Lorne Gertner is listed as an executive officer and director on 7 SEC Form D filings by 4 issuers between Mar 2011 and Nov 2017: PharmaCan Capital Corp. (Toronto, Ontario, Canada (as filed: A6) — investing — 2015; $4.64M reported sold to 21 investors), Hortican Inc. (Toronto, Ontario, Canada (as filed: A6) — investing — 2014; $1.54M reported sold to 3 investors), TS Brandco Holdings Inc. (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2017; $420K reported sold to 3 investors) and Peacock Parade Inc. (Toronto, Ontario, Canada (as filed: A6) — other technology — 2011; $85K reported sold to 3 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 6 years. Across those companies the filings report $6.68M sold in total.
Listed alongside PAUL ROSEN (4 shared filings), Alan Gertner (2 shared filings), Charles Broderick (2 shared filings), David Rohrbacher (2 shared filings), Joseph Benaim (2 shared filings) and 7 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Lorne. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 7 public filings for Lorne Gertner and found 5 differences: Form D filed 56 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.