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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:38 AM ET

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Mark Affolter

Named as an officer, director or promoter on SEC Form D filings · IL, CA, NY · Feb 17, 2017 → Sep 10, 2026

23deals (issuers)
$15.33Breported sold
5,207investors
36Form D filings
2017–2026years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark Affolter is listed as an executive officer and director on 36 SEC Form D filings by 23 issuers between Dec 2010 and Sep 2026. Largest by amount reported sold: Ares Private Credit Solutions II, L.P. (New York, NY — pooled investment fund — 2020–2021; $4.41B reported sold to 97 investors), Ares Private Credit Solutions, L.P. (New York, NY — pooled investment fund — 2017–2018; $3.31B reported sold to 99 investors), Ares Sports, Media & Entertainment Finance, L.P. (New York, NY — pooled investment fund — 2020–2022; $2.2B reported sold to 484 investors), Ares Sports, Media & Entertainment Finance II LP (Los Angeles, CA — pooled investment fund — 2024–2025; $1.27B reported sold to 6 investors), Ares Senior Direct Lending Fund (Delaware), L.P. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2018; $620.2M reported sold to 15 investors) and 18 more (all listed below).

What this means That is a lot of deals — 23 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $15.33B sold in total.

Listed alongside Kort Schnabel (30 shared filings), Jim Miller (26 shared filings), Matthew Jill (26 shared filings), Michael Arougheti (26 shared filings), Mitchell Goldstein (22 shared filings) and 49 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

The issuers belong to 2 sponsor groups: Ares (40 issuers, $16.08B reported sold, 2010–2026) and Ares Senior Direct (2 issuers, $870.2M reported sold, 2018–2019).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 court cases matching the name, 2 bankruptcy cases matching the name listed in Key records below.

What this means 5 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 36 public filings for Mark Affolter and found 13 differences, 4 worth asking the sponsor about: 7 paid sellers are listed without a CRD number; Mark Affolter is no longer listed on the Apr 15, 2024 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark Affolter has not run yet — it is #49,371 of 58,184 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 652 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 1 open, 1 dismissed, 1 closed (disposition not in docket feed)

LARRY AFFOLTER v. MERCK & CO., INC. open
District Court, E.D. Pennsylvania · No. 2:19-cv-00831 · Filed Feb 26, 2019 · Nature of suit: 367 Health care / pharm
Role of LARRY AFFOLTER: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 17 federal dockets); different first name (larry); court in PA (not a filing state)
Affolter v. Peoples Inc dismissed
District Court, S.D. Ohio · No. 2:90-cv-00314 · Filed Apr 30, 1990 · Closed Aug 22, 1991 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Affolter: Plaintiff · Outcome: Terminated 1991-08-22 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 17 federal dockets); surname only in the caption; court in OH (not a filing state)
Affolter v. Consol Rail Corp closed
District Court, N.D. Ohio · No. 4:90-cv-00378 · Filed Feb 28, 1990 · Closed Feb 27, 1991 · Nature of suit: 330 Federal employers' liability
Role of Affolter: Plaintiff · Outcome: Terminated 1991-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 17 federal dockets); surname only in the caption; court in OH (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark Affolter..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Troutman's Investment Co v. Affolter closed
United States Bankruptcy Court, D. Oregon · No. 98-06108 · Filed Apr 13, 1998 · Closed Jul 6, 1998
Role of Affolter: Defendant · Outcome: Case closed 1998-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 17 federal dockets); surname only in the caption; court in OR (not a filing state)
Sears, Roebuck & Company v. Affolter closed
United States Bankruptcy Court, W.D. New York · No. 2-96-02069 · Filed Apr 15, 1996 · Closed Jun 13, 1996
Role of Affolter: Defendant · Outcome: Case closed 1996-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 17 federal dockets); surname only in the caption; court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for Mark Affolter — 4 worth asking about (compared 36 filings on Oct 24, 2026)

