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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:11 AM ET

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Mark B Gonzalez

Named as an officer, director or promoter on SEC Form D filings · NY · Mar 13, 2009 → Mar 11, 2010

10deals (issuers)
$4.6Breported sold
451investors
13Form D filings
2009–2010years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark B Gonzalez is listed as an executive officer on 13 SEC Form D filings by 10 issuers between Mar 2009 and Mar 2010. Largest by amount reported sold: Capstone Global (Offshore) Ltd. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2010; $2.18B reported sold to 103 investors), Capstone Global (US), LP (New York, NY — pooled investment fund — 2009–2010; $1.47B reported sold to 65 investors), Altum Credit Fund, L.P. (New York, NY — pooled investment fund — 2010; $601.5M reported sold to 234 investors), Altum Credit Fund, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010; $341.1M reported sold to 47 investors), CAPSTONE VEGA SHIELD US LP (New York, NY — pooled investment fund — 2009–2010; $1.18M reported sold to 2 investors) and 5 more (all listed below).

What this means That is a lot of deals — 10 separate companies raised money with this person listed as executive officer. Across those companies the filings report $4.6B sold in total.

Listed alongside Paul M. Britton (13 shared filings), Capstone Fund Services, LLC (10 shared filings, management entity), Capstone Investment Advisors, LLC (7 shared filings, management entity), Geoff Ruddick (5 shared filings), Ian Goodall (5 shared filings) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

The issuers belong to 2 sponsor groups: Capstone (49 issuers, $18.66B reported sold, 2009–2026) and Altum (4 issuers, $986.9M reported sold, 2010–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 38 bankruptcy cases matching the name listed in Key records below.

What this means 39 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 13 public filings for Mark B Gonzalez and found 7 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark B Gonzalez has not run yet — it is joining a line of 9,301 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

Mark Gonzalez v. Celtic Ocean International, LLC closed
District Court, C.D. California · No. 2:25-cv-01177 · Filed Feb 11, 2025 · Closed Apr 11, 2025 · Nature of suit: 370 Other Fraud · Cause: 28:1332 Diversity-Fraud
Role of Mark Gonzalez: Plaintiff · Outcome: Terminated 2025-04-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark B Gonzalez..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

38 cases: 38 closed (disposition not in docket feed)

