Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · FL, CA · Jan 5, 2018 → May 14, 2020
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:41 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Lee E. Arnold is listed as a director on 8 SEC Form D filings by 2 issuers between Jan 2018 and Apr 2021: Peerfit, Inc. (Orlando, FL — other technology — 2018–2020; $20.3M reported sold to 26 investors) and Omnivore Technologies, Inc. (Clearwater, FL — other technology — 2018–2021; $7.84M reported sold to 12 investors).
What this means 2 separate companies raised money with this person listed as director, over about 3 years. Across those companies the filings report $28.1M sold in total.
Listed alongside CHRIS SULLIVAN (4 shared filings), Craig Hoskins (4 shared filings), Edward J. Buckley, III (4 shared filings), Jim Philip (4 shared filings), Marc Blumenthal (4 shared filings) and 19 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Lee. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 2 state regulator orders, 13 bankruptcy cases matching the name listed in Key records below.
What this means 16 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 8 public filings for Lee E. Arnold and found 10 differences: Bankruptcy case: Capital One Services, Inc. v. Taczak; Form D filed 56 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Lee E. Arnold has not run yet — it is joining a line of 27,851 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
1 case: 1 dismissed
890 Other statutory actions
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:41 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
2 state regulator orders
On January 7, 2015, the Securities Division entered into a Consent Order with Respondents Secured Investment Corp. and Lee Arnold. The Securities Division had previously entered a Statement of Charges against these Respondents alleging that they violated the Business Opportunity Fraud Act through their offer and sale of a business opportunity that purported to pay purchasers for referrals of prospective borrowers or lenders to Secured Investment Corp.’s private money lending business. Without admitting or denying the Securities Division’s allegations, these Respondents agreed to cease and desist from violating the Business Opportunity Fraud Act and to pay $1,500 in investigative costs.Order / docket ↗ Regulator's list ↗
On August 20, 2014 the Securities Division entered a Statement of Charges and Notice of Intent to Enter Order to Cease and Desist (Statement of Charges) against Secured Investment Corp. and Lee Arnold. The Statement of Charges alleges that Secured Investment Corp. and Lee Arnold violated the Business Opportunity Fraud Act through their offer and sale of a business opportunity that purported to pay purchasers for referrals of prospective borrowers or lenders to Secured Investment Corp.’s private money lending business. Specifically, the Statement of Charges alleges that Secured Investment Corp. and Lee Arnold violated the registration, disclosure document, and anti-fraud provision of Business Opportunity Fraud Act, and it also gives notice of the Securities Division’s intent to enter an Order to Cease and Desist.Order / docket ↗ Regulator's list ↗
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Lee E. Arnold..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).
13 cases: 13 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:41 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
10 differences found between the filings for Lee E. Arnold (compared 8 filings on Oct 24, 2026)
United States Bankruptcy Court, S.D. Florida. docket "Capital One Services, Inc. v. Taczak" filed Dec 11, 1997, closed Feb 18, 1998. Michael Taczak (listed on the same filings) is listed as Defendant ("Taczak"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
The filing says the first sale was Jul 10, 2018. The Form D was filed Sep 4, 2018 — 56 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 41 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
No amendment in the last 12 months on an offering that may still be open — Omnivore Technologies, Inc. (latest filing Apr 7, 2021) · No amendment in the last 12 months on an offering that may still be open — Omnivore Technologies, Inc. (latest filing May 14, 2020) · No amendment in the last 12 months on an offering that may still be open — Omnivore Technologies, Inc. (latest filing May 10, 2019) · No amendment in the last 12 months on an offering that may still be open — Peerfit, Inc. (latest filing Mar 22, 2019) · No amendment in the last 12 months on an offering that may still be open — Peerfit, Inc. (latest filing Sep 4, 2018) · and 2 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
listed as "Lee E. Arnold, Jr." on 4 filings (from Jan 5, 2018), and "Lee E. Arnold" on 3 filings (from Sep 4, 2018), and "Lee Arnold, Jr." on the Apr 7, 2021 filing.
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
"Other Technology" (Jan 5, 2018 to Sep 4, 2018); then "Other" (Mar 22, 2019); then "Other Technology" (Jan 16, 2020).
What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.
This page covers filings where the address state is FL or CA. A separate record, "Lee Arnold" with address state CA, is listed on 1 filing — most recently by Pardes Biosciences, Inc (Feb 3, 2021). The two records do not overlap in time: this page runs Jan 5, 2018 to May 14, 2020; the other has one filing dated Feb 3, 2021.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is FL or CA. A separate record, "Lee Arnold" with address state ID, is listed on 5 filings — most recently by Secured Investment High Yield Fund II, LLC (Jun 20, 2019). Both records have filings in the same period (Jan 5, 2018 to Jun 20, 2019).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
The people listed on the May 10, 2019 filing give Hayward, CA; on the May 14, 2020 filing they give Clearwater, FL.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
The people listed on the Jan 5, 2018 filing give Tampa, FL; on the Sep 4, 2018 filing they give Orlando, FL.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
FL on 6 filings (Jan 5, 2018 to Apr 7, 2021); CA on 2 filings (Jun 22, 2018 to May 10, 2019).
What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
None reported on 8 offerings — no sales commissions, finder's fees or proceeds to insiders
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Apr 7, 2021 D Omnivore Technologies, Inc. File 021-394995 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 14, 2020 D Omnivore Technologies, Inc. File 021-366938 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 16, 2020 D Peerfit, Inc. File 021-358205 | $0 | $0 | $0 Proceeds will be used for working capital which may include normal compensation to executive officers. | None listed on this filing | EDGAR ↗ |
| May 10, 2019 D Omnivore Technologies, Inc. File 021-339385 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 22, 2019 D Peerfit, Inc. File 021-335480 | $0 | $0 | $0 Proceeds will be used for working capital which may include normal compensation to executive officers. | None listed on this filing | EDGAR ↗ |
| Sep 4, 2018 D Peerfit, Inc. File 021-320572 | $0 | $0 | $0 Proceeds will be used for working capital which may include normal compensation to executive officers. | None listed on this filing | EDGAR ↗ |
| Jun 22, 2018 D Omnivore Technologies, Inc. File 021-315253 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 5, 2018 D Peerfit, Inc. File 021-302548 | $0 | $0 | $0 Proceeds will be used for working capital which may include normal compensation to executive officers. | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Lee E. Arnold on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $7.84M from 12 investors (100% of the $3M target) as of the latest filing. Lee is listed as director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $20.3M from 26 investors (100% of the $10M target) as of the latest filing. Lee is listed as director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
CHRIS SULLIVAN is on 15 issuers in total — a repeat sponsor. Their page lists every one.
Marc Blumenthal is on 14 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Lee E. Arnold. Their page shows their other deals.
Listed on the same filings as Lee E. Arnold. Their page shows their other deals.
Jeffrey N. Vinik is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Lee E. Arnold. Their page shows their other deals.
Listed on the same filings as Lee E. Arnold. Their page shows their other deals.
Listed on the same filings as Lee E. Arnold. Their page shows their other deals.
Listed on the same filings as Lee E. Arnold. Their page shows their other deals.
Listed on the same filings as Lee E. Arnold. Their page shows their other deals.
None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Lee E. Arnold by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Lee E. Arnold is listed on: none on file. No website or social profile named in Peerfit, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #221,393 of 374,652 in line (1,345 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Orlando, FL). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when Lee E. Arnold appears on a new Form D, or when a court case or SEC action is matched to them. See plans →