Note · Apr 15, 1996 – Sep 23, 2026

5 bankruptcy cases name the subject or team members

Bankruptcy case (Chapter 7): Paul Michael Smith — filed Sep 23, 2026 · Bankruptcy case (Chapter 7): Orrin Michael Smith and Melanie Cristal Smith — filed Jul 20, 2026 · Bankruptcy case (Chapter 7): Joel Michael Smith — filed Jul 15, 2026 · Bankruptcy case (Chapter 7): Christopher Michael Smith — filed Jun 24, 2026 · Bankruptcy case: Sears, Roebuck & Company v. Affolter — filed Apr 15, 1996

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Jul 28, 2017

Mark Affolter appears on 1 deal that stopped filing before reaching its target

Ares Jasper Fund, L.P. (last filing Jul 28, 2017; $0 sold of $400,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Feb 17, 2017 – Sep 10, 2026

7 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Nomura Securities Co., Ltd. — ASME Finance (Cayman Feeder) II LP · Paid seller listed without a CRD number: Ares Management Capital Markets LLC — Ares Credit Investment Partnership (MD), L.P. · Paid seller listed without a CRD number: Korea Investment and Securities Co., Ltd. — Ares Private Credit Solutions II, L.P. · Paid seller listed without a CRD number: Kyobo Securities Co., Ltd. — Ares Private Credit Solutions II, L.P. · Paid seller listed without a CRD number: RT Financial Services GmbH — Ares Private Credit Solutions, L.P. · and 2 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Note · Aug 22, 2022 – Oct 3, 2022

Form D filed 42 days after the first sale — Ares Credit Investment Partnership (CP), L.P.

The filing says the first sale was Aug 22, 2022. The Form D was filed Oct 3, 2022 — 42 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 27 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Jun 28, 2017 – Jul 28, 2017

Form D filed 30 days after the first sale — Ares ND Credit Strategies Fund LLC

The filing says the first sale was Jun 28, 2017. The Form D was filed Jul 28, 2017 — 30 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 15 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Dec 23, 2010 – Sep 16, 2022

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Ares Sports, Media & Entertainment Finance, L.P. (latest filing Sep 16, 2022) · No amendment in the last 12 months on an offering that may still be open — Ares Private Credit Solutions II, L.P. (latest filing Sep 14, 2021) · No amendment in the last 12 months on an offering that may still be open — Ares SFERS Credit Strategies Fund LLC (latest filing May 13, 2019) · No amendment in the last 12 months on an offering that may still be open — Ares Credit Investment Partnership I (V), L.P. (latest filing Mar 1, 2019) · No amendment in the last 12 months on an offering that may still be open — Ares Jasper Fund, L.P. (latest filing Jul 28, 2017) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Sep 8, 2017 – Apr 15, 2024

Mark Affolter is no longer listed on the Apr 15, 2024 amendment — Ares Direct Finance I LP

Mark Affolter appears on the Sep 8, 2017 Form D (executive officer) but not on the Apr 15, 2024 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Worth asking · Jun 26, 2018 – Jan 3, 2019

Mark Affolter is no longer listed on the Jan 3, 2019 amendment — Ares Senior Direct Lending Fund (Delaware), L.P.

Mark Affolter appears on the Jun 26, 2018 Form D (executive officer) but not on the Jan 3, 2019 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Worth asking · Jun 26, 2018 – Jan 3, 2019

Mark Affolter is no longer listed on the Jan 3, 2019 amendment — Ares Senior Direct Lending Fund (Cayman) B, L.P.

Mark Affolter appears on the Jun 26, 2018 Form D (executive officer) but not on the Jan 3, 2019 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Note · Feb 23, 2011 – Sep 16, 2022

4 offerings changed their target amount between filings

Offering amount changed between filings — Ares Sports, Media & Entertainment Finance, L.P. · Offering amount changed between filings — Ares Private Credit Solutions II, L.P. · Offering amount changed between filings — Ares Private Credit Solutions, L.P. · Offering amount changed between filings — ARES MEZZANINE PARTNERS, L.P.

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Sources
Note · Dec 16, 2010 – Feb 17, 2017

Mark Affolter is written 2 different ways on the filings

listed as "Mark R. Affolter" on 6 filings (from Dec 16, 2010), and "Mark Affolter" on 30 filings (from Feb 17, 2017).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Jun 26, 2018 – Jun 2, 2026

4 address changes between filings

Address moved from New York, NY to Los Angeles, CA — Ares SME O TE LP · Address moved from New York, NY to Los Angeles, CA — Ares Sports, Media & Entertainment Opportunities LP · Address moved from New York, NY to Grand Cayman, Cayman Islands (as filed: E9) — Ares Senior Direct Lending Fund (Delaware), L.P. · Address moved from New York, NY to Grand Cayman, Cayman Islands (as filed: E9) — Ares Senior Direct Lending Fund (Cayman) B, L.P.

