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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:23 AM ET

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Marc Baum

Named as an officer, director or promoter on SEC Form D filings · NY · Sep 8, 2009 → Dec 19, 2019

30deals (issuers)
$4.45Breported sold
829investors
87Form D filings
2009–2019years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Marc Baum is listed as an executive officer and director on 87 SEC Form D filings by 30 issuers between Sep 2009 and Dec 2019. Largest by amount reported sold: OCA Ashmore Emerging Markets Currency Fund LLC (New York, NY — pooled investment fund — 2010; $1.1B reported sold to 113 investors), Serengeti Opportunities Ltd (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2011–2019; $895.3M reported sold to 76 investors), Rapax OC Offshore Fund, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2013–2019; $545.4M reported sold to 28 investors), OCA Wesley Mortgage REIT Fund LLC (New York, NY — pooled investment fund — 2010; $454.4M reported sold to 196 investors), Serengeti Rapax Fund Ltd (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2011–2012; $301.8M reported sold to 40 investors) and 25 more (all listed below).

What this means That is a lot of deals — 30 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $4.45B sold in total.

Listed alongside Patrick Agemian (54 shared filings), Serengeti Asset Management LP (46 shared filings, management entity), Robert Meschi (42 shared filings), Daniel Offit (21 shared filings), Mark C. Abrahamsen (21 shared filings) and 16 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Marc. Each name links to their own page.

The issuers belong to 2 sponsor groups: Serengeti Caracal (47 issuers, $3.86B reported sold, 2009–2026) and Oca (170 issuers, $8.41B reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 87 public filings for Marc Baum and found 7 differences, 3 worth asking the sponsor about: Amount sold went down between filings; 4 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Marc Baum has not run yet — it is joining a line of 14,741 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Marc Baum..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Marc Baum — 3 worth asking about (compared the newest 50 of 87 filings on Oct 24, 2026; older filings not covered)

Worth asking · Feb 8, 2016 – Feb 8, 2017

Amount sold went down between filings — Rapax OC Master Fund, Ltd.

The Feb 8, 2016 filing says $24,952,498 sold; the Feb 8, 2017 Form D/A says $12,202,498 sold — $12,750,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Feb 8, 2016 ↗Form D/A (later) · Feb 8, 2017 ↗Rapax OC Master Fund, Ltd. — PartnerFacts page ↗
Sources
Worth asking · Dec 18, 2015 – Mar 6, 2018

4 Form Ds were filed more than 15 days after the first sale

Form D filed 630 days after the first sale — Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio CI · Form D filed 33 days after the first sale — Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio SPC II · Form D filed 27 days after the first sale — Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio HH · Form D filed 53 days after the first sale — Serengeti Lycaon Energy Ltd

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Sep 8, 2017 ↗Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio CI — PartnerFacts page ↗Form D · Mar 6, 2018 ↗Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio SPC II — PartnerFacts page ↗
Sources
Worth asking · Jan 18, 2019 – Dec 18, 2020

9 people are no longer listed on a later amendment

Marc Baum is no longer listed on the Dec 18, 2020 amendment — Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio S · Marc Baum is no longer listed on the Oct 23, 2020 amendment — Rapax OC Offshore Fund, Ltd. · Marc Baum is no longer listed on the Oct 23, 2020 amendment — Rapax OC Master Fund, Ltd. · Marc Baum is no longer listed on the Aug 14, 2020 amendment — Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio E · Marc Baum is no longer listed on the Aug 14, 2020 amendment — Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio HH · and 4 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Dec 19, 2019 ↗Form D/A · Dec 18, 2020 ↗Marc Baum — PartnerFacts page ↗Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio S — PartnerFacts page ↗
Sources
Note · Aug 1, 2013 – Sep 6, 2019

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio CI (latest filing Sep 6, 2019) · No amendment in the last 12 months on an offering that may still be open — Serengeti Segregated Portfolio Co Ltd.- Segregated Portfolio USF II (latest filing Aug 15, 2019) · No amendment in the last 12 months on an offering that may still be open — Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio SF-1 (latest filing Aug 15, 2017) · No amendment in the last 12 months on an offering that may still be open — Serengeti Lycaon Energy Ltd (latest filing May 23, 2017)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Sep 6, 2019 ↗Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio CI — PartnerFacts page ↗Form D/A · Aug 15, 2019 ↗Serengeti Segregated Portfolio Co Ltd.- Segregated Portfolio USF II — PartnerFacts page ↗
Sources
Note · Jun 9, 2017

