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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:45 AM ET

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Malcolm Hampden

Named as an officer, director or promoter on SEC Form D filings · CO · Feb 11, 2014 → Feb 11, 2014

1deal (issuers)
$2.75Mreported sold
12investors
1Form D filing
2014year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:30 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Malcolm Hampden is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Feb 2014: NORTHERN AGRI HOLDINGS, LLC (Denver, CO — industry reported as "Other" — 2014; $2.75M reported sold to 12 investors).

What this means One deal on file with the SEC, filed Feb 2014. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Kevin Mitchell (1 shared filing), Matthew Amann (1 shared filing), Robert Barkley (1 shared filing), Ronald Ueland (1 shared filing) and Timothy J. Coughlon (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Malcolm. Each name links to their own page.

The issuer belongs to the sponsor group Lariat (8 issuers, $179.1M reported sold, 2009–2019).

What this means A sponsor group is one team that sets up a new company for each deal. Lariat has 8 companies on file and $179.1M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 18 court cases matching the name, 22 bankruptcy cases matching the name listed in Key records below.

What this means 40 records came back, including 3 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Malcolm Hampden and found 3 differences, 1 worth asking the sponsor about: Bankruptcy case: Hampden & Yosemite, Ltd; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Malcolm Hampden has not run yet — it is joining a line of 60,399 names; searches run around the clock at the hosts' allowed rate. Searched so far: 694 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

18 cases: 3 open, 3 closed (disposition not in docket feed), 8 dismissed, 4 judgment