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Sources
Note · Dec 16, 2010 – Sep 10, 2026

Mark Affolter is listed with 3 different address states: CA, IL, NY

CA on 8 filings (Dec 16, 2010 to Jun 2, 2026); IL on 19 filings (Feb 17, 2017 to Sep 10, 2026); NY on 9 filings (Jul 28, 2017 to May 30, 2025).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 23 offerings report sales commissions totalling $6,003,964; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 10, 2026 D
ASME Finance (Cayman Feeder) II LP
File 021-597078
$0 (est.)$0 (est.)$0 (est.)
The General Partner, the investment manager of the Issuer, or an affiliate of the investment manager of the Issuer will receive a fee for management services.
Ares Management Capital Markets LLC BrokerCheck CRD 166219 ↗
Nomura Securities Co., Ltd. no CRD number reported
EDGAR ↗
Jun 2, 2026 D/A
Ares Sports, Media & Entertainment Opportunities LP
File 021-547674
$2,332,355 (est.)$0 (est.)$0Ares Management Capital Markets LLC BrokerCheck CRD 166219 ↗EDGAR ↗
Jun 2, 2026 D/A
Ares SME O TE LP
File 021-547680
$1,171,609 (est.)$0 (est.)$0Ares Management Capital Markets LLC BrokerCheck CRD 166219 ↗EDGAR ↗
Dec 18, 2025 D/A
Ares Sports, Media & Entertainment Finance II LP
File 021-532842
$0 (est.)$0 (est.)$0 (est.)
The General Partner, the investment manager of the Issuer, or an affiliate of the investment manager of the Issuer will receive a fee for management services.
Ares Management Capital Markets LLC BrokerCheck CRD 166219 ↗
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
EDGAR ↗
Dec 18, 2025 D/A
Ares Sports, Media & Entertainment Finance (Offshore) II LP
File 021-532844
$0 (est.)$0 (est.)$0 (est.)
The General Partner, the investment manager of the Issuer, or an affiliate of the investment manager of the Issuer will receive a fee for management services.
Ares Management Capital Markets LLC BrokerCheck CRD 166219 ↗
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
EDGAR ↗
Oct 18, 2022 D
Ares Credit Investment Partnership (MD), L.P.
File 021-462158
$0$0$0Ares Management Capital Markets LLC no CRD number reportedEDGAR ↗
Oct 3, 2022 D
Ares Credit Investment Partnership (CP), L.P.
File 021-460512
$0 (est.)$0 (est.)$0 (est.)Ares Management Capital Markets LLC BrokerCheck CRD 166219 ↗EDGAR ↗
Sep 16, 2022 D/A
Ares Sports, Media & Entertainment Finance, L.P.
File 021-384667
$0 (est.)$0 (est.)$0 (est.)
The General Partner, the investment manager of the Issuers, or an affiliate of the investment manager of the Issuers will receive a fee for management services.
Ares Management Capital Markets LLC BrokerCheck CRD 166219 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
EDGAR ↗
Feb 18, 2022 D
Ares Minerva Co-Invest, L.P.
File 021-434270
$0 (est.)$0 (est.)$0 (est.)
The Manager or an affiliate of the Manager will receive a fee for administrative services.
Ares Investor Services LLC BrokerCheck CRD 166219 ↗EDGAR ↗
Sep 14, 2021 D/A
Ares Private Credit Solutions II, L.P.
File 021-380694
$0 (est.)$0 (est.)$0 (est.)
The Manager or an affiliate of the Manager will receive a fee for management services.
Ares Investor Services LLC BrokerCheck CRD 166219 ↗
Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
Korea Investment and Securities Co., Ltd. no CRD number reported
Kyobo Securities Co., Ltd. no CRD number reported
EDGAR ↗
Apr 1, 2021 D
Ares Private Credit Solutions II Rated Notes Feeder LLC
File 021-394364
$0 (est.)$0 (est.)$0Ares Investor Services LLC BrokerCheck CRD 166219 ↗EDGAR ↗
May 13, 2019 D
Ares SFERS Credit Strategies Fund LLC
