MARK D. ALLSTEADT is listed as an executive officer and director on 20 SEC Form D filings by 12 issuers between May 2010 and Jun 2023. Largest by amount reported sold: Heartwood Partners IV, LP (Norwalk, CT — pooled investment fund — 2021–2023; $432.7M reported sold to 68 investors), CP AMERICAN LEATHER, LLC (Norwalk, CT — industry reported as "Other" — 2012–2017; $47.6M reported sold to 28 investors), PARKWAY HOLDINGS, LLC (Greenville, SC — manufacturing — 2015–2019; $44M reported sold to 13 investors), ALLENTOWN HOLDINGS, LLC (Norwalk, CT — industry reported as "Other" — 2019; $42M reported sold to 14 investors), CP PANTHER, LLC (Norwalk, CT — industry reported as "Other" — 2015–2019; $31.7M reported sold to 14 investors) and 7 more (all listed below).
What this means That is a lot of deals — 12 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $680.2M sold in total.
10 of the issuers belong to the sponsor group Group linked by Robert S. Tucker (19 issuers, $1.37B reported sold, 2009–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Robert S. Tucker has 19 companies on file and $1.37B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 20 public filings for MARK D. ALLSTEADT and found 10 differences, 1 worth asking the sponsor about: Form D filed 140 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.