Mark Gonzalez and Lydia Murillo closed
United States Bankruptcy Court, S.D. California · No. 23-02764 · Filed Sep 14, 2023 · Closed Dec 20, 2023
Role of Mark Gonzalez and Lydia Murillo: Debtor · Outcome: Case closed 2023-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in CA (not a filing state); middle initial differs
Mark D. Gonzalez closed
United States Bankruptcy Court, S.D. New York · No. 21-35178 · Filed Mar 5, 2021 · Closed Jun 11, 2021
Role of Mark D. Gonzalez: Debtor · Outcome: Case closed 2021-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in the person's filing state (NY); middle initial differs
MARK GONZALEZ and LORENA TLATELPA closed
United States Bankruptcy Court, D. Nevada · No. 19-12622 · Filed Apr 29, 2019 · Closed Aug 9, 2019
Role of MARK GONZALEZ and LORENA TLATELPA: Debtor · Outcome: Case closed 2019-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in NV (not a filing state); middle initial differs
Mark A Gonzalez closed
United States Bankruptcy Court, M.D. Florida · No. 6:18-bk-05422 · Filed Sep 4, 2018 · Closed Dec 27, 2018
Role of Mark A Gonzalez: Debtor · Outcome: Case closed 2018-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in FL (not a filing state); middle initial differs
Mark Gonzalez and Jamell Perez closed
United States Bankruptcy Court, S.D. Florida. · No. 17-13633 · Filed Mar 27, 2017 · Closed May 4, 2018
Role of Mark Gonzalez and Jamell Perez: Debtor · Outcome: Case closed 2018-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in FL (not a filing state); middle initial differs
Mark A Gonzalez closed
United States Bankruptcy Court, N.D. Ohio · No. 15-10380 · Filed Jan 28, 2015 · Closed Apr 13, 2016
Role of Mark A Gonzalez: Debtor · Outcome: Case closed 2016-04-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in OH (not a filing state); middle initial differs
Mark R Gonzalez and Judy M Gonzalez closed
United States Bankruptcy Court, N.D. Illinois · No. 14-15232 · Filed Apr 23, 2014 · Closed Aug 15, 2014
Role of Mark R Gonzalez and Judy M Gonzalez: Debtor · Outcome: Case closed 2014-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in IL (not a filing state); middle initial differs
Mark A. Gonzalez closed
United States Bankruptcy Court, C.D. California · No. 6:13-bk-28473 · Filed Nov 12, 2013 · Closed Feb 25, 2014
Role of Mark A. Gonzalez: Debtor · Outcome: Case closed 2014-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in CA (not a filing state); middle initial differs
Mark Gonzalez and Linda Gonzalez closed
United States Bankruptcy Court, S.D. Texas · No. 13-35894 · Filed Sep 24, 2013 · Closed Mar 7, 2019
Role of Mark Gonzalez and Linda Gonzalez: Debtor · Outcome: Case closed 2019-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in TX (not a filing state); middle initial differs
Mark A. Gonzalez and Ivanel Gonzalez closed
United States Bankruptcy Court, W.D. New York · No. 2-13-21291 · Filed Aug 19, 2013 · Closed Dec 27, 2013
Role of Mark A. Gonzalez and Ivanel Gonzalez: Debtor · Outcome: Case closed 2013-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in the person's filing state (NY); middle initial differs
Mark A. Gonzalez, Jr. closed
United States Bankruptcy Court, D. Oregon · No. 12-35880 · Filed Jul 30, 2012 · Closed Oct 30, 2012
Role of Mark A. Gonzalez, Jr.: Debtor · Outcome: Case closed 2012-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in OR (not a filing state); middle initial differs
Mark Gonzalez closed
United States Bankruptcy Court, S.D. Texas · No. 12-33816 · Filed May 23, 2012 · Closed Aug 21, 2012
Role of Mark Gonzalez: Debtor · Outcome: Case closed 2012-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in TX (not a filing state)
Mark Gonzalez and Dawn Gonzalez closed
United States Bankruptcy Court, S.D. California · No. 12-05190 · Filed Apr 11, 2012 · Closed Nov 30, 2012
Role of Mark Gonzalez and Dawn Gonzalez: Debtor · Outcome: Case closed 2012-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in CA (not a filing state); middle initial differs
Mark P Gonzalez closed
United States Bankruptcy Court, C.D. California · No. 2:12-bk-16027 · Filed Feb 21, 2012 · Closed Jun 11, 2012
Role of Mark P Gonzalez: Debtor · Outcome: Case closed 2012-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in CA (not a filing state); middle initial differs
Mark Gonzalez and Jamell Perez closed
United States Bankruptcy Court, S.D. Florida. · No. 11-26457 · Filed Jun 14, 2011 · Closed Feb 21, 2017
Role of Mark Gonzalez and Jamell Perez: Debtor · Outcome: Case closed 2017-02-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in FL (not a filing state); middle initial differs
Mark Gonzalez and Stacey Gonzalez closed
United States Bankruptcy Court, M.D. North Carolina · No. 10-81053 · Filed Jun 16, 2010 · Closed Jul 2, 2015
Role of Mark Gonzalez and Stacey Gonzalez: Debtor · Outcome: Case closed 2015-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in NC (not a filing state); middle initial differs
Mark Gonzalez closed
United States Bankruptcy Court, S.D. Florida. · No. 10-19310 · Filed Apr 9, 2010 · Closed Jul 21, 2010
Role of Mark Gonzalez: Debtor · Outcome: Case closed 2010-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in FL (not a filing state)
Mark D Gonzalez closed
United States Bankruptcy Court, S.D. New York · No. 09-11679 · Filed Mar 31, 2009 · Closed Aug 3, 2009
Role of Mark D Gonzalez: Debtor · Outcome: Case closed 2009-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in the person's filing state (NY); middle initial differs
Mark A Gonzalez and Jeanette Gonzalez closed
United States Bankruptcy Court, N.D. Illinois · No. 08-03900 · Filed Feb 20, 2008 · Closed May 27, 2008
Role of Mark A Gonzalez and Jeanette Gonzalez: Debtor · Outcome: Case closed 2008-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in IL (not a filing state); middle initial differs
Mark E. Gonzalez closed