File 021-339448
$0$0$0 (est.)
The Issuer's Manager or an affiliate will receive a management fee payable by the Issuer generally equal to a percentage of invested capital.
None listed on this filingEDGAR ↗
Mar 1, 2019 D
Ares Credit Investment Partnership I (V), L.P.
File 021-333876
$0 (est.)$0 (est.)$0 (est.)
The Issuer's Manager or an affiliate will receive an administrative fee payable by the Issuer generally equal to a percentage of invested capital.
None listed on this filingEDGAR ↗
Nov 19, 2018 D
Ares SDL Co-Invest (Offshore), L.P.
File 021-326081
$0$0$0Ares Investor Services LLC BrokerCheck CRD 166219 ↗EDGAR ↗
Sep 6, 2018 D
Ares SDL Co-Invest, L.P.
File 021-320757
$0$0$0Ares Investor Services LLC BrokerCheck CRD 166219 ↗EDGAR ↗
Jun 26, 2018 D
Ares Senior Direct Lending Fund (Cayman) B, L.P.
File 021-315465
$0 (est.)$0 (est.)$0
Interests in the Issuer are indirectly subject to performance fees and management fees, which are fully discussed in the Issuer's confidential offering documents.
Ares Investor Services LLC BrokerCheck CRD 166219 ↗EDGAR ↗
Jun 26, 2018 D
Ares Senior Direct Lending Fund (Delaware), L.P.
File 021-315466
$0 (est.)$0 (est.)$0
Interests in the Issuer are indirectly subject to performance fees and management fees, which are fully discussed in the Issuer's confidential offering documents.
Ares Investor Services LLC BrokerCheck CRD 166219 ↗EDGAR ↗
Jan 4, 2018 D/A
Ares Private Credit Solutions, L.P.
File 021-280967
$0 (est.)$0 (est.)$0 (est.)
The Issuers' Manager or an affiliate will receive a management fee payable by the Issuers generally equal to a percentage of invested capital.
Ares Investor Services LLC BrokerCheck CRD 166219 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
RT Financial Services GmbH no CRD number reported
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
Eugene Investment and Securities Co., Ltd no CRD number reported
Korea Investment and Securities Co., Ltd no CRD number reported
EDGAR ↗
Sep 8, 2017 D
Ares Direct Finance I LP
File 021-294307
$0 (est.)$0 (est.)$0 (est.)
The Issuer's manager or an affiliate is entitled to a management fee. The management fee is fully discussed in the Issuer's offering materials.
Ares Investor Services LLC BrokerCheck CRD 166219 ↗EDGAR ↗
Jul 28, 2017 D
Ares ND Credit Strategies Fund LLC
File 021-291755
$0$0$0 (est.)
The Issuer's Manager or an affiliate will receive a management fee payable by the Issuer generally equal to a percentage of invested capital.
None listed on this filingEDGAR ↗
Jul 28, 2017 D
Ares Jasper Fund, L.P.
File 021-291751
$0$0$0 (est.)
The Issuer's Manager or an affiliate will receive a management fee payable by the Issuer generally equal to a percentage of invested capital.
None listed on this filingEDGAR ↗
Jun 23, 2011 D/A
ARES MEZZANINE PARTNERS, L.P.
File 021-152002
$2,500,000 (est.)$0 (est.)$0 (est.)
An affiliate of the General Partner will receive a fee for management services. The fee will equal a percentage of the aggregate subscriptions of the Issuer's limited partners during the investment period, and a percentage of invested capital thereafter.
UBS Securities LLC BrokerCheck CRD 7654 ↗EDGAR ↗
Jun 23, 2011 D/A
Ares Mezzanine Offshore Partners Feeder Fund, L.P.
File 021-152003
$0 (est.)$0 (est.)$0 (est.)
An affiliate of the General Partner will receive a fee for management services.
UBS Securities LLC BrokerCheck CRD 7654 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 23

Every issuer that named Mark Affolter on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Ares

