaplan: Debtor · Outcome: Case closed 1994-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 6 people with this name in Form D filings; court in FL (not a filing state); middle initial differs
Mark Kaplan and Kimberly Kaplan closed
United States Bankruptcy Court, D. Massachusetts · No. 93-40354 · Filed Feb 8, 1993 · Closed Jun 7, 1993
Role of Mark Kaplan and Kimberly Kaplan: Debtor · Outcome: Case closed 1993-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 6 people with this name in Form D filings; court in MA (not a filing state); middle initial differs
Mark A. Kaplan closed
United States Bankruptcy Court, S.D. Florida. · No. 90-32663 · Filed Apr 25, 1990 · Closed Sep 19, 1990
Role of Mark A. Kaplan: Debtor · Outcome: Case closed 1990-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 6 people with this name in Form D filings; court in FL (not a filing state); middle initial differs
Mark D. Kaplan and Jean N. Kaplan closed
United States Bankruptcy Court, D. Massachusetts · No. 89-14074 · Filed Dec 22, 1989 · Closed May 23, 1994
Role of Mark D. Kaplan and Jean N. Kaplan: Debtor · Outcome: Case closed 1994-05-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 6 people with this name in Form D filings; court in MA (not a filing state)
Mark S Kaplan closed
United States Bankruptcy Court, N.D. Illinois · No. 87-03282 · Filed Mar 3, 1987 · Closed Aug 15, 1989
Role of Mark S Kaplan: Debtor · Outcome: Case closed 1989-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 6 people with this name in Form D filings; court in IL (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:29 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Mark D. Kaplan — 1 worth asking about (compared 2 filings on Oct 24, 2026)

Worth asking · Dec 11, 2013 – May 21, 2014

Paid seller listed without a CRD number: Clifford Mark Ginn — Union Atlantic Enterprises, LLC

Clifford Mark Ginn is listed as receiving sales compensation on 2 filings (Dec 11, 2013 to May 21, 2014) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · May 21, 2014 ↗BrokerCheck search: Clifford Mark Ginn ↗Union Atlantic Enterprises, LLC — PartnerFacts page ↗
Sources
Note · May 7, 2014 – May 21, 2014

No amendment in the last 12 months on an offering that may still be open — Union Atlantic Enterprises, LLC (latest filing May 21, 2014)

The latest filing for this offering is dated May 21, 2014 (first sale May 7, 2014). It reports $25,000 sold of $400,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · May 21, 2014 ↗Union Atlantic Enterprises, LLC — PartnerFacts page ↗
Sources
Note · Nov 26, 2013 – Dec 11, 2013

No amendment in the last 12 months on an offering that may still be open — Union Atlantic Enterprises, LLC (latest filing Dec 11, 2013)

The latest filing for this offering is dated Dec 11, 2013 (first sale Nov 26, 2013). It reports $65,520 sold of $700,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 11, 2013 ↗Union Atlantic Enterprises, LLC — PartnerFacts page ↗
Sources
Note · Dec 12, 2024

Same name, different state: "Mark Kaplan" (MI) is a separate record

This page covers filings where the address state is ME. A separate record, "Mark Kaplan" with address state MI, is listed on 1 filing — most recently by Wholechain, Inc. (Dec 12, 2024). The two records do not overlap in time: this page runs Dec 11, 2013 to May 21, 2014; the other has one filing dated Dec 12, 2024.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Kaplan (MI) — PartnerFacts page ↗Form D · Dec 12, 2024 ↗Wholechain, Inc. — PartnerFacts page ↗Mark D. Kaplan (ME) — this page ↗
Sources
Note · Sep 21, 2015 – Jul 29, 2016

Same name, different state: "Mark Kaplan" (NH) is a separate record

This page covers filings where the address state is ME. A separate record, "Mark Kaplan" with address state NH, is listed on 2 filings — most recently by Velle Technology Corp (Jul 29, 2016). The two records do not overlap in time: this page runs Dec 11, 2013 to May 21, 2014; the other runs Sep 21, 2015 to Jul 29, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Kaplan (NH) — PartnerFacts page ↗Form D · Jul 29, 2016 ↗Velle Technology Corp — PartnerFacts page ↗Mark D. Kaplan (ME) — this page ↗
Sources
Note · May 30, 2013 – May 14, 2014

Same name, different state: "Mark D Kaplan" (NH) is a separate record

This page covers filings where the address state is ME. A separate record, "Mark D Kaplan" with address state NH, is listed on 2 filings — most recently by MB Venture Management II, LLC (May 14, 2014). Both records have filings in the same period (Dec 11, 2013 to May 14, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark D Kaplan (NH) — PartnerFacts page ↗Form D/A · May 14, 2014 ↗MB Venture Management II, LLC — PartnerFacts page ↗Mark D. Kaplan (ME) — this page ↗
Sources
Note · Dec 11, 2013 – May 21, 2014

Address moved from South Portland, ME to Portland, ME — Union Atlantic Enterprises, LLC

The people listed on the Dec 11, 2013 filing give South Portland, ME; on the May 21, 2014 filing they give Portland, ME.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Dec 11, 2013 ↗Form D · May 21, 2014 ↗Union Atlantic Enterprises, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 0 report finder's fees; 2 report proceeds to related persons totalling $112,260. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 21, 2014 D
Union Atlantic Enterprises, LLC
File 021-217789
$0$0$40,000 (est.)
Compensation is for execution of responsibilities in managing the business.
Clifford Mark Ginn no CRD number reportedEDGAR ↗
Dec 11, 2013 D
Union Atlantic Enterprises, LLC
File 021-207760
$0$0$72,260 (est.)
Compensation is for execution of responsibilities in managing the business.
Clifford Mark Ginn no CRD number reportedEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Mark D. Kaplan on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

UA
Other Energy

Union Atlantic Enterprises, LLC

Portland, ME · Dec 11, 2013 → May 21, 2014 · 2 filings
  • May 21, 2014 · D · $25,000 sold of $400,000 · 1 investors · min. $25,000 · role: Director EDGAR ↗
  • Dec 11, 2013 · D · $65,520 sold of $700,000 · 3 investors · min. $5,040 · role: Director EDGAR ↗

Raised $66K from 3 investors (16% of the $400K target) as of the latest filing. Mark is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Energy / 506(c) (115 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (5)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Mark N. Kaplan — NY, CA, 31 issuers, Sep 21, 2010 → Sep 16, 2022 · no shared issuer
  • Mark Kaplan — NH, 2 issuers, Sep 21, 2015 → Jul 29, 2016 · no shared issuer
  • Mark D Kaplan — NH, 1 issuer, May 30, 2013 → May 14, 2014 · no shared issuer
  • Mark Kaplan — MI, 1 issuer, Dec 12, 2024 → Dec 12, 2024 · no shared issuer
  • Mark Mitchell Kaplan — NY, 1 issuer, Feb 21, 2012 → Feb 21, 2012 · no shared issuer

People around Mark 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Samuel Osborn Spencer

Executive Officer, Director, Promoter · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark D. Kaplan. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas R. Clopp

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark D. Kaplan. Their page shows their other deals.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Clifford Mark Ginn

Executive Officer, Director, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Mark D. Kaplan. Their page shows their other deals.

BG
No photo found yet (own website and image search run after this page is viewed)
Person

Blaine Grimes

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark D. Kaplan. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark D. Kaplan by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark D. Kaplan is listed on: none on file. No website or social profile named in Union Atlantic Enterprises, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #318,252 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Portland, ME). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Maine state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Maine Secretary of State business search ↗OpenCorporates ↗

Change history

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