Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:31 AM ET

Sponsor Check › Person

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Mark B. Vogel

Named as an officer, director or promoter on SEC Form D filings · CO · Aug 14, 2014 → Aug 14, 2014

2deals (issuers)

$18.7Mreported sold

21investors

2Form D filings

2014year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:04 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark B. Vogel is listed as an executive officer, director, and promoter on 2 SEC Form D filings by 2 issuers between Sep 2011 and Aug 2014: SRS EscrowExchange LLC (Denver, CO — pooled investment fund — 2011; $12.7M reported sold to 20 investors) and SRS Acquiom LLC (Denver, CO — industry reported as "Other" — 2014; $6M reported sold to 1 investors).

What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter, over about 3 years. Across those companies the filings report $18.7M sold in total.

Listed alongside Paul W. Koenig (1 shared filing), SRS Equity Management LLC (1 shared filing, management entity), Shareholder Representative Services LLC (1 shared filing, management entity) and W. Paul Koenig (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

All 2 issuers belong to the sponsor group Srs (2 issuers, $18.7M reported sold, 2011–2014).

What this means A sponsor group is one team that sets up a new company for each deal. Srs has 2 companies on file and $18.7M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 30 bankruptcy cases matching the name listed in Key records below.

What this means 32 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Mark B. Vogel and found 1 difference: Mark B. Vogel is written 2 different ways on the filings.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark B. Vogel has not run yet — it is joining a line of 34,695 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 2 dismissed

FOUR WINDS CLUB, INC., THE v. VOGEL, MARK R. dismissed

District Court, E.D. Virginia · No. · Filed Aug 30, 1990 · Closed Oct 24, 1990 · Nature of suit: 190 Other contract actions

Role of VOGEL, MARK R.: Defendant · Outcome: Terminated 1990-10-24 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in VA (not a filing state); middle initial differs

US v. VOGEL,MARK ETAL dismissed

District Court, S.D. Iowa · No. · Filed Dec 4, 1989 · Closed Jul 8, 1991 · Nature of suit: 190 Other contract actions

Role of VOGEL,MARK ETAL: Defendant · Outcome: Terminated 1991-07-08 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in IA (not a filing state); middle initial differs

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:04 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark B. Vogel..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

30 cases: 2 open, 28 closed (disposition not in docket feed)

Mark Vogel open

United States Bankruptcy Court, E.D. Michigan · No. 25-51064 · Filed Oct 30, 2025

Role of Mark Vogel: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in MI (not a filing state)

Mark T. Vogel and Kimberly A. Vogel open

United States Bankruptcy Court, W.D. Pennsylvania · No. 25-20948 · Filed Apr 14, 2025

Role of Mark T. Vogel and Kimberly A. Vogel: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in PA (not a filing state); middle initial differs

Mark Vogel closed

United States Bankruptcy Court, E.D. Missouri · No. 21-41798 · Filed May 10, 2021 · Closed Jul 8, 2021

Role of Mark Vogel: Debtor · Outcome: Case closed 2021-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in MO (not a filing state)

Mark A. Vogel closed

United States Bankruptcy Court, N.D. New York · No. 19-11599 · Filed Aug 30, 2019 · Closed Jan 14, 2020

Role of Mark A. Vogel: Debtor · Outcome: Case closed 2020-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in NY (not a filing state); middle initial differs

Mark Vogel and Nina Vogel closed

United States Bankruptcy Court, E.D. Missouri · No. 19-42266 · Filed Apr 12, 2019 · Closed Mar 6, 2020

Role of Mark Vogel and Nina Vogel: Debtor · Outcome: Case closed 2020-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in MO (not a filing state); middle initial differs

Mark Vogel and Nina Vogel closed

United States Bankruptcy Court, E.D. Missouri · No. 15-49057 · Filed Dec 3, 2015 · Closed Dec 10, 2018

Role of Mark Vogel and Nina Vogel: Debtor · Outcome: Case closed 2018-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in MO (not a filing state); middle initial differs

Mark Vogel and Nina Vogel closed

United States Bankruptcy Court, E.D. Missouri · No. 13-47587 · Filed Aug 17, 2013 · Closed Nov 6, 2015

Role of Mark Vogel and Nina Vogel: Debtor · Outcome: Case closed 2015-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in MO (not a filing state); middle initial differs

Mark J. Vogel closed

United States Bankruptcy Court, D. New Jersey · No. 12-27078 · Filed Jul 5, 2012 · Closed May 9, 2013

Role of Mark J. Vogel: Debtor · Outcome: Case closed 2013-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in NJ (not a filing state); middle initial differs

Mark A. Vogel and Suzanne M. Vogel closed

United States Bankruptcy Court, W.D. Wisconsin · No. 3-11-14406 · Filed Jul 12, 2011 · Closed Jun 8, 2015

