PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:05 AM ET

Sponsor Check › Person

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Mark A. Braman

Named as an officer, director or promoter on SEC Form D filings · CO, OH · Mar 24, 2009 → Jul 13, 2018

3deals (issuers)
$55.5Mreported sold
44investors
16Form D filings
2009–2018years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark A. Braman is listed as an executive officer and director on 16 SEC Form D filings by 3 issuers between Mar 2009 and Jul 2018: PanTheryx, Inc. (Boulder, CO — biotechnology — 2011–2018; $52.3M reported sold to 37 investors), EFFICAS INC (Boulder, CO — biotechnology — 2009; $3.16M reported sold to 7 investors) and Stolle Milk Biologics, Inc. (Cincinnati, OH — other health care — 2011).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $55.5M sold in total.

Listed alongside George Stagnitti (13 shared filings), Thomas Washing (12 shared filings), David J. Cook (10 shared filings), Scott Hyman (9 shared filings), Peter Vitulli (5 shared filings) and 12 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 30 court cases matching the name, 20 bankruptcy cases matching the name listed in Key records below.

What this means 50 records came back, including 6 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 16 public filings for Mark A. Braman and found 13 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark A. Braman has not run yet — it is joining a line of 6,488 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

30 cases: 6 open, 12 closed (disposition not in docket feed), 10 dismissed, 2 judgment

