Lowell Ness is listed as an executive officer on 4 SEC Form D filings by 1 issuer between Nov 2013 and Apr 2015: ArtBanc International Ltd., Inc. (Dallas, TX — industry reported as "Other" — 2013–2015; $3.5M reported sold to 13 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Gary Witherspoon (4 shared filings), James McFarland (4 shared filings), Jeremy Eckstein (4 shared filings), John Hesse (4 shared filings), Logan Powell (4 shared filings) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Lowell. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 4 public filings for Lowell Ness and found 7 differences, 1 worth asking the sponsor about: Paid seller listed without a CRD number: Robert L. Thornton, III; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.