Lori Hu is listed as a director on 2 SEC Form D filings by 1 issuer between Jul 2019 and Nov 2020: Elevation Oncology, Inc. (New York, NY — other health care — 2019–2020; $65M reported sold to 24 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Shawn Leland (2 shared filings), Steven Elms (2 shared filings), Andrew Phillips (1 shared filing), Colin Walsh (1 shared filing), Michael Caldwell (1 shared filing) and 2 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Lori. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Lori Hu and found 3 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Lori Hu" (TX) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.