Same name, different state: "Marc Steven Baum" (D8) is a separate record

This page covers filings where the address state is NY. A separate record, "Marc Steven Baum" with address state D8, is listed on 1 filing — most recently by uFO Holdings Ltd (Jun 9, 2017). Both records have filings in the same period (Jun 9, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Marc Steven Baum (D8) — PartnerFacts page ↗Form D · Jun 9, 2017 ↗uFO Holdings Ltd — PartnerFacts page ↗Marc Baum (NY) — this page ↗
Sources
Note · Jun 17, 2015

Same name, different state: "Marc Baum" (TX) is a separate record

This page covers filings where the address state is NY. A separate record, "Marc Baum" with address state TX, is listed on 1 filing — most recently by Harvest Exchange Corp. (Jun 17, 2015). Both records have filings in the same period (Jun 17, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Marc Baum (TX) — PartnerFacts page ↗Form D · Jun 17, 2015 ↗Harvest Exchange Corp. — PartnerFacts page ↗Marc Baum (NY) — this page ↗
Sources
Note · Mar 22, 2010 – Dec 12, 2025

7 address changes between filings

Address moved from New York, NY to West Palm Beach, FL — Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio S · Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio SF-1 · Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — Serengeti Segregated Portfolio Co Ltd.- Segregated Portfolio USF II · Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio E · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — Rapax OC Offshore Fund, Ltd. · and 2 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Dec 13, 2024 ↗Form D/A · Dec 12, 2025 ↗Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio S — PartnerFacts page ↗Form D · Aug 16, 2013 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 87 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

None reported on 30 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 19, 2019 D/A
Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio S
File 021-328526
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Oct 24, 2019 D/A
Rapax OC Master Fund, Ltd.
File 021-191444
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Oct 24, 2019 D/A
Rapax OC Offshore Fund, Ltd.
File 021-191447
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Sep 6, 2019 D/A
Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio CI
File 021-294327
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Aug 15, 2019 D/A
Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio E
File 021-201995
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Aug 15, 2019 D/A
Serengeti Segregated Portfolio Co Ltd.- Segregated Portfolio USF II
File 021-222990
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Aug 15, 2019 D/A
Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio HH
File 021-292804
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
May 23, 2019 D/A
Serengeti Opportunities Ltd
File 021-108978
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
May 23, 2019 D/A
Serengeti Lycaon Overseas Ltd
File 021-140215
$0$0$0
The fund charges a management fee that is described by the fund's offering documents.
None listed on this filingEDGAR ↗
Mar 6, 2019 D/A
Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio SPC II
File 021-307000
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Jan 18, 2019 D
Serengeti Caracal Fund Ltd.
File 021-330934
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Aug 15, 2017 D/A
Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio SF-1
File 021-201508
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
May 23, 2017 D/A
Serengeti Lycaon Energy Ltd
File 021-263751
$0$0$0
The fund charges a management fee that is described by the fund's offering documents.
None listed on this filingEDGAR ↗
Aug 16, 2013 D
Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio SF
File 021-201507
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Aug 16, 2013 D
Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio E-11
File 021-201509
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
May 24, 2012 D/A
Serengeti Rapax Fund Ltd
File 021-119959
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Jul 21, 2010 D/A
OCA EAGLE GLOBAL MLP LLC
File 021-124240
$0$0$0None listed on this filingEDGAR ↗
Jul 21, 2010 D/A
OCA MULTI MANAGER FUND I LP
File 021-124267
$0$0$0None listed on this filingEDGAR ↗
Jul 21, 2010 D/A
OCA Offshore Multi-Manager Fund I LTD
File 021-134283
$0$0$0None listed on this filingEDGAR ↗
Jul 21, 2010 D/A
OCA Ashmore Emerging Markets Currency Fund LLC
File 021-140139
$0$0$0None listed on this filingEDGAR ↗
Jul 21, 2010 D/A
OCA DEVELOPING COUNTRIES SELECT FUND LP
File 021-124260
$0$0$0None listed on this filingEDGAR ↗
Jul 21, 2010 D
OCA Wesley Mortgage REIT Fund LLC
File 021-145261
$0$0$0None listed on this filingEDGAR ↗
Jul 20, 2010 D/A
OCA BRIGADE LEVERAGED CAPITAL STRUCTURES FEEDER FUND LLC
File 021-124369
$0$0$0None listed on this filingEDGAR ↗
Jul 20, 2010 D/A
OCA ABRAMS CAPITAL PARTNERS II FEEDER FUND LLC
File 021-124500
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2010 D/A
OCA EA Fund LLC
File 021-134286
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2010 D/A
OCA Daedalus Partners LLC
File 021-134300
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2010 D/A
OCA Brookside Capital Partners Fund II LLC
File 021-134375
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2010 D/A
OCA PERSHING SQUARE FEEDER FUND LLC
File 021-124522
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2010 D/A
OCA OWL CREEK II FEEDER FUND LLC
File 021-124595
$0$0$0None listed on this filingEDGAR ↗
Sep 10, 2009 D
OCA Dolomite Fund LLC
File 021-134291
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 30