Hirning v. Hampden & Chambers Associates, L.P. open
District Court, D. Colorado · No. 1:26-cv-02970 · Filed Jul 2, 2026
Role of Hampden & Chambers Associates, L.P.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in the person's filing state (CO)
Kitmeer FZ, LLC v. Hampden Engineering Corporation open
District Court, D. Massachusetts · No. 3:25-cv-30192 · Filed Nov 14, 2025
Role of Hampden Engineering Corporation: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in MA (not a filing state)
Layton v. Hampden Operations LLC open
District Court, M.D. Pennsylvania · No. 1:25-cv-00145 · Filed Jan 23, 2025
Role of Hampden Operations LLC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in PA (not a filing state)
Northern Michigan University v. Hampden Engineering Corporation closed
District Court, W.D. Michigan · No. 2:24-cv-00214 · Filed Dec 19, 2024 · Closed Mar 25, 2025 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Hampden Engineering Corporation: Defendant · Outcome: Terminated 2025-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in MI (not a filing state)
Kitmeer FZ LLC v. Hampden Engineering Corporation closed
District Court, D. Massachusetts · No. 3:20-cv-11637 · Filed Sep 2, 2020 · Closed Jul 25, 2023
Role of Hampden Engineering Corporation: Defendant · Outcome: Terminated 2023-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in MA (not a filing state)
Hampden Surgery Center, LLC v. Cigna Health and Life Insurance Co. dismissed
District Court, D. Colorado · No. 1:15-cv-01513 · Filed Jul 16, 2015 · Closed Aug 5, 2015 · Nature of suit: 791 Employee Retirement Income Security Act (ERISA) · Cause: 29:1101 E.R.I.S.A.
Role of Hampden Surgery Center, LLC: Plaintiff · Outcome: Terminated 2015-08-05 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in the person's filing state (CO)
Academic Technologies, Inc. v. Hampden Engineering Corporation judgment
District Court, S.D. Mississippi · No. 3:12-cv-00767 · Filed Nov 13, 2012 · Closed Apr 15, 2013 · Nature of suit: 190 Other contract actions
Role of Hampden Engineering Corporation: Defendant · Outcome: Terminated 2013-04-15 — FJC Integrated Database disposition: Other; judgment for unknown Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in MS (not a filing state)
Brindle v. Hampden Engineering Corporation judgment
District Court, D. South Dakota · No. 4:12-cv-04172 · Filed Oct 5, 2012 · Closed Mar 27, 2014 · Nature of suit: 190 Other contract actions
Role of Hampden Engineering Corporation: Defendant · Outcome: Terminated 2014-03-27 — FJC Integrated Database disposition: Judgment on jury verdict; judgment for plaintiff Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in SD (not a filing state)
ARCHBOLD v. HAMPDEN BANCORP, INC dismissed
District Court, D. New Jersey · No. 2:12-cv-03873 · Filed Jun 25, 2012 · Closed Sep 30, 2013 · Nature of suit: 190 Contract: Other · Cause: 28:1331 Fed. Question: Breach of Contract
Role of HAMPDEN BANCORP, INC: Defendant · Outcome: Terminated 2013-09-30 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in NJ (not a filing state)
HAMPDEN KENT GROUP, L.L.C. v. GS DEVELOPMENT, L.L.C. dismissed
District Court, District of Columbia · No. 1:11-cv-00491 · Filed Mar 7, 2011 · Closed Aug 11, 2011 · Nature of suit: 890 Other statutory actions
Role of HAMPDEN KENT GROUP, L.L.C.: Plaintiff · Outcome: Terminated 2011-08-11 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in DC (not a filing state)
Hampden Papers, Inc. v. Pack America Corp. dismissed
District Court, D. Massachusetts · No. 3:00-cv-30071 · Filed May 8, 2000 · Closed Sep 12, 2000 · Nature of suit: 190 Other contract actions
Role of Hampden Papers, Inc.: Plaintiff · Outcome: Terminated 2000-09-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in MA (not a filing state)
Hampden Corp v. Advance Watch Co Ltd dismissed
District Court, N.D. Illinois · No. 1:98-cv-03292 · Filed May 28, 1998 · Closed Jun 28, 1998 · Nature of suit: 190 Other contract actions
Role of Hampden Corp: Plaintiff · Outcome: Terminated 1998-06-28 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in IL (not a filing state)
Sattel Technologies v. Hampden Kent Grp LLC closed
District Court, C.D. California · No. 2:98-mc-31774 · Filed Apr 14, 1998 · Closed Apr 14, 1998
Role of Hampden Kent Grp LLC: Defendant · Outcome: Terminated 1998-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in CA (not a filing state)
SATTEL TECHNOLOGIES v. HAMPDEN KENT GROUP judgment
District Court, District of Columbia · No. 1:97-cv-00221 · Filed Jan 31, 1997 · Closed Apr 14, 1998 · Nature of suit: 850 Securities, Commodities, Exchange
Role of HAMPDEN KENT GROUP: Defendant · Outcome: Terminated 1998-04-14 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in DC (not a filing state)
Mallinckrodt Group v. Hampden Color judgment
District Court, D. Massachusetts · No. 1:95-cv-10028 · Filed Jan 5, 1995 · Closed Mar 21, 1995 · Nature of suit: 190 Other contract actions
Role of Hampden Color: Defendant · Outcome: Terminated 1995-03-21 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in MA (not a filing state)
That's Entertainment v. Hampden Grill, Inc. dismissed
District Court, D. Maryland · No. 1:94-cv-02795 · Filed Oct 11, 1994 · Closed Feb 14, 1995 · Nature of suit: 890 Other statutory actions
Role of Hampden Grill, Inc.: Defendant · Outcome: Terminated 1995-02-14 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in MD (not a filing state)
Lifschultz Fast v. Hampden Automotive dismissed
District Court, D. Massachusetts · No. 1:91-cv-12920 · Filed Nov 13, 1991 · Closed Sep 20, 1994 · Nature of suit: 450 Interstate commerce
Role of Hampden Automotive: Defendant · Outcome: Terminated 1994-09-20 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in MA (not a filing state)
In Re: Hampden Center, Ltd. v. Teachers Ins Annuity dismissed
District Court, D. Colorado · No. 1:91-cv-00164 · Filed Feb 4, 1991 · Closed Apr 6, 1992 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158 · Cause: 28:0158 Notice of Appeal re Bankruptcy Matter (BA
Role of Hampden Center, Ltd.: Plaintiff · Outcome: Terminated 1992-04-06 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in the person's filing state (CO)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:30 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Malcolm Hampden..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

22 cases: 22 closed (disposition not in docket feed)