United States Bankruptcy Court, S.D. Ohio · No. 3:06-bk-31532 · Filed Jun 15, 2006 · Closed Oct 18, 2006
Role of Mark E. Gonzalez: Debtor · Outcome: Case closed 2006-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in OH (not a filing state); middle initial differs
Mark Gonzalez closed
United States Bankruptcy Court, N.D. Ohio · No. 05-92985 · Filed Oct 14, 2005 · Closed Mar 15, 2006
Role of Mark Gonzalez: Debtor · Outcome: Case closed 2006-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in OH (not a filing state)
Mark B Gonzalez closed
United States Bankruptcy Court, C.D. California · No. 1:05-bk-14482 · Filed Jun 29, 2005 · Closed Dec 8, 2005
Role of Mark B Gonzalez: Debtor · Outcome: Case closed 2005-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in CA (not a filing state)
Mark A Gonzalez and Dorine Gonzalez closed
United States Bankruptcy Court, S.D. Texas · No. 04-21765 · Filed Dec 30, 2004 · Closed Apr 30, 2010
Role of Mark A Gonzalez and Dorine Gonzalez: Debtor · Outcome: Case closed 2010-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in TX (not a filing state); middle initial differs
Mark Gonzalez closed
United States Bankruptcy Court, M.D. Florida · No. 2:04-bk-14931 · Filed Jul 26, 2004 · Closed Nov 15, 2004
Role of Mark Gonzalez: Debtor · Outcome: Case closed 2004-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in FL (not a filing state)
Mark J. Gonzalez and Cindy L. Gonzalez closed
United States Bankruptcy Court, D. New Jersey · No. 04-21924 · Filed Apr 7, 2004 · Closed Oct 8, 2004
Role of Mark J. Gonzalez and Cindy L. Gonzalez: Debtor · Outcome: Case closed 2004-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in NJ (not a filing state); middle initial differs
Mark G. Gonzalez and Blanca S. Gonzalez closed
United States Bankruptcy Court, N.D. Georgia · No. 03-95943 · Filed Jun 2, 2003 · Closed May 13, 2004
Role of Mark G. Gonzalez and Blanca S. Gonzalez: Debtor · Outcome: Case closed 2004-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in GA (not a filing state); middle initial differs
Mark Gonzalez closed
United States Bankruptcy Court, D. New Jersey · No. 03-28293 · Filed Jun 2, 2003 · Closed Sep 15, 2003
Role of Mark Gonzalez: Debtor · Outcome: Case closed 2003-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in NJ (not a filing state)
Mark Gonzalez closed
United States Bankruptcy Court, N.D. Illinois · No. 02-09252 · Filed Mar 8, 2002 · Closed Jul 8, 2002
Role of Mark Gonzalez: Debtor · Outcome: Case closed 2002-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in IL (not a filing state)
Mark A. Gonzalez and Natalie L. Gonzalez closed
United States Bankruptcy Court, N.D. Oklahoma · No. 01-04625 · Filed Oct 12, 2001 · Closed Mar 1, 2002
Role of Mark A. Gonzalez and Natalie L. Gonzalez: Debtor · Outcome: Case closed 2002-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in OK (not a filing state); middle initial differs
Mark A Gonzalez and Maryann Gonzalez closed
United States Bankruptcy Court, C.D. California · No. 6:00-bk-11306 · Filed Jan 28, 2000 · Closed Apr 17, 2000
Role of Mark A Gonzalez and Maryann Gonzalez: Debtor · Outcome: Case closed 2000-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in CA (not a filing state); middle initial differs
Mark S Gonzalez closed
United States Bankruptcy Court, N.D. Illinois · No. 99-33152 · Filed Oct 26, 1999 · Closed Feb 11, 2000
Role of Mark S Gonzalez: Debtor · Outcome: Case closed 2000-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in IL (not a filing state); middle initial differs
Mark A Gonzalez and Linda Gonzalez closed
United States Bankruptcy Court, S.D. Texas · No. 99-38753 · Filed Sep 7, 1999 · Closed Nov 7, 2000
Role of Mark A Gonzalez and Linda Gonzalez: Debtor · Outcome: Case closed 2000-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in TX (not a filing state); middle initial differs
Mark A. Gonzalez and Johanna M. Gonzalez closed
United States Bankruptcy Court, S.D. Illinois · No. 99-40491 · Filed Mar 12, 1999 · Closed Jun 28, 1999
Role of Mark A. Gonzalez and Johanna M. Gonzalez: Debtor · Outcome: Case closed 1999-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in IL (not a filing state); middle initial differs
Mark Gonzalez and Lisa Gonzalez closed
United States Bankruptcy Court, W.D. Texas · No. 98-70348 · Filed Jul 2, 1998 · Closed Sep 30, 1998
Role of Mark Gonzalez and Lisa Gonzalez: Debtor · Outcome: Case closed 1998-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in TX (not a filing state); middle initial differs
Mark A Gonzalez and Lucy F Gonzalez closed
United States Bankruptcy Court, C.D. California · No. 6:98-bk-22858 · Filed Jul 1, 1998 · Closed Oct 21, 1998
Role of Mark A Gonzalez and Lucy F Gonzalez: Debtor · Outcome: Case closed 1998-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in CA (not a filing state); middle initial differs
Mark Gonzalez closed
United States Bankruptcy Court, N.D. Illinois · No. 95-05158 · Filed Mar 15, 1995 · Closed Jul 11, 1995
Role of Mark Gonzalez: Debtor · Outcome: Case closed 1995-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in IL (not a filing state)
Mark A Gonzalez and Enedelia Gonzalez closed
United States Bankruptcy Court, C.D. California · No. 1:90-bk-08944 · Filed Apr 12, 1990 · Closed Sep 4, 1990
Role of Mark A Gonzalez and Enedelia Gonzalez: Debtor · Outcome: Case closed 1990-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in CA (not a filing state); middle initial differs
Mark Gonzalez and Simone Marlis Gonzalez closed
United States Bankruptcy Court, E.D. Virginia · No. 89-41606 · Filed Nov 30, 1989 · Closed Mar 30, 1990
Role of Mark Gonzalez and Simone Marlis Gonzalez: Debtor · Outcome: Case closed 1990-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 65 federal dockets); court in VA (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Mark B Gonzalez — 3 worth asking about (compared 13 filings on Oct 24, 2026)

