PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:30 AM ET

Sponsor Check › Person

LS
No photo found yet (own website and image search run after this page is viewed)

LON E STEIN

Named as an officer, director or promoter on SEC Form D filings · NV · Oct 2, 2013 → May 8, 2014

2deals (issuers)
$2.89Mreported sold
93investors
5Form D filings
2013–2014years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:30 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

LON E STEIN is listed as an executive officer, director, and promoter on 5 SEC Form D filings by 2 issuers between Oct 2013 and Mar 2015: SEQUOIA ENERGY PROJECT, LLLP (Henderson, NV — oil and gas — 2013–2014; $2.89M reported sold to 93 investors) and Lavaca County Klimitchek Prospect, LP (Henderson, NV — oil and gas — 2014–2015).

What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter, over about 2 years. Across those companies the filings report $2.89M sold in total.

Listed alongside MATTHEW EHRHARDT (5 shared filings) and CORPORATION ASCENSION ENERGY GROUP INC (3 shared filings, management entity).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around LON. Each name links to their own page.

All 2 issuers belong to the sponsor group Sequoia (2 issuers, $2.89M reported sold, 2013–2015).

What this means A sponsor group is one team that sets up a new company for each deal. Sequoia has 2 companies on file and $2.89M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 state regulator order listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for LON E STEIN and found 7 differences, 1 worth asking the sponsor about: WA securities regulator statement of charges naming LON E STEIN (Mar 2, 2016); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for LON E STEIN has not run yet — it is joining a line of 55,257 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:30 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Statement of Charges WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Mar 2, 2016 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-15-1768-16-SC01 · Parties (regulator's caption): Ascension Energy Group, Inc.; Sequoia Energy Project LLLP; Matthew D. Ehrhardt; Lon E. Stein; Michael Camacho; Kirtan Khalsa; Elvis Ronald Mendes · Order entered with/against: Ascension Energy Group, Inc. (Ascension); Sequoia Energy Project LLLP (Sequoia); Matthew Daniel Ehrhardt a/k/a Danny Ehrhardt (Ehrhardt); Lon E. Stein (Stein); Michael Camacho (Camacho); Kirtan Khalsa (Khalsa); and Elvis Ronald Mendes a/k/a Ron Mendes (Mendes)
As listed by the regulator: On March 2, 2016, the Securities Division entered a Statement of Charges and Notice of Intent to Enter Order to Cease and Desist, to Impose Fines and to Charge Costs (“Statement of Charges”) against Ascension Energy Group, Inc. (Ascension); Sequoia Energy Project LLLP (Sequoia); Matthew Daniel Ehrhardt a/k/a Danny Ehrhardt (Ehrhardt); Lon E. Stein (Stein); Michael Camacho (Camacho); Kirtan Khalsa (Khalsa); and Elvis Ronald Mendes a/k/a Ron Mendes (Mendes). … The Statement of Charges gives notice of the Securities Division’s intent to enter an Order to Cease and Desist, to impose fines, and to charge costs. Order / docket ↗ Regulator's list ↗
same full name in the order; regulator in WA (not a filing state); co-listed entity "ascension energy group" is an issuer this person is named on
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched LON E STEIN..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:30 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for LON E STEIN — 1 worth asking about (compared 5 filings on Oct 24, 2026)

Worth asking · Mar 2, 2016

WA securities regulator statement of charges naming LON E STEIN (Mar 2, 2016)

Washington State Department of Financial Institutions, Securities Division (DFI) issued a Statement of Charges dated Mar 2, 2016. Respondents as listed: Ascension Energy Group, Inc.; Sequoia Energy Project LLLP; Matthew D. Ehrhardt; Lon E. Stein; Michael Camacho; Kirtan Khalsa; Elvis Ronald Mendes. Outcome as listed: On March 2, 2016, the Securities Division entered a Statement of Charges and Notice of Intent to Enter Order to Cease and Desist, to Impose Fines and to Charge Costs (“Statement of Charges”) against Ascension Energy Group, Inc. (Ascension); Sequoia Energy Project LLLP (Sequoia); Matthew Daniel Ehrhardt a/k/a Danny Ehrhardt (Ehrhardt); Lon E. Stein (Stein); Michael Camacho (Camacho); Kirtan Khalsa (Khalsa); and Elvis Ronald Mendes a/k/a Ron Mendes (Mendes). … The Statement of Charges gives notice of the Securities Division’s intent to enter an Order to Cease and Desist, to impose fines, and to charge costs.. Matched to LON E STEIN.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