Hampden Coal, LLC closed
United States Bankruptcy Court, D. Delaware · No. 19-11610 · Filed Jul 19, 2019 · Closed Jan 22, 2020
Role of Hampden Coal, LLC: Debtor · Outcome: Case closed 2020-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in DE (not a filing state)
Weiner v. Hampden County Physician Associates, LLC closed
United States Bankruptcy Court, D. Massachusetts · No. 18-03001 · Filed Jan 19, 2018 · Closed Apr 1, 2020
Role of Hampden County Physician Associates, LLC: Defendant · Outcome: Case closed 2020-04-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in MA (not a filing state)
Hampden Tower Medical Center LLC closed
United States Bankruptcy Court, N.D. Texas · No. 17-31499 · Filed Apr 19, 2017 · Closed Jan 8, 2018
Role of Hampden Tower Medical Center LLC: Debtor · Outcome: Case closed 2018-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in TX (not a filing state)
Hampden County Physician Associates, LLC closed
United States Bankruptcy Court, D. Massachusetts · No. 14-30961 · Filed Oct 2, 2014 · Closed Nov 24, 2014
Role of Hampden County Physician Associates, LLC: Debtor · Outcome: Case closed 2014-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in MA (not a filing state)
Hampden Coal Company, LLC closed
United States Bankruptcy Court, E.D. Virginia · No. 14-31861 · Filed Apr 7, 2014 · Closed Dec 28, 2017
Role of Hampden Coal Company, LLC: Debtor · Outcome: Case closed 2017-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in VA (not a filing state)
Hampden & Yosemite, Ltd. closed
United States Bankruptcy Court, D. Colorado · No. 08-25399 · Filed Oct 1, 2008 · Closed Aug 13, 2009
Role of Hampden & Yosemite, Ltd.: Debtor · Outcome: Case closed 2009-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in the person's filing state (CO)
Hampden Jewelry & Loan Co., Inc. closed
United States Bankruptcy Court, D. Maryland · No. 04-16138 · Filed Mar 12, 2004 · Closed Jan 21, 2005
Role of Hampden Jewelry & Loan Co., Inc.: Debtor · Outcome: Case closed 2005-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in MD (not a filing state)
House2home Inc v. Hampden Ltd. Partnership closed
United States Bankruptcy Court, C.D. California · No. 8:04-ap-01086 · Filed Jan 20, 2004 · Closed Jun 24, 2011
Role of Hampden Ltd. Partnership: Defendant · Outcome: Case closed 2011-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in CA (not a filing state)
Hampden Jewelry & Loan Company, Inc. closed
United States Bankruptcy Court, D. Maryland · No. 02-69155 · Filed Dec 4, 2002 · Closed Aug 5, 2003
Role of Hampden Jewelry & Loan Company, Inc.: Debtor · Outcome: Case closed 2003-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in MD (not a filing state)
Hampden Savings Bank v. Ansara closed
United States Bankruptcy Court, D. Massachusetts · No. 02-04098 · Filed Mar 14, 2002 · Closed Jan 2, 2003
Role of Hampden Savings Bank: Plaintiff · Outcome: Case closed 2003-01-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in MA (not a filing state)
Schlant v. Hampden Papers, Inc. closed
United States Bankruptcy Court, W.D. New York · No. 1-01-01246 · Filed May 2, 2001 · Closed Apr 2, 2002
Role of Hampden Papers, Inc.: Defendant · Outcome: Case closed 2002-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in NY (not a filing state)
Gill v. Hampden Papers, Inc. closed
United States Bankruptcy Court, C.D. California · No. 2:99-ap-01657 · Filed Mar 9, 1999 · Closed Sep 8, 1999
Role of Hampden Papers, Inc.: Defendant · Outcome: Case closed 1999-09-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in CA (not a filing state)
Hampden, Inc. closed
United States Bankruptcy Court, D. Colorado · No. 97-18955 · Filed Jun 20, 1997 · Closed Oct 22, 1997
Role of Hampden, Inc.: Debtor · Outcome: Case closed 1997-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); different first name (inc); court in the person's filing state (CO)
Hampden Meadows Market, Inc. closed
United States Bankruptcy Court, D. Rhode Island · No. 1:95-bk-10084 · Filed Jan 13, 1995 · Closed Jun 1, 1995
Role of Hampden Meadows Market, Inc.: Debtor · Outcome: Case closed 1995-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in RI (not a filing state)
M & H Coal Co. v. Hampden Coal Company, Inc. closed
United States Bankruptcy Court, S.D. West Virginia · No. 2:94-ap-00146 · Filed Oct 21, 1994 · Closed Aug 30, 1996
Role of Hampden Coal Company, Inc.: Defendant · Outcome: Case closed 1996-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in WV (not a filing state)
Hampden Builders and Designers, Inc. closed
United States Bankruptcy Court, D. Massachusetts · No. 94-43364 · Filed Jul 27, 1994 · Closed Sep 27, 1994
Role of Hampden Builders and Designers, Inc.: Debtor · Outcome: Case closed 1994-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in MA (not a filing state)
Hampden Heights Associates General Partnership closed
United States Bankruptcy Court, D. Massachusetts · No. 94-42172 · Filed May 11, 1994 · Closed Oct 14, 1994
Role of Hampden Heights Associates General Partnership: Debtor · Outcome: Case closed 1994-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in MA (not a filing state)
Whitaker v. Hampden Automotive Sales Corporation closed
United States Bankruptcy Court, M.D. Florida · No. 3:92-ap-06997 · Filed Jun 15, 1992 · Closed Aug 4, 1993
Role of Hampden Automotive Sales Corporation: Defendant · Outcome: Case closed 1993-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in FL (not a filing state)
De'medici v. Hampden Automotive Sales Corp closed
United States Bankruptcy Court, N.D. Illinois · No. 92-00630 · Filed May 7, 1992 · Closed Dec 15, 1993
Role of Hampden Automotive Sales Corp: Defendant · Outcome: Case closed 1993-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in IL (not a filing state)
Whitaker v. Hampden Fence Supply Inc. closed
United States Bankruptcy Court, M.D. Florida · No. 3:91-ap-01068 · Filed Jul 25, 1991 · Closed Sep 4, 1997
Role of Hampden Fence Supply Inc.: Defendant · Outcome: Case closed 1997-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in FL (not a filing state)
Hampden Video, Inc. closed
United States Bankruptcy Court, D. Maryland · No. 89-51626 · Filed May 16, 1989 · Closed Mar 18, 1996
Role of Hampden Video, Inc.: Debtor · Outcome: Case closed 1996-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in MD (not a filing state)
Third National Bank of Hampden County v. Ablicki closed
United States Bankruptcy Court, D. Massachusetts · No. 82-04210 · Filed Jun 17, 1982 · Closed Jan 23, 1992
Role of Third National Bank of Hampden County: Plaintiff · Outcome: Case closed 1992-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 61 federal dockets); surname only in the caption; court in MA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:30 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Malcolm Hampden — 1 worth asking about (compared 1 filing on Oct 24, 2026)