Every issuer that named Marc Baum on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SS
Pooled Investment Fund · group: Serengeti Caracal

Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio S

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Dec 19, 2018 → Dec 19, 2019 · 2 filings
  • Dec 19, 2019 · D/A · $36,960,000 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 19, 2018 · D · $31,000,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗

Raised $78.2M from 5 investors as of the latest filing. Marc is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RO
Pooled Investment Fund · group: Serengeti Caracal

Rapax OC Offshore Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 6, 2013 → Oct 24, 2019 · 8 filings
  • Oct 24, 2019 · D/A · $545,359,040 sold of Indefinite · 28 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 24, 2018 · D/A · $545,359,040 sold of Indefinite · 28 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 24, 2017 · D/A · $520,419,040 sold of Indefinite · 27 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 8, 2017 · D/A · $406,833,804 sold of Indefinite · 23 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 8, 2016 · D/A · $370,503,804 sold of Indefinite · 23 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 6, 2015 · D/A · $368,353,804 sold of Indefinite · 21 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 6, 2014 · D/A · $368,353,804 sold of Indefinite · 21 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 6, 2013 · D · $342,305,833 sold of Indefinite · 19 investors · min. $100,000 · role: Director EDGAR ↗

Raised $545.4M from 28 investors as of the latest filing. Marc is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RO
Pooled Investment Fund · group: Serengeti Caracal

Rapax OC Master Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 6, 2013 → Oct 24, 2019 · 8 filings
  • Oct 24, 2019 · D/A · $12,202,498 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 24, 2018 · D/A · $12,202,498 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 24, 2017 · D/A · $12,202,498 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 8, 2017 · D/A · $12,202,498 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 8, 2016 · D/A · $24,952,498 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 6, 2015 · D/A · $18,952,498 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 6, 2014 · D/A · $6,002,498 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 6, 2013 · D · $5,272,498 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $25M from 2 investors as of the latest filing. Marc is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SS
Pooled Investment Fund · group: Serengeti Caracal

Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio CI

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Sep 8, 2017 → Sep 6, 2019 · 3 filings
  • Sep 6, 2019 · D/A · $49,400,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 7, 2018 · D/A · $48,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 8, 2017 · D · $48,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $49.4M from 1 investor as of the latest filing. Marc is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SS
Pooled Investment Fund · group: Serengeti Caracal

Serengeti Segregated Portfolio Co Ltd.- Segregated Portfolio USF II

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Aug 15, 2014 → Aug 15, 2019 · 6 filings
  • Aug 15, 2019 · D/A · $42,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 15, 2018 · D/A · $42,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 15, 2017 · D/A · $42,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 15, 2016 · D/A · $33,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 14, 2015 · D/A · $33,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 15, 2014 · D · $30,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $42.5M from 2 investors as of the latest filing. Marc is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SS
Pooled Investment Fund · group: Serengeti Caracal

Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio E

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Aug 28, 2013 → Aug 15, 2019 · 7 filings
  • Aug 15, 2019 · D/A · $23,233,834 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 15, 2018 · D/A · $23,233,834 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 15, 2017 · D/A · $19,393,834 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 15, 2016 · D/A · $5,150,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 14, 2015 · D/A · $4,429,285 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 15, 2014 · D/A · $4,429,285 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 28, 2013 · D · $3,679,285 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $23.2M from 4 investors as of the latest filing. Marc is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SS
Pooled Investment Fund · group: Serengeti Caracal

Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio HH

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Aug 15, 2017 → Aug 15, 2019 · 3 filings
  • Aug 15, 2019 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 15, 2018 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 15, 2017 · D · $20,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $50M from 1 investor as of the latest filing. Marc is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SL
Pooled Investment Fund · group: Serengeti Caracal

Serengeti Lycaon Overseas Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · May 24, 2011 → May 23, 2019 · 9 filings
  • May 23, 2019 · D/A · $82,423,839 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • May 23, 2018 · D/A · $57,723,839 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • May 23, 2017 · D/A · $38,868,076 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • May 23, 2016 · D/A · $36,318,995 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • May 22, 2015 · D/A · $36,318,995 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • May 23, 2014 · D/A · $15,850,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • May 28, 2013 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • May 24, 2012 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • May 24, 2011 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $91.7M from 12 investors as of the latest filing. Marc is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SO
Pooled Investment Fund · group: Serengeti Caracal

Serengeti Opportunities Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · May 24, 2011 → May 23, 2019 · 9 filings
  • May 23, 2019 · D/A · $346,036,000 sold of Indefinite · 29 investors · min. $100,000 · role: Director EDGAR ↗
  • May 23, 2018 · D/A · $346,018,000 sold of Indefinite · 29 investors · min. $100,000 · role: Director EDGAR ↗
  • May 23, 2017 · D/A · $61,838,000 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗
  • May 23, 2016 · D/A · $61,688,000 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • May 22, 2015 · D/A · $61,688,000 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • May 23, 2014 · D/A · $23,526,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • May 24, 2013 · D/A · $18,526,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • May 24, 2012 · D/A · $306,883,500 sold of Indefinite · 23 investors · min. $100,000 · role: Director EDGAR ↗
  • May 24, 2011 · D/A · $216,143,500 sold of Indefinite · 23 investors · min. $100,000 · role: Director EDGAR ↗

Raised $895.3M from 76 investors as of the latest filing. Marc is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SS
Pooled Investment Fund · group: Serengeti Caracal

Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio SPC II

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 6, 2018 → Mar 6, 2019 · 2 filings
  • Mar 6, 2019 · D/A · $101,356,824 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 6, 2018 · D · $93,356,825 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $131.9M from 2 investors as of the latest filing. Marc is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: Serengeti Caracal

Serengeti Caracal Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jan 18, 2019
  • Jan 18, 2019 · D · $50,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $76.9M from 5 investors as of the latest filing. Marc is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SS
Pooled Investment Fund · group: Serengeti Caracal

Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio SF-1

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Aug 16, 2013 → Aug 15, 2017 · 2 filings
  • Aug 15, 2017 · D/A · $39,980,454 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 16, 2013 · D · $10,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $40M from 4 investors as of the latest filing. Marc is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SL
Pooled Investment Fund · group: Serengeti Caracal

Serengeti Lycaon Energy Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · May 24, 2016 → May 23, 2017 · 2 filings
  • May 23, 2017 · D/A · $10,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • May 24, 2016 · D · $10,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $10M from 1 investor as of the latest filing. Marc is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SS
Pooled Investment Fund · group: Serengeti Caracal

Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio E-11

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Aug 16, 2013
  • Aug 16, 2013 · D · $23,000,000 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗

Raised $23M from 4 investors as of the latest filing. Marc is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SS
Pooled Investment Fund · group: Serengeti Caracal

Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio SF

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Aug 16, 2013
  • Aug 16, 2013 · D · $15,800,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $15.8M from 2 investors as of the latest filing. Marc is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SR
Pooled Investment Fund · group: Serengeti Caracal

