Lee Shapiro is listed as an executive officer, director, and promoter on 28 SEC Form D filings by 17 issuers between Aug 2013 and Oct 2026. Largest by amount reported sold: Livongo Health, Inc. (Mountain View, CA — other health care — 2015–2018; $105B reported sold to 17 investors), Transcarent, Inc. (Denver, CO — other health care — 2025; $481M reported sold to 33 investors), 7wire Ventures Fund III, L.P. (Chicago, IL — pooled investment fund — 2025–2026; $111M reported sold to 52 investors), 7wire Ventures GO Fund 2022, L.P. (Chicago, IL — pooled investment fund — 2022; $59.9M reported sold to 21 investors), 7WIRE VENTURES FUND, L.P. (Chicago, IL — pooled investment fund — 2017; $49.5M reported sold to 35 investors) and 12 more (all listed below).
What this means That is a lot of deals — 17 separate companies raised money with this person listed as executive officer, director, and promoter, over about 13 years. Across those companies the filings report $105.85B sold in total.
Listed alongside Glen Tullman (20 shared filings), Robert Garber (11 shared filings), Hemant Taneja (6 shared filings), Devin Carty (4 shared filings), TOM MAIN (4 shared filings) and 52 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Lee. Each name links to their own page.
The issuers belong to 2 sponsor groups: Group linked by Lee Shapiro (6 issuers, $272.7M reported sold, 2017–2026) and 7wire Ventures Series Eoshealth (2 issuers, $11.2M reported sold, 2013–2014).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 3 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 28 public filings for Lee Shapiro and found 18 differences, 6 worth asking the sponsor about: Bankruptcy case: Lee Shapiro; Bankruptcy case: Lee S. Shapiro and Jean S. Shapiro; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.