Worth asking · Oct 1, 2008 – Aug 13, 2009

Bankruptcy case: Hampden & Yosemite, Ltd. — filed Oct 1, 2008

United States Bankruptcy Court, D. Colorado docket "Hampden & Yosemite, Ltd." filed Oct 1, 2008, closed Aug 13, 2009. Malcolm Hampden is listed as Debtor ("Hampden & Yosemite, Ltd."). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Colorado ↗
Sources
Note · Feb 4, 1991 – Jul 2, 2026

3 court cases name Malcolm Hampden — 1 as defendant

By role: defendant in 1, plaintiff in 2. Newest: "Hirning v. Hampden & Chambers Associates, L.P." (District Court, D. Colorado, Jul 2, 2026); "Hampden Surgery Center, LLC v. Cigna Health and Life Insurance Co." (District Court, D. Colorado, Jul 16, 2015); "In Re: Hampden Center, Ltd. v. Teachers Ins Annuity" (District Court, D. Colorado, Feb 4, 1991). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Docket · Hirning v. Hampden & Chambers Associates, L.P. ↗Docket · Hampden Surgery Center, LLC v. Cigna Health and Life Insurance Co. ↗Docket · In Re: Hampden Center, Ltd. v. Teachers Ins Annuity ↗
Sources
Note · Apr 26, 2023

Same name, different state: "Malcolm Hampden" (FL) is a separate record

This page covers filings where the address state is CO. A separate record, "Malcolm Hampden" with address state FL, is listed on 1 filing — most recently by RoyFi, Inc. (Apr 26, 2023). The two records do not overlap in time: this page has one filing dated Feb 11, 2014; the other has one filing dated Apr 26, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Malcolm Hampden (FL) — PartnerFacts page ↗Form D · Apr 26, 2023 ↗RoyFi, Inc. — PartnerFacts page ↗Malcolm Hampden (CO) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 11, 2014 D
NORTHERN AGRI HOLDINGS, LLC
File 021-211669
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Malcolm Hampden on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

NA
Other · group: Lariat

NORTHERN AGRI HOLDINGS, LLC

Denver, CO · Feb 11, 2014
  • Feb 11, 2014 · D · $2,747,909 sold of $2,747,909 · 5 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $2.75M from 12 investors (100% of the $2.75M target) as of the latest filing. Malcolm is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Malcolm Hampden — FL, 1 issuer, Apr 26, 2023 → Apr 26, 2023 · no shared issuer

People around Malcolm 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy J. Coughlon

Executive Officer · 1 shared filing (1 issuer) · also on 5 other issuers

Timothy J. Coughlon is on 6 issuers in total — a repeat sponsor. Their page lists every one.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Mitchell

Executive Officer · 1 shared filing (1 issuer) · also on 6 other issuers

Kevin Mitchell is on 7 issuers in total — a repeat sponsor. Their page lists every one.

RU
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald Ueland

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Malcolm Hampden. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Barkley

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Malcolm Hampden. Their page shows their other deals.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Amann

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Malcolm Hampden. Their page shows their other deals.

The team behind the deals

L
Sponsor group

Lariat

8 issuers · 13 filings · $179.1M reported sold · 2009–2019

One team, 8 deal companies. Malcolm Hampden is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Malcolm Hampden.

Same business address

36 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Malcolm Hampden by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Malcolm Hampden is listed on: none on file. No website or social profile named in NORTHERN AGRI HOLDINGS, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #230,441 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Denver, CO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Colorado state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Colorado Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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