Serengeti Rapax Fund Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · May 24, 2011 → May 24, 2012 · 2 filings
  • May 24, 2012 · D/A · $112,726,000 sold of Indefinite · 24 investors · min. $100,000 · role: Director EDGAR ↗
  • May 24, 2011 · D/A · $114,576,000 sold of Indefinite · 24 investors · min. $100,000 · role: Director EDGAR ↗

Raised $301.8M from 40 investors as of the latest filing. Marc is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OW
Pooled Investment Fund · group: Oca

OCA Wesley Mortgage REIT Fund LLC

New York, NY · Jul 21, 2010
  • Jul 21, 2010 · D · $30,945,000 sold of Indefinite · 24 investors · min. $1,000,000 · role: Executive Officer (General Counsel of the Managing Member) EDGAR ↗

Raised $454.4M from 196 investors as of the latest filing. Marc is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OO
Pooled Investment Fund · group: Oca

OCA Offshore Multi-Manager Fund I LTD

New York, NY · Sep 10, 2009 → Jul 21, 2010 · 2 filings
  • Jul 21, 2010 · D/A · $31,115,000 sold of Indefinite · 13 investors · min. $1,000,000 · role: Executive Officer (General Counsel of the Manager) EDGAR ↗
  • Sep 10, 2009 · D · $17,865,000 sold of Indefinite · 9 investors · min. $1,000,000 · role: Executive Officer (General Counsel of the Manager) EDGAR ↗

Raised $35M from 18 investors as of the latest filing. Marc is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OM
Pooled Investment Fund · group: Oca

OCA MULTI MANAGER FUND I LP

New York, NY · Sep 10, 2009 → Jul 21, 2010 · 2 filings
  • Jul 21, 2010 · D/A · $57,510,000 sold of Indefinite · 26 investors · min. $1,000,000 · role: Executive Officer (General Counsel of the Manager) EDGAR ↗
  • Sep 10, 2009 · D · $22,275,000 sold of Indefinite · 12 investors · min. $1,000,000 · role: Executive Officer (General Counsel of the Manager) EDGAR ↗

Raised $86.4M from 41 investors as of the latest filing. Marc is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OD
Pooled Investment Fund · group: Oca

OCA DEVELOPING COUNTRIES SELECT FUND LP

New York, NY · Jul 21, 2010
  • Jul 21, 2010 · D/A · $70,160,000 sold of Indefinite · 56 investors · min. $1,000,000 · role: Executive Officer (General Counsel of the Manager) EDGAR ↗

Raised $70.2M from 56 investors as of the latest filing. Marc is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OA
Pooled Investment Fund · group: Oca

OCA Ashmore Emerging Markets Currency Fund LLC

New York, NY · Apr 2, 2010 → Jul 21, 2010 · 2 filings
  • Jul 21, 2010 · D/A · $4,231,250 sold of Indefinite · 89 investors · min. $1,000,000 · role: Executive Officer (General Counsel of the Managing Member) EDGAR ↗
  • Apr 2, 2010 · D · $1,098,000,000 sold of Indefinite · 66 investors · min. $1,000,000 · role: Executive Officer (General Counsel of the Managing Member) EDGAR ↗

Raised $1.1B from 113 investors as of the latest filing. Marc is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OE
Pooled Investment Fund · group: Oca

OCA EAGLE GLOBAL MLP LLC

New York, NY · Sep 8, 2009 → Jul 21, 2010 · 2 filings
  • Jul 21, 2010 · D/A · $36,112,000 sold of Indefinite · 32 investors · min. $1,000,000 · role: Executive Officer (General Counsel of the Managing Member) EDGAR ↗
  • Sep 8, 2009 · D · $14,990,000 sold of Indefinite · 14 investors · min. $1,000,000 · role: Executive Officer (General Counsel of the Managing Member) EDGAR ↗

Raised $210.5M from 151 investors as of the latest filing. Marc is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OB
Pooled Investment Fund · group: Oca

OCA BRIGADE LEVERAGED CAPITAL STRUCTURES FEEDER FUND LLC

New York, NY · Jul 20, 2010
  • Jul 20, 2010 · D/A · $3,725,000 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (General Counsel of the Managing Member) EDGAR ↗

Raised $5.88M from 7 investors as of the latest filing. Marc is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OA
Pooled Investment Fund · group: Oca

