Loren Eggleton is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Apr 2021 and Dec 2021: AppHarvest, Inc. (Morehead, KY — agriculture — 2021; $49M reported sold to 44 investors).
What this means One deal on file with the SEC, filed Dec 2021. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Anna Mason (2 shared filings), David Lee (2 shared filings), Jeffrey Ubben (2 shared filings), Jonathan Webb (2 shared filings), Kiran Bhatraju (2 shared filings) and 7 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Loren. Each name links to their own page.
The issuer belongs to the sponsor group Appharvest (2 issuers, $28.1M reported sold, 2020–2021).
What this means A sponsor group is one team that sets up a new company for each deal. Appharvest has 2 companies on file and $28.1M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 6 court cases matching the name, 5 bankruptcy cases matching the name listed in Key records below.
What this means 11 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Loren Eggleton and found 2 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "LOREN EGGLETON" (IL) is a separate record.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.