ASME Finance (Cayman Feeder) II LP

Los Angeles, CA · Sep 10, 2026
  • Sep 10, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

Ares SME O TE LP

Los Angeles, CA · May 30, 2025 → Jun 2, 2026 · 2 filings
  • Jun 2, 2026 · D/A · $193,590,420 sold of Indefinite · 1,573 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 30, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $193.6M from 1,573 investors as of the latest filing. Mark is listed as executive officer, director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

Ares Sports, Media & Entertainment Opportunities LP

Los Angeles, CA · May 30, 2025 → Jun 2, 2026 · 2 filings
  • Jun 2, 2026 · D/A · $575,419,872 sold of Indefinite · 2,880 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 30, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $575.4M from 2,880 investors as of the latest filing. Mark is listed as executive officer, director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

Ares Sports, Media & Entertainment Finance II LP

Los Angeles, CA · Dec 20, 2024 → Dec 18, 2025 · 2 filings
  • Dec 18, 2025 · D/A · $1,274,600,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 20, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.27B from 6 investors as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

Ares Sports, Media & Entertainment Finance (Offshore) II LP

Los Angeles, CA · Dec 20, 2024 → Dec 18, 2025 · 2 filings
  • Dec 18, 2025 · D/A · $270,300,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 20, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $270.3M from 3 investors as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

Ares Credit Investment Partnership (MD), L.P.

New York, NY · Oct 18, 2022
  • Oct 18, 2022 · D · $100,000,000 sold of $100,000,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $100M from 1 investor (100% of the $100M target) as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

Ares Credit Investment Partnership (CP), L.P.

New York, NY · Oct 3, 2022
  • Oct 3, 2022 · D · $500,000,000 sold of $500,000,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $500M from 1 investor (100% of the $500M target) as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

Ares Sports, Media & Entertainment Finance, L.P.

New York, NY · Dec 29, 2020 → Sep 16, 2022 · 3 filings
  • Sep 16, 2022 · D/A · $2,199,550,000 sold of Indefinite · 484 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 29, 2021 · D/A · $916,850,000 sold of $1,500,000,000 · 461 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 29, 2020 · D · $0 sold of $1,500,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $2.2B from 484 investors as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

Ares Minerva Co-Invest, L.P.

New York, NY · Feb 18, 2022
  • Feb 18, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

Ares Private Credit Solutions II, L.P.

New York, NY · Nov 16, 2020 → Sep 14, 2021 · 2 filings
  • Sep 14, 2021 · D/A · $4,411,023,920 sold of Indefinite · 97 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 16, 2020 · D · $0 sold of $4,000,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $4.41B from 97 investors as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

Ares Private Credit Solutions II Rated Notes Feeder LLC

New York, NY · Apr 1, 2021
  • Apr 1, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

Ares SFERS Credit Strategies Fund LLC

New York, NY · May 13, 2019
  • May 13, 2019 · D · $250,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $250M from 1 investor as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

Ares Credit Investment Partnership I (V), L.P.

New York, NY · Mar 1, 2019
  • Mar 1, 2019 · D · $100,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $100M from 1 investor as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

Ares SDL Co-Invest (Offshore), L.P.

New York, NY · Nov 19, 2018
  • Nov 19, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

Ares SDL Co-Invest, L.P.

New York, NY · Sep 6, 2018
  • Sep 6, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares Senior Direct

Ares Senior Direct Lending Fund (Delaware), L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Jun 26, 2018
  • Jun 26, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $620.2M from 15 investors as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares Senior Direct

Ares Senior Direct Lending Fund (Cayman) B, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Jun 26, 2018
  • Jun 26, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $250M from 10 investors as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

Ares Private Credit Solutions, L.P.

New York, NY · Feb 17, 2017 → Jan 4, 2018 · 3 filings
  • Jan 4, 2018 · D/A · $3,310,522,500 sold of $3,310,522,500 · 99 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Sep 8, 2017 · D/A · $1,985,122,500 sold of $2,500,000,000 · 72 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 17, 2017 · D · $0 sold of $2,500,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $3.31B from 99 investors (100% of the $3.31B target) as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

Ares Direct Finance I LP

New York, NY · Sep 8, 2017
  • Sep 8, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $602.5M from 19 investors as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

Ares ND Credit Strategies Fund LLC

New York, NY · Jul 28, 2017
  • Jul 28, 2017 · D · $200,000,000 sold of $200,000,000 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $200M from 2 investors (100% of the $200M target) as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

Ares Jasper Fund, L.P.