Braman Motors, Inc. v. BMW of North America, LLC open
District Court, S.D. Florida · No. 1:26-cv-25578 · Filed Aug 17, 2026
Role of Braman Motors, Inc.: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
Braman Motors, Inc. v. Volkswagen Group of America, Inc. open
District Court, S.D. Florida · No. 1:26-cv-22291 · Filed Apr 2, 2026 · Nature of suit: 890 Other Statutory Actions · Cause: 28:1332 Diversity-Notice of Removal
Role of Braman Motors, Inc.: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
BRAMAN v. PFIZER INC open
District Court, N.D. Florida · No. 3:26-cv-03276 · Filed Mar 27, 2026
Role of BRAMAN: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
United States Of America v. Braman Imports, Inc. closed
District Court, S.D. Florida · No. 1:25-cv-24483 · Filed Sep 29, 2025 · Closed Oct 20, 2025 · Nature of suit: 375 Other Statutes: False Claims Act · Cause: 31:3729 False Claims Act
Role of Braman Imports, Inc.: Defendant · Outcome: Terminated 2025-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
Burkett Murphy v. Braman Palm Beach, Inc. open
District Court, S.D. Florida · No. 1:25-cv-23313 · Filed Jul 24, 2025
Role of Braman Palm Beach, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
Braman Colorado Imports, Inc. v. American Honda Motor Company, Inc. open
District Court, D. Colorado · No. 1:25-cv-01506 · Filed May 12, 2025
Role of Braman Colorado Imports, Inc.: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in the person's filing state (CO)
BRAMAN MOTORS INC. v. ELI LILLY & COMPANY open
District Court, D. New Jersey · No. 2:24-cv-11531 · Filed Dec 31, 2024 · Nature of suit: 470 Racketeer/Corrupt Organization · Cause: 18:1961 Racketeering (RICO) Act
Role of BRAMAN MOTORS INC.: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in NJ (not a filing state)
Braman v. GPD Holdings, LLC closed
District Court, N.D. Illinois · No. 1:23-cv-15656 · Filed Nov 3, 2023 · Closed Oct 10, 2025 · Nature of suit: 380 Personal Property: Other · Cause: 28:1332 Diversity-(Citizenship)
Role of Braman: Plaintiff · Outcome: Terminated 2025-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in IL (not a filing state)
Mahieddine v. Braman Motors, Inc. closed
District Court, S.D. Florida · No. 1:23-cv-22695 · Filed Jul 19, 2023 · Closed Oct 12, 2023 · Nature of suit: 371 Truth in Lending · Cause: 15:1601 Truth in Lending
Role of Braman Motors, Inc.: Defendant · Outcome: Terminated 2023-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
Cerra v. Braman Imports, Inc. closed
District Court, S.D. Florida · No. 1:23-cv-20837 · Filed Mar 3, 2023 · Closed Jul 31, 2023
Role of Braman Imports, Inc.: Defendant · Outcome: Terminated 2023-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
Mandelbaum v. Braman Motors, Inc. closed
District Court, S.D. Florida · No. 1:22-cv-23633 · Filed Nov 5, 2022 · Closed Dec 14, 2022
Role of Braman Motors, Inc.: Defendant · Outcome: Terminated 2022-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
Houge v. Braman Motors, Inc. closed
District Court, S.D. Florida · No. 1:21-cv-23904 · Filed Nov 5, 2021 · Closed Apr 27, 2022 · Nature of suit: 190 Contract: Other · Cause: 28:1330 Breach of Contract
Role of Braman Motors, Inc.: Defendant · Outcome: Terminated 2022-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
Braman Hyundai, Inc. v. Hyundai Motor America Corporation closed
District Court, S.D. Florida · No. 1:20-cv-23301 · Filed Aug 7, 2020 · Closed Jun 1, 2022 · Nature of suit: 890 Other Statutory Actions · Cause: 15:0015 Antitrust Litigation
Role of Braman Hyundai, Inc.: Plaintiff · Outcome: Terminated 2022-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
Braman Motors, Inc. v. BMW of North America, LLC closed
District Court, C.D. California · No. 2:20-mc-00025 · Filed Mar 10, 2020 · Closed Jun 18, 2020 · Nature of suit: 890 Other Statutory Actions · Cause: Civil Miscellaneous Case
Role of Braman Motors, Inc.: Plaintiff · Outcome: Terminated 2020-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in CA (not a filing state)
Rossano v. Braman Hyundai, Inc. dismissed
District Court, S.D. Florida · No. 1:19-cv-22327 · Filed Jun 6, 2019 · Closed Aug 16, 2019 · Nature of suit: 890 Other Statutory Actions · Cause: 28:1331 Federal Question
Role of Braman Hyundai, Inc.: Defendant · Outcome: Terminated 2019-08-16 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
Schaevitz v. Braman Hyundai, Inc. judgment
District Court, S.D. Florida · No. 1:17-cv-23890 · Filed Oct 24, 2017 · Closed May 17, 2019 · Nature of suit: 890 Other Statutory Actions · Cause: 28:1331 Federal Question
Role of Braman Hyundai, Inc.: Defendant · Outcome: Terminated 2019-05-17 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
