Marc Ramer is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Jul 2015: Asana Medical, Inc. (Miami Lakes, FL — biotechnology — 2015; $1.45M reported sold to 19 investors).
What this means One deal on file with the SEC, filed Jul 2015. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 11 court cases matching the name, 9 bankruptcy cases matching the name listed in Key records below.
What this means 20 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Marc Ramer and found 4 differences, 3 worth asking the sponsor about: 325% of the money raised went to insiders; Form D filed 274 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.