ROBERT NEERING is listed as an executive officer and director on 2 SEC Form D filings by 1 issuer between Oct 2011 and May 2016: ROLL RITE GROUP HOLDINGS LLC (Norwalk, CT — industry reported as "Other" — 2011–2016; $19M reported sold to 3 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Group linked by Robert S. Tucker (19 issuers, $1.37B reported sold, 2009–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Robert S. Tucker has 19 companies on file and $1.37B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for ROBERT NEERING and found 1 difference: Address moved from Greenwich, CT to Norwalk, CT.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.