New York, NY · Jul 28, 2017
  • Jul 28, 2017 · D · $0 sold of $400,000,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

1 investors reported; no amount sold yet as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

ARES MEZZANINE PARTNERS, L.P.

Los Angeles, CA · Dec 16, 2010 → Jun 23, 2011 · 3 filings
  • Jun 23, 2011 · D/A · $301,000,000 sold of $301,000,000 · 9 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 23, 2011 · D/A · $95,000,000 sold of $200,000,000 · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 16, 2010 · D · $0 sold of $200,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $301M from 9 investors (100% of the $301M target) as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Ares

Ares Mezzanine Offshore Partners Feeder Fund, L.P.

Los Angeles, CA · Dec 16, 2010 → Jun 23, 2011 · 3 filings
  • Jun 23, 2011 · D/A · $170,000,000 sold of $300,000,000 · 5 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 23, 2011 · D/A · $100,000,000 sold of $300,000,000 · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 16, 2010 · D · $0 sold of $300,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $170M from 5 investors (57% of the $300M target) as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Mark 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity

Ares Capital Management LLC

Director · 7 shared filings (6 issuers) · also on 2 other issuers

Ares Capital Management LLC is on 8 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Ares SME Management II LP

Director · 5 shared filings (3 issuers)

Listed on the same filings as Mark Affolter. Their page shows their other deals.

Management entity

Ares SME Management GP II LLC

Director · 5 shared filings (3 issuers) · also on 3 other issuers

Ares SME Management GP II LLC is on 6 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Ares Capital Management LLC

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Mark Affolter. Their page shows their other deals.

Management entity

Ares SME Management O GP LLC

Promoter · 4 shared filings (2 issuers)

Listed on the same filings as Mark Affolter. Their page shows their other deals.

Management entity

Ares Mezzanine Partners GP, L.P.

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Mark Affolter. Their page shows their other deals.

Management entity

Ares Mezzanine Management LLC

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Mark Affolter. Their page shows their other deals.

Management entity

Ares PCS Management GP, LLC

Director · 3 shared filings (1 issuer)

Listed on the same filings as Mark Affolter. Their page shows their other deals.

Management entity

Ares PCS Management, L.P.

Director · 3 shared filings (1 issuer)

Listed on the same filings as Mark Affolter. Their page shows their other deals.

Management entity

Ares SME Management GP, LLC

Director · 3 shared filings (1 issuer)

Listed on the same filings as Mark Affolter. Their page shows their other deals.

Management entity

Ares SME Management, L.P.

Director · 3 shared filings (1 issuer)

Listed on the same filings as Mark Affolter. Their page shows their other deals.

Management entity

Ares Management Limited

Executive Officer · 2 shared filings (2 issuers) · also on 34 other issuers

Ares Management Limited is on 36 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

SDL Management Ltd.

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Mark Affolter. Their page shows their other deals.

Management entity

Ares SDL Capital Investors GP LLC

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Mark Affolter. Their page shows their other deals.

Management entity

Ares PCS Management II, L.P.

Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark Affolter. Their page shows their other deals.

Management entity

Ares PCS Management GP II, LLC

Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark Affolter. Their page shows their other deals.

Management entity

Ares Investments Holdings LLC

Director · 2 shared filings (2 issuers)

Listed on the same filings as Mark Affolter. Their page shows their other deals.

Management entity

Ares Credit Co-Invest GP LLC

Director · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Mark Affolter. Their page shows their other deals.

Management entity

Ares Direct Finance GP LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Affolter. Their page shows their other deals.

Management entity

Ares Jasper GP, L.P.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Affolter. Their page shows their other deals.

Management entity

Ares CIP (V) GP LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark Affolter. Their page shows their other deals.

Management entity

Ares Minerva Co-Invest GP LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Affolter. Their page shows their other deals.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Kort Schnabel

Executive Officer, Director · 30 shared filings (21 issuers)

Kort Schnabel is on 21 issuers in total — a repeat sponsor. Their page lists every one.