OCA ABRAMS CAPITAL PARTNERS II FEEDER FUND LLC

New York, NY · Jul 20, 2010
  • Jul 20, 2010 · D/A · $26,650,000 sold of Indefinite · 12 investors · min. $1,000,000 · role: Executive Officer (General Counsel of the Managing Member) EDGAR ↗

Raised $26.6M from 12 investors as of the latest filing. Marc is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OD
Pooled Investment Fund · group: Oca

OCA Daedalus Partners LLC

New York, NY · Sep 10, 2009 → Jul 19, 2010 · 2 filings
  • Jul 19, 2010 · D/A · $2,400,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (General Counsel of the Managing Member) EDGAR ↗
  • Sep 10, 2009 · D · $1,650,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (General Counsel of the Managing Member) EDGAR ↗

Raised $2.4M from 2 investors as of the latest filing. Marc is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OO
Pooled Investment Fund · group: Oca

OCA OWL CREEK II FEEDER FUND LLC

New York, NY · Jul 19, 2010
  • Jul 19, 2010 · D/A · $4,000,000 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (General Counsel of the Managing Member) EDGAR ↗

Raised $4M from 4 investors as of the latest filing. Marc is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OP
Pooled Investment Fund · group: Oca

OCA PERSHING SQUARE FEEDER FUND LLC

New York, NY · Jul 19, 2010
  • Jul 19, 2010 · D/A · $10,525,000 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer (General Counsel of the Managing Member) EDGAR ↗

Raised $38.6M from 31 investors as of the latest filing. Marc is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OE
Pooled Investment Fund · group: Oca

OCA EA Fund LLC

New York, NY · Sep 10, 2009 → Jul 19, 2010 · 2 filings
  • Jul 19, 2010 · D/A · $8,500,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (General Counsel of the Manging Member) EDGAR ↗
  • Sep 10, 2009 · D · $6,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (General Counsel of the Manging Member) EDGAR ↗

Raised $8.5M from 3 investors as of the latest filing. Marc is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OB
Pooled Investment Fund · group: Oca

OCA Brookside Capital Partners Fund II LLC

New York, NY · Sep 11, 2009 → Jul 19, 2010 · 2 filings
  • Jul 19, 2010 · D/A · $3,400,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (General Counsel of the Managing Member) EDGAR ↗
  • Sep 11, 2009 · D · $1,400,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (General Counsel of the Managing Member) EDGAR ↗

Raised $3.4M from 2 investors as of the latest filing. Marc is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OD
Pooled Investment Fund · group: Oca

OCA Dolomite Fund LLC

New York, NY · Sep 10, 2009
  • Sep 10, 2009 · D · $10,000,000 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (General Counsel of the Managing Member) EDGAR ↗

Raised $10M from 4 investors as of the latest filing. Marc is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Marc Baum — TX, 1 issuer, Jun 17, 2015 → Jun 17, 2015 · no shared issuer
  • Marc Steven Baum — Virgin Islands, British (as filed: D8), 1 issuer, Jun 9, 2017 → Jun 9, 2017 · no shared issuer

People around Marc 21

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

SA
Management entity

Serengeti Asset Management LP

Promoter · 46 shared filings (13 issuers) · also on 17 other issuers

Serengeti Asset Management LP is on 30 issuers in total — a repeat sponsor. Their page lists every one.

FO
Management entity

F. Offit Capital Advisors LLC

Executive Officer · 12 shared filings (12 issuers) · also on 9 other issuers

F. Offit Capital Advisors LLC is on 21 issuers in total — a repeat sponsor. Their page lists every one.

FO
Management entity

F. OCA Partners

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Marc Baum. Their page shows their other deals.

MO
Management entity

M. OCA Partners

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Marc Baum. Their page shows their other deals.

MO
Management entity

M. Offit Capital Advisors LLC

Executive Officer · 1 shared filing (1 issuer) · also on 12 other issuers

M. Offit Capital Advisors LLC is on 13 issuers in total — a repeat sponsor. Their page lists every one.

PA
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Agemian

Director · 54 shared filings (13 issuers) · also on 97 other issuers

Patrick Agemian is on 110 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Meschi

Director · 42 shared filings (13 issuers) · also on 90 other issuers

Robert Meschi is on 103 issuers in total — a repeat sponsor. Their page lists every one.