Braman Automotive, Inc. v. Volkswagen AG dismissed
District Court, N.D. California · No. 3:17-cv-05460 · Filed Sep 20, 2017 · Closed Jan 19, 2018 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Braman Automotive, Inc.: Plaintiff · Outcome: Terminated 2018-01-19 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in CA (not a filing state)
Braman Motors, Inc. v. BMW of North America, LLC closed
District Court, S.D. Florida · No. 1:17-cv-23360 · Filed Sep 6, 2017 · Closed Sep 29, 2022 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Braman Motors, Inc.: Plaintiff · Outcome: Terminated 2022-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
Braman Automotive, Inc. Volkswagen Group of America, Inc. dismissed
District Court, S.D. Florida · No. 9:17-cv-81011 · Filed Sep 5, 2017 · Closed Dec 22, 2017 · Nature of suit: 190 Other contract actions
Role of Braman Automotive, Inc. Volkswagen Group of America, Inc.: Party · Outcome: Terminated 2017-12-22 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
Braman Automotive, Inc. v. Volkswagen AG closed
District Court, S.D. Florida · No. 9:17-cv-81010 · Filed Sep 5, 2017 · Closed Sep 19, 2017 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Braman Automotive, Inc.: Plaintiff · Outcome: Terminated 2017-09-19 — FJC Integrated Database disposition: Multi-district litigation transfer Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
Calvert v. Braman Motors, Inc. closed
District Court, S.D. Florida · No. 1:17-mc-21432 · Filed Apr 17, 2017 · Closed Apr 17, 2017
Role of Braman Motors, Inc.: Defendant · Outcome: Terminated 2017-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
Braman v. The CME Group, Inc. dismissed
District Court, N.D. Illinois · No. 1:14-cv-02646 · Filed Apr 11, 2014 · Closed Dec 3, 2015 · Nature of suit: 850 Securities/Commodities · Cause: 7:6(b) Federal Commodity Exchange Regulation
Role of Braman: Plaintiff · Outcome: Terminated 2015-12-03 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in IL (not a filing state)
Braman v. General Motors LLC dismissed
District Court, S.D. Florida · No. 1:12-cv-20671 · Filed Feb 17, 2012 · Closed Jul 3, 2013 · Nature of suit: 190 Contract: Other · Cause: 28:1441 Petition For Removal--Other Contract
Role of Braman: Plaintiff · Outcome: Terminated 2013-07-03 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
Stettin v. Braman Motors, Inc dismissed
District Court, S.D. Florida · No. 0:12-cv-60124 · Filed Jan 24, 2012 · Closed Jan 14, 2013 · Nature of suit: 423 Bankruptcy withdrawal 28 USC 157
Role of Braman Motors, Inc: Defendant · Outcome: Terminated 2013-01-14 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
Braman v. Quizno's Franchise Company LLC dismissed
District Court, D. Colorado · No. 1:08-cv-00384 · Filed Feb 25, 2008 · Closed Jul 14, 2008 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Braman: Plaintiff · Outcome: Terminated 2008-07-14 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in the person's filing state (CO)
Braman v. Quizno's Franchise Company LLC closed
District Court, N.D. Ohio · No. 5:07-cv-02001 · Filed Jul 3, 2007 · Closed Feb 20, 2008 · Nature of suit: 190 Other contract actions
Role of Braman: Plaintiff · Outcome: Terminated 2008-02-20 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in the person's filing state (OH)
Braman CO Imp Inc v. Mitsubishi Motor dismissed
District Court, D. Colorado · No. 1:02-cv-00080 · Filed Jan 14, 2002 · Closed Feb 19, 2003 · Nature of suit: 190 Other contract actions · Cause: 28:1332 Diversity-Other Contract
Role of Braman CO Imp Inc: Plaintiff · Outcome: Terminated 2003-02-19 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in the person's filing state (CO)
Braman v. Realcorp Inc judgment
District Court, N.D. Illinois · No. 1:90-cv-05464 · Filed Sep 19, 1990 · Closed Aug 26, 1991 · Nature of suit: 190 Other contract actions
Role of Braman: Plaintiff · Outcome: Terminated 1991-08-26 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in IL (not a filing state)
BRAMAN-LEIBOWITZ ASSOCIATES NO v. NIZIOL, EDWARD F dismissed
District Court, N.D. Illinois · No. · Filed Oct 26, 1988 · Closed Jul 19, 1989 · Nature of suit: 190 Other contract actions
Role of BRAMAN-LEIBOWITZ ASSOCIATES NO: Plaintiff · Outcome: Terminated 1989-07-19 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in IL (not a filing state)
Insurance Company Of v. Braman dismissed
District Court, M.D. Florida · No. 8:87-cv-01263 · Filed Aug 28, 1987 · Closed Aug 29, 1988 · Nature of suit: 190 Other contract actions
Role of Braman: Defendant · Outcome: Terminated 1988-08-29 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark A. Braman..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