Role of Mark A. Vogel and Suzanne M. Vogel: Debtor · Outcome: Case closed 2015-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in WI (not a filing state); middle initial differs

Mark Vogel and Nina Vogel closed

United States Bankruptcy Court, E.D. Missouri · No. 10-51774 · Filed Oct 12, 2010 · Closed Oct 15, 2012

Role of Mark Vogel and Nina Vogel: Debtor · Outcome: Case closed 2012-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in MO (not a filing state); middle initial differs

Mark C. Vogel closed

United States Bankruptcy Court, D. Massachusetts · No. 09-19826 · Filed Oct 15, 2009 · Closed Dec 28, 2009

Role of Mark C. Vogel: Debtor · Outcome: Case closed 2009-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in MA (not a filing state); middle initial differs

Mark H Vogel closed

United States Bankruptcy Court, S.D. New York · No. 09-15277 · Filed Aug 28, 2009 · Closed Oct 7, 2010

Role of Mark H Vogel: Debtor · Outcome: Case closed 2010-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in NY (not a filing state); middle initial differs

Mark C Vogel and Lisa A Vogel closed

United States Bankruptcy Court, E.D. Michigan · No. 07-44259 · Filed Mar 5, 2007 · Closed Oct 2, 2012

Role of Mark C Vogel and Lisa A Vogel: Debtor · Outcome: Case closed 2012-10-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in MI (not a filing state); middle initial differs

Mark A. Vogel closed

United States Bankruptcy Court, S.D. Ohio · No. 2:05-bk-70056 · Filed Oct 5, 2005 · Closed Feb 8, 2006

Role of Mark A. Vogel: Debtor · Outcome: Case closed 2006-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in OH (not a filing state); middle initial differs

Mark T. Vogel and Kimberly A. Vogel closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 00-29507 · Filed Dec 1, 2000 · Closed Mar 28, 2001

Role of Mark T. Vogel and Kimberly A. Vogel: Debtor · Outcome: Case closed 2001-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in PA (not a filing state); middle initial differs

Mark C Vogel and Erin M Vogel closed

United States Bankruptcy Court, C.D. California · No. 6:00-bk-20158 · Filed Jul 10, 2000 · Closed Oct 31, 2000

Role of Mark C Vogel and Erin M Vogel: Debtor · Outcome: Case closed 2000-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in CA (not a filing state); middle initial differs

Mark A.R. Vogel closed

United States Bankruptcy Court, D. Maryland · No. 00-55087 · Filed Apr 19, 2000 · Closed Aug 17, 2000

Role of Mark A.R. Vogel: Debtor · Outcome: Case closed 2000-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in MD (not a filing state); middle initial differs

Danielle Vogel and Mark Vogel closed

United States Bankruptcy Court, N.D. New York · No. 97-18034 · Filed Dec 17, 1997 · Closed Apr 9, 1998

Role of Mark Vogel: Debtor · Outcome: Case closed 1998-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in NY (not a filing state)

Mark Vogel closed

United States Bankruptcy Court, D. New Jersey · No. 97-26733 · Filed Jun 6, 1997 · Closed Sep 24, 1997

Role of Mark Vogel: Debtor · Outcome: Case closed 1997-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in NJ (not a filing state)

Mark Vogel and Lori S Vogel closed

United States Bankruptcy Court, S.D. Florida. · No. 97-31022 · Filed Mar 5, 1997 · Closed Jul 23, 1997

Role of Mark Vogel and Lori S Vogel: Debtor · Outcome: Case closed 1997-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in FL (not a filing state); middle initial differs

Mark A. Vogel closed

United States Bankruptcy Court, W.D. Michigan · No. 96-83350 · Filed May 17, 1996 · Closed Oct 8, 1996

Role of Mark A. Vogel: Debtor · Outcome: Case closed 1996-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in MI (not a filing state); middle initial differs

Mark A Vogel and Yvonne Vogel closed

United States Bankruptcy Court, C.D. California · No. 6:96-bk-14783 · Filed Mar 27, 1996 · Closed Aug 7, 1996

Role of Mark A Vogel and Yvonne Vogel: Debtor · Outcome: Case closed 1996-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in CA (not a filing state); middle initial differs

Mark C Vogel closed

United States Bankruptcy Court, C.D. California · No. 1:96-bk-12350 · Filed Mar 5, 1996 · Closed Jun 20, 1996

Role of Mark C Vogel: Debtor · Outcome: Case closed 1996-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in CA (not a filing state); middle initial differs

Mark R Vogel closed

United States Bankruptcy Court, C.D. California · No. 1:94-bk-54842 · Filed Dec 14, 1994 · Closed Sep 8, 1995

Role of Mark R Vogel: Debtor · Outcome: Case closed 1995-09-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in CA (not a filing state); middle initial differs