NO
No photo found yet (own website and image search run after this page is viewed)
Person

Ned S. Offit

Executive Officer · 21 shared filings (14 issuers) · also on 144 other issuers

Ned S. Offit is on 158 issuers in total — a repeat sponsor. Their page lists every one.

VR
No photo found yet (own website and image search run after this page is viewed)
Person

Vincent M. Rella

Executive Officer · 21 shared filings (14 issuers) · also on 126 other issuers

Vincent M. Rella is on 140 issuers in total — a repeat sponsor. Their page lists every one.

TP
No photo found yet (own website and image search run after this page is viewed)
Person

Todd E. Petzel

Executive Officer · 21 shared filings (14 issuers) · also on 33 other issuers

Todd E. Petzel is on 47 issuers in total — a repeat sponsor. Their page lists every one.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

Mark C. Abrahamsen

Executive Officer · 21 shared filings (14 issuers) · also on 33 other issuers

Mark C. Abrahamsen is on 47 issuers in total — a repeat sponsor. Their page lists every one.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas F. Carrier

Executive Officer · 21 shared filings (14 issuers) · also on 26 other issuers

Thomas F. Carrier is on 40 issuers in total — a repeat sponsor. Their page lists every one.

DO
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Offit

Executive Officer · 21 shared filings (14 issuers) · also on 39 other issuers

Daniel Offit is on 53 issuers in total — a repeat sponsor. Their page lists every one.

MO
No photo found yet (own website and image search run after this page is viewed)
Person

Morris W. Offit

Executive Officer · 21 shared filings (14 issuers) · also on 34 other issuers

Morris W. Offit is on 48 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Joshua Barlow

Director · 16 shared filings (2 issuers) · also on 45 other issuers

Joshua Barlow is on 47 issuers in total — a repeat sponsor. Their page lists every one.

CJ
No photo found yet (own website and image search run after this page is viewed)
Person

Christine Jurinich

Executive Officer · 12 shared filings (12 issuers) · also on 30 other issuers

Christine Jurinich is on 42 issuers in total — a repeat sponsor. Their page lists every one.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Michelle M. Wilson-Clarke

Director · 11 shared filings (7 issuers) · also on 150 other issuers

Michelle M. Wilson-Clarke is on 157 issuers in total — a repeat sponsor. Their page lists every one.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Alison Martinson

Director · 8 shared filings (3 issuers) · also on 35 other issuers

Alison Martinson is on 38 issuers in total — a repeat sponsor. Their page lists every one.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony R. Bienstock

Executive Officer · 8 shared filings (8 issuers) · also on 6 other issuers

Anthony R. Bienstock is on 14 issuers in total — a repeat sponsor. Their page lists every one.

CJ
No photo found yet (own website and image search run after this page is viewed)
Person

Chrstine Jurinich

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Marc Baum. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Michelle Wilson-Clarke

Director · 1 shared filing (1 issuer) · also on 146 other issuers

Michelle Wilson-Clarke is on 147 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

SC
Sponsor group

Serengeti Caracal

47 issuers · 233 filings · $3.86B reported sold · 2009–2026

One team, 47 deal companies. Marc Baum is listed on 16 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Marc Baum.

O
Sponsor group

Oca

170 issuers · 349 filings · $8.41B reported sold · 2009–2026

One team, 170 deal companies. Marc Baum is listed on 14 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Marc Baum.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 13 of the 30 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio S, Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio E, Serengeti Opportunities Ltd, Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio SPC II, Serengeti Lycaon Overseas Ltd, Serengeti Caracal Fund Ltd., Rapax OC Offshore Fund, Ltd., Rapax OC Master Fund, Ltd., Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio HH, Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio CI, Serengeti Segregated Portfolio Co Ltd.- Segregated Portfolio USF II, Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio SF-1, Serengeti Lycaon Energy Ltd.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Marc Baum by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 30 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Marc Baum is listed on: none on file. No website or social profile named in OCA Ashmore Emerging Markets Currency Fund LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #345,861 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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