20 cases: 20 closed (disposition not in docket feed)

Dunn, Trustee v. Braman Motors Inc. d/b/a Braman Miami closed
United States Bankruptcy Court, S.D. Florida. · No. 23-01293 · Filed Dec 22, 2023 · Closed Mar 26, 2024
Role of Braman Motors Inc. d/b/a Braman Miami: Defendant · Outcome: Case closed 2024-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
Cary Glickstein, Liquidating Trustee v. Palm Beach Imports, Inc., d/b/a Braman Motorcars closed
United States Bankruptcy Court, S.D. Florida. · No. 21-01182 · Filed Jun 22, 2021 · Closed Dec 16, 2021
Role of Palm Beach Imports, Inc., d/b/a Braman Motorcars: Defendant · Outcome: Case closed 2021-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
Dunn v. Braman Cadillac, Inc. closed
United States Bankruptcy Court, S.D. Florida. · No. 19-01151 · Filed May 17, 2019 · Closed Mar 23, 2020
Role of Braman Cadillac, Inc.: Defendant · Outcome: Case closed 2020-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
Dillworth v. Braman Motors, Inc. closed
United States Bankruptcy Court, S.D. Florida. · No. 16-01636 · Filed Nov 28, 2016 · Closed Apr 24, 2017
Role of Braman Motors, Inc.: Defendant · Outcome: Case closed 2017-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
Hartog v. Braman Imports, Inc. d/b/a Braman Honda closed
United States Bankruptcy Court, S.D. Florida. · No. 16-01006 · Filed Jan 8, 2016 · Closed Jul 29, 2016
Role of Braman Imports, Inc. d/b/a Braman Honda: Defendant · Outcome: Case closed 2016-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
Calvert v. Braman Motors Inc. closed
United States Bankruptcy Court, W.D. Washington · No. 15-01303 · Filed Sep 2, 2015 · Closed Sep 23, 2020
Role of Braman Motors Inc.: Defendant · Outcome: Case closed 2020-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in WA (not a filing state)
Stettin v. Braman Motors, Inc. closed
United States Bankruptcy Court, S.D. Florida. · No. 11-02691 · Filed Oct 19, 2011 · Closed Nov 19, 2012
Role of Braman Motors, Inc.: Defendant · Outcome: Case closed 2012-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
T&C Leasing, Inc. v. Braman closed
United States Bankruptcy Court, D. Colorado · No. 11-01356 · Filed Jun 1, 2011 · Closed Sep 21, 2012
Role of Braman: Defendant · Outcome: Case closed 2012-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in the person's filing state (CO)
T&C Leasing, Inc. v. Braman closed
United States Bankruptcy Court, D. Colorado · No. 11-01353 · Filed May 31, 2011 · Closed Feb 14, 2014
Role of Braman: Defendant · Outcome: Case closed 2014-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in the person's filing state (CO)
T&C Leasing, Inc. v. Braman closed
United States Bankruptcy Court, D. New Jersey · No. 09-02242 · Filed Aug 19, 2009 · Closed Mar 2, 2011
Role of Braman: Defendant · Outcome: Case closed 2011-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in NJ (not a filing state)
Sender v. Braman Colorado Imports, Inc. closed
United States Bankruptcy Court, D. Colorado · No. 05-01650 · Filed Jul 22, 2005 · Closed May 10, 2006
Role of Braman Colorado Imports, Inc.: Defendant · Outcome: Case closed 2006-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in the person's filing state (CO)
Leibowitz v. The Braman Agency, Ltd. closed
United States Bankruptcy Court, N.D. Illinois · No. 04-03402 · Filed Aug 18, 2004 · Closed Feb 11, 2005
Role of The Braman Agency, Ltd.: Defendant · Outcome: Case closed 2005-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in IL (not a filing state)
Braman Palm Beach, Inc. v. Martinez closed
United States Bankruptcy Court, S.D. Florida. · No. 03-03092 · Filed Mar 31, 2003 · Closed Sep 19, 2003
Role of Braman Palm Beach, Inc.: Plaintiff · Outcome: Case closed 2003-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
Braman Palm Beach Inc v. Martinez closed
United States Bankruptcy Court, S.D. Florida. · No. 03-03069 · Filed Mar 3, 2003 · Closed Feb 24, 2004
Role of Braman Palm Beach Inc: Plaintiff · Outcome: Case closed 2004-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
Kapila v. Braman Motors Inc closed
United States Bankruptcy Court, S.D. Florida. · No. 01-01493 · Filed Dec 31, 2001 · Closed May 15, 2002
Role of Braman Motors Inc: Defendant · Outcome: Case closed 2002-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
James E. LeMaire v. Mark Braman closed
United States Bankruptcy Court, D. Vermont · No. 99-01042 · Filed Jul 1, 1999 · Closed Jan 24, 2000
Role of Mark Braman: Defendant · Outcome: Case closed 2000-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); first name matches; court in VT (not a filing state)
William John Braman and Kimberly Sue Braman closed
United States Bankruptcy Court, N.D. Ohio · No. 98-50898 · Filed Mar 24, 1998 · Closed Jan 11, 2000
Role of William John Braman and Kimberly Sue Braman: Debtor · Outcome: Case closed 2000-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); different first name (john); court in the person's filing state (OH)
Fred Meyer v. Braman closed
United States Bankruptcy Court, D. Alaska · No. 96-04301 · Filed Oct 25, 1996 · Closed Dec 30, 1997
Role of Braman: Defendant · Outcome: Case closed 1997-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in AK (not a filing state)
Second National Bank v. Braman closed
United States Bankruptcy Court, E.D. Michigan · No. 94-02076 · Filed May 13, 1994 · Closed Oct 24, 1994
Role of Braman: Defendant · Outcome: Case closed 1994-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in MI (not a filing state)
Braman Manufacturing, Inc. closed
United States Bankruptcy Court, N.D. New York · No. 88-01715 · Filed Nov 8, 1988 · Closed May 24, 1996
Role of Braman Manufacturing, Inc.: Debtor · Outcome: Case closed 1996-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in NY (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

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4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for Mark A. Braman — 3 worth asking about (compared 16 filings on Oct 24, 2026)

Worth asking · May 4, 2009 – Oct 22, 2009

Amount sold went down between filings — EFFICAS INC

The May 4, 2009 filing says $3,164,325 sold; the Oct 22, 2009 Form D/A says $500,000 sold — $2,664,325 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · May 4, 2009 – Oct 22, 2009

Investor count went down between filings — EFFICAS INC

The May 4, 2009 filing reports 7 investors; the Oct 22, 2009 Form D/A reports 3 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Feb 14, 2012 – Apr 24, 2012

Form D filed 70 days after the first sale — PanTheryx, Inc.