Sources
Note · May 8, 2014 – Mar 9, 2015

LON E STEIN appears on 2 deals that stopped filing before reaching their target

Lavaca County Klimitchek Prospect, LP (last filing Mar 9, 2015; $0 sold of $4,000,000); SEQUOIA ENERGY PROJECT, LLLP (last filing May 8, 2014; $2,887,150 sold of $10,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Note · Sep 26, 2013 – May 8, 2014

No amendment in the last 12 months on an offering that may still be open — SEQUOIA ENERGY PROJECT, LLLP (latest filing May 8, 2014)

The latest filing for this offering is dated May 8, 2014 (first sale Sep 26, 2013). It reports $2,887,150 sold of $6,250,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Jul 16, 2014 – Mar 9, 2015

Offering amount changed between filings — Lavaca County Klimitchek Prospect, LP

The Jul 16, 2014 filing says $3,000,000 offered; the Mar 9, 2015 Form D/A says $4,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Oct 2, 2013 – May 6, 2014

Offering amount lowered between filings — SEQUOIA ENERGY PROJECT, LLLP

The Oct 2, 2013 filing says $10,000,000 offered; the May 6, 2014 Form D/A says $6,250,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Sources
Note · May 6, 2014 – May 8, 2014

Minimum investment changed between filings — SEQUOIA ENERGY PROJECT, LLLP

The May 6, 2014 filing lists a minimum of $250,000; the May 8, 2014 Form D/A lists $15,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Oct 2, 2013 – Jul 16, 2014

LON E STEIN is written 2 different ways on the filings

listed as "LON E Stein" on 3 filings (from Oct 2, 2013), and "Lon Stein" on 2 filings (from Jul 16, 2014).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 9, 2015 D/A
Lavaca County Klimitchek Prospect, LP
File 021-221155
$0$0$0 (est.)None listed on this filingEDGAR ↗
May 8, 2014 D/A
SEQUOIA ENERGY PROJECT, LLLP
File 021-203873
$0$0$0
THE OFFERING AMENDED FROM THE ORIGINAL $10,000,000 FOR DRILLING WELLS IN TN (SOME WELLS DRILLED)TO ACQUIRE 50% WI IN 39 WELLS IN THROCKMORTON COUNTY, TX AND DRILLING OF 4 WELLS IN MATAGORDA COUNTY, TX. NO FUNDS TO MAKE PAYMENTS TO OFFICERS ET AL
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named LON E Stein on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Oil and Gas · group: Sequoia

Lavaca County Klimitchek Prospect, LP

Henderson, NV · Jul 16, 2014 → Mar 9, 2015 · 2 filings
  • Mar 9, 2015 · D/A · $0 sold of $4,000,000 · 0 investors · min. $100,000 · role: Executive Officer (Mr. Lon Stein is the President of Ascension Energy Group, Inc., which acts as the Managing Member of the Issuer's General Partner, Ascension GP, LLC.) EDGAR ↗
  • Jul 16, 2014 · D · $0 sold of $3,000,000 · 0 investors · min. $100,000 · role: Executive Officer (Mr. Lon Stein is the President of Ascension Energy Group, Inc., which acts as the Managing Member of the Issuer's General Partner, Ascension GP, LLC.) EDGAR ↗

No sales reported yet as of the latest filing. LON is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Oil and Gas / 506(c) (529 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Oil and Gas · group: Sequoia

SEQUOIA ENERGY PROJECT, LLLP

Henderson, NV · Oct 2, 2013 → May 8, 2014 · 3 filings
  • May 8, 2014 · D/A · $2,887,150 sold of $6,250,000 · 93 investors · min. $15,000 · role: Executive Officer, Director, Promoter EDGAR ↗
  • May 6, 2014 · D/A · $2,469,812 sold of $6,250,000 · 93 investors · min. $250,000 · role: Executive Officer, Director, Promoter EDGAR ↗
  • Oct 2, 2013 · D · $0 sold of $10,000,000 · 0 investors · min. $250,000 · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $2.89M from 93 investors (46% of the $6.25M target) as of the latest filing. LON is listed as executive officer, director, promoter on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Oil and Gas / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around LON 2

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

ME
No photo found yet (own website and image search run after this page is viewed)
Person

MATTHEW EHRHARDT

Executive Officer, Director, Promoter · 5 shared filings (2 issuers)

Listed on the same filings as LON E Stein. Their page shows their other deals.

The team behind the deals

Sponsor group

Sequoia

2 issuers · 5 filings · $2.89M reported sold · 2013–2015

One team, 2 deal companies. LON E Stein is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name LON E STEIN.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to LON E STEIN by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers LON E Stein is listed on: none on file. No website or social profile named in Lavaca County Klimitchek Prospect, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #305,611 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Henderson, NV). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when LON E STEIN appears on a new Form D, or when a court case or SEC action is matched to them. See plans →