Mark R. Vogel closed

United States Bankruptcy Court, D. Maryland · No. 93-14120 · Filed Jul 26, 1993 · Closed Oct 31, 2000

Role of Mark R. Vogel: Debtor · Outcome: Case closed 2000-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in MD (not a filing state); middle initial differs

Mark R. Vogel and Terri M. Vogel closed

United States Bankruptcy Court, C.D. California · No. 1:93-bk-18006 · Filed Mar 8, 1993 · Closed Mar 10, 1994

Role of Mark R. Vogel and Terri M. Vogel: Debtor · Outcome: Case closed 1994-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in CA (not a filing state); middle initial differs

Mark R. Vogel and Bonita D. Vogel closed

United States Bankruptcy Court, M.D. Florida · No. 8:92-bk-08670 · Filed Jun 26, 1992 · Closed Oct 14, 1997

Role of Mark R. Vogel and Bonita D. Vogel: Debtor · Outcome: Case closed 1997-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in FL (not a filing state); middle initial differs

NVLAND, INC. v. Mark R. Vogel closed

United States Bankruptcy Court, D. Maryland · No. 91-05398 · Filed Oct 15, 1991 · Closed Mar 18, 1994

Role of Mark R. Vogel: Defendant · Outcome: Case closed 1994-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in MD (not a filing state); middle initial differs

NVLAND, INC. v. Mark R. Vogel closed

United States Bankruptcy Court, D. Maryland · No. 91-05399 · Filed Oct 15, 1991 · Closed Mar 18, 1994

Role of Mark R. Vogel: Defendant · Outcome: Case closed 1994-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in MD (not a filing state); middle initial differs

Mark A. Vogel and Kimberly L. Vogel closed

United States Bankruptcy Court, S.D. Iowa · No. 90-00280 · Filed Feb 2, 1990 · Closed Aug 16, 1991

Role of Mark A. Vogel and Kimberly L. Vogel: Debtor · Outcome: Case closed 1991-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in IA (not a filing state); middle initial differs

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:04 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

1 difference found between the filings for Mark B. Vogel (compared 2 filings on Oct 24, 2026)

Note · Sep 14, 2011 – Aug 14, 2014

Mark B. Vogel is written 2 different ways on the filings

listed as "Mark Vogel" on the Sep 14, 2011 filing, and "Mark B. Vogel" on the Aug 14, 2014 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Sep 14, 2011 ↗Form D · Aug 14, 2014 ↗Mark B. Vogel — PartnerFacts page ↗

Sources

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Aug 14, 2014 D SRS Acquiom LLC File 021-222929	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 14, 2011 D SRS EscrowExchange LLC File 021-165872	$0	$0	$0 The Issuer is obligated to pay a management fee to the Managing Member (or an affiliate thereof).	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Mark B. Vogel on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other · group: Srs

SRS Acquiom LLC

Denver, CO · Aug 14, 2014

Aug 14, 2014 · D · $6,000,000 sold of $6,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director, Promoter (Manager and Founder) EDGAR ↗

Raised $6M from 1 investor (100% of the $6M target) as of the latest filing. Mark is listed as executive officer, director, promoter.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Srs

SRS EscrowExchange LLC

Denver, CO · Sep 14, 2011

Sep 14, 2011 · D · $12,700,000 sold of $12,700,000 · 20 investors · min. No minimum reported · role: Promoter (Manager of the Manager of the Managing Member of the Issuer.) EDGAR ↗

Raised $12.7M from 20 investors (100% of the $12.7M target) as of the latest filing. Mark is listed as promoter.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Mark 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Shareholder Representative Services LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Mark B. Vogel. Their page shows their other deals.

Management entity

SRS Equity Management LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark B. Vogel. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

W. Paul Koenig

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Mark B. Vogel. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Paul W. Koenig

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Mark B. Vogel. Their page shows their other deals.

The team behind the deals

Sponsor group

Srs

2 issuers · 2 filings · $18.7M reported sold · 2011–2014

SA SRS Acquiom LLC Other · $6M sold · 2014 · listed
SE SRS EscrowExchange LLC Pooled Investment Fund · $12.7M sold · 2011 · listed

One team, 2 deal companies. Mark B. Vogel is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark B. Vogel.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark B. Vogel by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark B. Vogel is listed on: none on file. No website or social profile named in SRS EscrowExchange LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #348,228 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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One-tap searches on sites we do not index ourselves, with the name pre-filled (Denver, CO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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Mark B. Vogel

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Mark B. Vogel is written 2 different ways on the filings

5. Money to insiders

Deals 2

SRS Acquiom LLC

SRS EscrowExchange LLC

People around Mark 4

Shareholder Representative Services LLC

SRS Equity Management LLC

W. Paul Koenig

Paul W. Koenig

The team behind the deals

Srs

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

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Social and web

Courts

Securities regulators

Business registries

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