The filing says the first sale was Feb 14, 2012. The Form D was filed Apr 24, 2012 — 70 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 55 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Apr 12, 2013 – May 3, 2013

Form D filed 21 days after the first sale — PanTheryx, Inc.

The filing says the first sale was Apr 12, 2013. The Form D was filed May 3, 2013 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Jun 23, 2011 – Dec 8, 2011

Offering amount changed between filings — PanTheryx, Inc.

The Jun 23, 2011 filing says $1,300,000 offered; the Dec 8, 2011 Form D/A says $1,625,805.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · May 4, 2009 – Oct 22, 2009

Offering amount lowered between filings — EFFICAS INC

The May 4, 2009 filing says $3,164,325 offered; the Oct 22, 2009 Form D/A says $1,000,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Sources
Note · Mar 24, 2009 – May 4, 2009

Offering amount changed between filings — EFFICAS INC

The Mar 24, 2009 filing says $200,000 offered; the May 4, 2009 Form D/A says $3,164,325.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Mar 10, 2009 – Jul 13, 2018

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — PanTheryx, Inc. (latest filing Jul 13, 2018) · No amendment in the last 12 months on an offering that may still be open — PanTheryx, Inc. (latest filing Sep 27, 2017) · No amendment in the last 12 months on an offering that may still be open — PanTheryx, Inc. (latest filing Apr 28, 2015) · No amendment in the last 12 months on an offering that may still be open — PanTheryx, Inc. (latest filing Aug 20, 2012) · No amendment in the last 12 months on an offering that may still be open — EFFICAS INC (latest filing Oct 22, 2009)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Mar 24, 2009 – Jun 21, 2011

Mark A. Braman is written 2 different ways on the filings

listed as "Mark A. Braman" on 14 filings (from Mar 24, 2009), and "Mark Braman" on 2 filings (from Jun 21, 2011).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Mar 24, 2009 – Jul 13, 2018

Mark A. Braman is listed with 2 different address states: CO, OH

CO on 15 filings (Mar 24, 2009 to Jul 13, 2018); OH on 1 filing (Jun 21, 2011).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
Note · Apr 24, 2012 – Aug 20, 2012

Minimum investment changed between filings — PanTheryx, Inc.

The Apr 24, 2012 filing lists a minimum of $25,000; the Aug 20, 2012 Form D/A lists $5,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Jun 23, 2011 – Dec 8, 2011

Minimum investment changed between filings — PanTheryx, Inc.

The Jun 23, 2011 filing lists a minimum of $0; the Dec 8, 2011 Form D/A lists $12,500.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · May 4, 2009 – Oct 22, 2009

Minimum investment changed between filings — EFFICAS INC

The May 4, 2009 filing lists a minimum of $100,000; the Oct 22, 2009 Form D/A lists $145,379.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 7 offerings reports sales commissions totalling $130,000; 0 report finder's fees; 2 report proceeds to related persons totalling $879,251. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 13, 2018 D
PanTheryx, Inc.
File 021-316762
$0$0$0N/A no CRD number reportedEDGAR ↗
Sep 27, 2017 D
PanTheryx, Inc.
File 021-295471
$0$0$0N/A no CRD number reportedEDGAR ↗
Apr 28, 2015 D/A
PanTheryx, Inc.
File 021-195944
$0$0$0None listed on this filingEDGAR ↗
Aug 20, 2012 D/A
PanTheryx, Inc.
File 021-177137
$0$0$0None listed on this filingEDGAR ↗
Dec 8, 2011 D/A
PanTheryx, Inc.
File 021-153305
$0$0$212,751 (est.)None listed on this filingEDGAR ↗
Jun 21, 2011 D
Stolle Milk Biologics, Inc.
File 021-161593
$130,000 (est.)$0$0N/A no CRD number reported
via Spencer Trask Ventures, Inc. (CRD 28373 ↗)
EDGAR ↗
Oct 22, 2009 D/A
EFFICAS INC
File 021-62608
$0$0$666,500 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Mark A. Braman on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Biotechnology

PanTheryx, Inc.