Worth asking · Mar 13, 2009 – Mar 11, 2010

Amount sold went down between filings — Capstone Global (Offshore) Ltd.

The Mar 13, 2009 filing says $1,000,655,500 sold; the Mar 11, 2010 Form D/A says $181,053,294 sold — $819,602,206 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Mar 13, 2009 – Mar 11, 2010

Investor count went down between filings — Capstone Global (Offshore) Ltd.

The Mar 13, 2009 filing reports 103 investors; the Mar 11, 2010 Form D/A reports 28 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Jan 29, 2010 – May 15, 2012

4 people are no longer listed on a later amendment

Mark B Gonzalez is no longer listed on the May 15, 2012 amendment — Capstone Global (Offshore) Ltd. · Mark B Gonzalez is no longer listed on the May 15, 2012 amendment — Capstone Global (US), LP · Mark B Gonzalez is no longer listed on the Mar 9, 2011 amendment — Altum Credit Fund, Ltd. · Mark B Gonzalez is no longer listed on the Mar 9, 2011 amendment — Altum Credit Fund, L.P.

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Sources
Note · Apr 14, 2008 – Mar 11, 2010

No amendment in the last 12 months on an offering that may still be open — CAPSTONE VEGA SHIELD US LP (latest filing Mar 11, 2010)

The latest filing for this offering is dated Mar 11, 2010 (first sale Apr 14, 2008). It reports $1,177,368 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Mar 11, 2010 – Mar 13, 2018

4 address changes between filings

Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — Altum Credit Fund, Ltd. · Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — Capstone Global (Offshore) Ltd. · Address moved from New York, NY to George Town, Grand Cayman, Cayman Islands (as filed: E9) — Capstone Global (Offshore) Ltd. · Address moved from New York, NY to George Town, Grand Cayman, Cayman Islands (as filed: E9) — Altum Credit Fund, Ltd.

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Sources
Note · Jan 29, 2010 – Mar 9, 2011

Minimum investment changed between filings — Altum Credit Fund, Ltd.

The Jan 29, 2010 filing lists a minimum of $100,000; the Mar 9, 2011 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Jan 29, 2010 – Mar 9, 2011

Minimum investment changed between filings — Altum Credit Fund, L.P.

The Jan 29, 2010 filing lists a minimum of $0; the Mar 9, 2011 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 10 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 11, 2010 D/A
CAPSTONE VEGA SHIELD US LP
File 021-115700
$0$0$0None listed on this filingEDGAR ↗
Mar 11, 2010 D/A
Capstone Global (Offshore) Ltd.
File 021-106344
$0$0$0None listed on this filingEDGAR ↗
Mar 11, 2010 D/A
Capstone Global (US), LP
File 021-106360
$0$0$0None listed on this filingEDGAR ↗
Mar 11, 2010 D
CAPSTONE VEGA SHIELD OFFSHORE LTD
File 021-115699
$0$0$0None listed on this filingEDGAR ↗
Jan 29, 2010 D
Altum Credit Fund, L.P.
File 021-138282
$0$0$0None listed on this filingEDGAR ↗
Jan 29, 2010 D
Altum Credit Fund, Ltd.
File 021-138285
$0$0$0None listed on this filingEDGAR ↗
Jan 29, 2010 D
Capstone Asia Vega Shield Fund, L.P.
File 021-138287
$0$0$0None listed on this filingEDGAR ↗
Jan 29, 2010 D
Capstone Asia Vega Shield Fund, Ltd
File 021-138288
$0$0$0None listed on this filingEDGAR ↗
Jan 29, 2010 D
Capstone Asia Volatility Fund, L.P.
File 021-138290
$0$0$0None listed on this filingEDGAR ↗
Jan 29, 2010 D
Capstone Asia Volatility Fund, Ltd
File 021-138293
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 10