MJ
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Jill

Executive Officer · 26 shared filings (19 issuers) · also on 184 other issuers

Matthew Jill is on 203 issuers in total — a repeat sponsor. Their page lists every one.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Arougheti

Executive Officer · 26 shared filings (19 issuers) · also on 21 other issuers

Michael Arougheti is on 40 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Miller

Executive Officer, Director · 26 shared filings (18 issuers) · also on 2 other issuers

Jim Miller is on 20 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Mitchell Goldstein

Executive Officer · 22 shared filings (15 issuers) · also on 24 other issuers

Mitchell Goldstein is on 39 issuers in total — a repeat sponsor. Their page lists every one.

KD
No photo found yet (own website and image search run after this page is viewed)
Person

Kipp deVeer

Executive Officer · 16 shared filings (13 issuers) · also on 28 other issuers

Kipp deVeer is on 41 issuers in total — a repeat sponsor. Their page lists every one.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Michael D. Weiner

Executive Officer · 14 shared filings (8 issuers) · also on 101 other issuers

Michael D. Weiner is on 109 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Smith

Executive Officer · 12 shared filings (10 issuers) · also on 13 other issuers

Michael Smith is on 23 issuers in total — a repeat sponsor. Their page lists every one.

NW
No photo found yet (own website and image search run after this page is viewed)
Person

Nate Walton

Executive Officer · 10 shared filings (6 issuers) · also on 7 other issuers

Nate Walton is on 13 issuers in total — a repeat sponsor. Their page lists every one.

BJ
No photo found yet (own website and image search run after this page is viewed)
Person

Blair Jacobson

Executive Officer · 10 shared filings (6 issuers) · also on 22 other issuers

Blair Jacobson is on 28 issuers in total — a repeat sponsor. Their page lists every one.

TC
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Person

Tyrone Cooney

Executive Officer · 10 shared filings (6 issuers) · also on 4 other issuers

Tyrone Cooney is on 10 issuers in total — a repeat sponsor. Their page lists every one.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Bennett Rosenthal

Executive Officer · 10 shared filings (6 issuers) · also on 68 other issuers

Bennett Rosenthal is on 74 issuers in total — a repeat sponsor. Their page lists every one.

AR
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Person

Antony P Ressler

Executive Officer · 10 shared filings (6 issuers) · also on 61 other issuers

Antony P Ressler is on 67 issuers in total — a repeat sponsor. Their page lists every one.

DS
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Person

David Schwartz

Executive Officer · 9 shared filings (8 issuers) · also on 16 other issuers

David Schwartz is on 24 issuers in total — a repeat sponsor. Their page lists every one.

DS
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Person

Dave Schwartz

Executive Officer · 7 shared filings (5 issuers) · also on 3 other issuers

Dave Schwartz is on 8 issuers in total — a repeat sponsor. Their page lists every one.

DN
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Person

Daniel F. Nguyen

Executive Officer · 6 shared filings (2 issuers) · also on 18 other issuers

Daniel F. Nguyen is on 20 issuers in total — a repeat sponsor. Their page lists every one.

RD
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Person

R. Kipp deVeer

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as Mark Affolter. Their page shows their other deals.

The team behind the deals

Sponsor group

Ares

40 issuers · 56 filings · $16.08B reported sold · 2010–2026

One team, 40 deal companies. Mark Affolter is listed on 21 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark Affolter.

Sponsor group

Ares Senior Direct

2 issuers · 4 filings · $870.2M reported sold · 2018–2019

One team, 2 deal companies. Mark Affolter is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark Affolter.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 8 of the 23 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Ares Direct Finance I LP, Ares Minerva Co-Invest, L.P., Ares Private Credit Solutions II, L.P., Ares Private Credit Solutions II Rated Notes Feeder LLC, Ares SFERS Credit Strategies Fund LLC, Ares ND Credit Strategies Fund LLC, ARES MEZZANINE PARTNERS, L.P., Ares Mezzanine Offshore Partners Feeder Fund, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark Affolter by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 23 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark Affolter is listed on: none on file. No website or social profile named in Ares Credit Investment Partnership (CP), L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #143,627 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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