Boulder, CO · Dec 8, 2011 → Jul 13, 2018 · 12 filings
  • Jul 13, 2018 · D · $10,711,756 sold of $14,999,996 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Sep 27, 2017 · D · $8,861,523 sold of $13,000,009 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 28, 2015 · D/A · $9,260,818 sold of $10,000,000 · 37 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 21, 2015 · D/A · $7,323,328 sold of $10,000,000 · 35 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 21, 2014 · D/A · $5,027,873 sold of $10,000,000 · 27 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 17, 2014 · D/A · $5,027,873 sold of $10,000,000 · 25 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 9, 2014 · D/A · $4,427,873 sold of $10,000,000 · 25 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 25, 2014 · D/A · $4,350,873 sold of $10,000,000 · 23 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 3, 2013 · D · $1,439,858 sold of $10,000,000 · 10 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Aug 20, 2012 · D/A · $3,541,100 sold of $4,000,000 · 26 investors · min. $5,000 · role: Executive Officer, Director EDGAR ↗
  • Apr 24, 2012 · D · $1,566,100 sold of $4,000,000 · 14 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Dec 8, 2011 · D/A · $1,625,805 sold of $1,625,805 · 15 investors · min. $12,500 · role: Executive Officer, Director EDGAR ↗

Raised $52.3M from 37 investors (100% of the $15M target) as of the latest filing. Mark is listed as executive officer, director on 12 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

Stolle Milk Biologics, Inc.

Cincinnati, OH · Jun 21, 2011
  • Jun 21, 2011 · D · $0 sold of $1,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Director (President, Chief Executive Officer, Secretary and Director) EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Biotechnology

EFFICAS INC

Boulder, CO · Mar 24, 2009 → Oct 22, 2009 · 3 filings
  • Oct 22, 2009 · D/A · $500,000 sold of $1,000,000 · 3 investors · min. $145,379 · role: Director, Executive Officer EDGAR ↗
  • May 4, 2009 · D/A · $3,164,325 sold of $3,164,325 · 7 investors · min. $100,000 · role: Director, Executive Officer EDGAR ↗
  • Mar 24, 2009 · D · $200,000 sold of $200,000 · 2 investors · min. $100,000 · role: Director, Executive Officer EDGAR ↗

Raised $3.16M from 7 investors (100% of the $1M target) as of the latest filing. Mark is listed as director, executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Mark 17

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

George Stagnitti

Executive Officer · 13 shared filings (3 issuers)

Listed on the same filings as Mark A. Braman. Their page shows their other deals.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Washing

Director · 12 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark A. Braman. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

David J. Cook

Director · 10 shared filings (1 issuer)

Listed on the same filings as Mark A. Braman. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Hyman

Executive Officer · 9 shared filings (1 issuer)

Listed on the same filings as Mark A. Braman. Their page shows their other deals.

PV
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Vitulli

Director · 5 shared filings (2 issuers)

Listed on the same filings as Mark A. Braman. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Roger Wyse

Director · 3 shared filings (1 issuer) · also on 7 other issuers

Roger Wyse is on 8 issuers in total — a repeat sponsor. Their page lists every one.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Driver

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Mark A. Braman. Their page shows their other deals.

PV
No photo found yet (own website and image search run after this page is viewed)
Person

Pascal Vinarnic

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark A. Braman. Their page shows their other deals.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Bimla Starzl

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark A. Braman. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Starzl

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark A. Braman. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

David Cogut

Director · 2 shared filings (1 issuer) · also on 5 other issuers

David Cogut is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jorg Riesmeier

Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark A. Braman. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Craig Cogut

Director · 2 shared filings (1 issuer) · also on 6 other issuers

Craig Cogut is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

James T. Hau

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark A. Braman. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

Joerg Neermann

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark A. Braman. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

TIM STARZL

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Mark A. Braman. Their page shows their other deals.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

Donald Farley

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark A. Braman. Their page shows their other deals.

The team behind the deals

Same business address

11 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark A. Braman by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark A. Braman is listed on: none on file. No website or social profile named in PanTheryx, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #115,811 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Boulder, CO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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