Every issuer that named Mark B Gonzalez on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Capstone

CAPSTONE VEGA SHIELD OFFSHORE LTD

Grand Cayman, Cayman Islands (as filed: E9) · Mar 11, 2010
  • Mar 11, 2010 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Capstone

Capstone Global (Offshore) Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 13, 2009 → Mar 11, 2010 · 2 filings
  • Mar 11, 2010 · D/A · $181,053,294 sold of Indefinite · 28 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 13, 2009 · D/A · $1,000,655,500 sold of Indefinite · 103 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $2.18B from 103 investors as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Capstone

CAPSTONE VEGA SHIELD US LP

New York, NY · Mar 13, 2009 → Mar 11, 2010 · 2 filings
  • Mar 11, 2010 · D/A · $1,177,368 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 13, 2009 · D/A · $1,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.18M from 2 investors as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Capstone

Capstone Global (US), LP

New York, NY · Mar 13, 2009 → Mar 11, 2010 · 2 filings
  • Mar 11, 2010 · D/A · $168,014,491 sold of Indefinite · 26 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 13, 2009 · D/A · $154,693,000 sold of Indefinite · 26 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.47B from 65 investors as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Capstone

Capstone Asia Volatility Fund, Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Jan 29, 2010
  • Jan 29, 2010 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Capstone

Capstone Asia Volatility Fund, L.P.

New York, NY · Jan 29, 2010
  • Jan 29, 2010 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Capstone

Capstone Asia Vega Shield Fund, Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Jan 29, 2010
  • Jan 29, 2010 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Capstone

Capstone Asia Vega Shield Fund, L.P.

New York, NY · Jan 29, 2010
  • Jan 29, 2010 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Altum

Altum Credit Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 29, 2010
  • Jan 29, 2010 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $341.1M from 47 investors as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Altum

Altum Credit Fund, L.P.

New York, NY · Jan 29, 2010
  • Jan 29, 2010 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $601.5M from 234 investors as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Mark 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Capstone Fund Services, LLC

Promoter · 10 shared filings (8 issuers)

Capstone Fund Services, LLC is on 8 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Capstone Investment Advisors, LLC

Executive Officer, Promoter · 7 shared filings (4 issuers) · also on 17 other issuers

Capstone Investment Advisors, LLC is on 21 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Capstone Credit Advisors, LLC

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Mark B Gonzalez. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Paul M. Britton

Executive Officer, Director · 13 shared filings (10 issuers) · also on 37 other issuers

Paul M. Britton is on 47 issuers in total — a repeat sponsor. Their page lists every one.

GR
No photo found yet (own website and image search run after this page is viewed)
Person

Geoff Ruddick

Director · 5 shared filings (5 issuers) · also on 219 other issuers

Geoff Ruddick is on 224 issuers in total — a repeat sponsor. Their page lists every one.

IG
No photo found yet (own website and image search run after this page is viewed)
Person

Ian Goodall

Director · 5 shared filings (5 issuers) · also on 130 other issuers

Ian Goodall is on 135 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jeremy Heckerling

Director · 4 shared filings (4 issuers)

Listed on the same filings as Mark B Gonzalez. Their page shows their other deals.

ZK
No photo found yet (own website and image search run after this page is viewed)
Person

Zack Kembar

Director · 4 shared filings (4 issuers)

Listed on the same filings as Mark B Gonzalez. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Marjorie Hogan

Executive Officer · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Mark B Gonzalez. Their page shows their other deals.

The team behind the deals

Sponsor group

Capstone

49 issuers · 240 filings · $18.66B reported sold · 2009–2026

One team, 49 deal companies. Mark B Gonzalez is listed on 8 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark B Gonzalez.

Sponsor group

Altum

4 issuers · 40 filings · $986.9M reported sold · 2010–2026

One team, 4 deal companies. Mark B Gonzalez is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark B Gonzalez.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 6 of the 10 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Capstone Global (US), LP, Capstone Global (Offshore) Ltd., Altum Credit Fund, Ltd., Altum Credit Fund, L.P., CAPSTONE VEGA SHIELD US LP, CAPSTONE VEGA SHIELD OFFSHORE LTD.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark B Gonzalez by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 10 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark B Gonzalez is listed on: none on file. No website or social profile named in Capstone Global (Offshore) Ltd.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #26,481 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (George Town, Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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