Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · NY · Sep 10, 2012 → Mar 1, 2019
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:26 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Lee Bocker is listed as an executive officer and director on 42 SEC Form D filings by 10 issuers between Sep 2012 and Mar 2019. Largest by amount reported sold: Rohatyn Group Global Macro Fund, Ltd. (Nassau, Bahamas (as filed: C5) — pooled investment fund — 2013–2019; $542.4M reported sold to 42 investors), Rohatyn Group Asia Opportunity Fund, Ltd. (Nassau, Bahamas (as filed: C5) — pooled investment fund — 2013–2015; $449.3M reported sold to 52 investors), ROHATYN GROUP SPECIAL OPPORTUNITY FUND, LTD. (Nassau, Bahamas (as filed: C5) — pooled investment fund — 2013–2016; $301.4M reported sold to 24 investors), Rohatyn Group Global Macro Partners, L.P. (New York, NY — pooled investment fund — 2013–2017; $201.1M reported sold to 26 investors), Balam Fund I, L.P. (Toronto, Ontario, Canada (as filed: A6) — pooled investment fund — 2013–2016; $93.3M reported sold to 5 investors) and 5 more (all listed below).
What this means That is a lot of deals — 10 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $1.7B sold in total.
Listed alongside Liaquat Ahamed (30 shared filings), TRG Management LP (13 shared filings, management entity), Nicolas Rohatyn (9 shared filings), TRG Allocation LLC (9 shared filings, management entity), Allen Sangines-Krause (4 shared filings) and 20 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Lee. Each name links to their own page.
All 10 issuers belong to the sponsor group Rohatyn (21 issuers, $4.19B reported sold, 2010–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Rohatyn has 21 companies on file and $4.19B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 4 court cases matching the name, 2 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 42 public filings for Lee Bocker and found 13 differences, 4 worth asking the sponsor about: 4 offerings reported less sold on a later filing than an earlier one; 7 offerings reported fewer investors on a later filing; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Lee Bocker has not run yet — it is joining a line of 49,934 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
4 cases: 1 open, 1 dismissed, 2 closed (disposition not in docket feed)
850 Other Statutes: Securities/Commodities· Cause:
15:78m(a) Securities Exchange Act
190 Other contract actions
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:26 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Lee Bocker..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
2 cases: 2 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:26 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
13 differences found between the filings for Lee Bocker — 4 worth asking about (compared 42 filings on Oct 24, 2026)
United States Bankruptcy Court, S.D. New York docket "Dean A Heinemann and Krin Heinemann" filed Apr 26, 2019 (Open). Vladimir Krin (listed on the same filings) is listed as Debtor ("Dean A Heinemann and Krin Heinemann"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, N.D. New York docket "Richard C. Breeden, Esq. v. Bocker" filed Feb 11, 1998, closed Jun 19, 2003. Lee Bocker is listed as Defendant ("Bocker"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
By role: plaintiff in 4. Newest: "Bocker v. Cracker Barrel Old Country Store, Inc., a foreign profit corporation" (District Court, M.D. Florida, Aug 27, 2025); "Bocker v. Deer Consumer Products Incorporated" (District Court, D. Arizona, Jan 9, 2015); "Bocker & Kampen Enterprises, Inc. v. International Union of Operating Engineers, Local 150" (District Court, N.D. Illinois, Dec 7, 2009). Some of these are name matches with a match estimate below 95% — check each docket.
What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.
Amount sold went down between filings — Balam Fund I, L.P. · Amount sold went down between filings — Rohatyn Group Global Macro Fund, Ltd. · Amount sold went down between filings — ROHATYN GROUP SPECIAL OPPORTUNITY FUND, LTD. · Amount sold went down between filings — Rohatyn Group Asia Opportunity Fund, Ltd.
What this means Amounts sold normally only go up. Ask the sponsor what happened on each.
Investor count went down between filings — Rohatyn Group Global Macro Partners, L.P. · Investor count went down between filings — Rohatyn Group Global Macro Fund, Ltd. · Investor count went down between filings — Rohatyn Group Global Macro Partners, L.P. · Investor count went down between filings — Rohatyn Group Special Opportunity Partners, L.P. · Investor count went down between filings — ROHATYN GROUP SPECIAL OPPORTUNITY FUND, LTD. · and 2 more
What this means Investor counts normally only grow. Ask the sponsor what happened on each.
Balam Fund I, L.P. (last filing Nov 16, 2016; $93,333,333 sold of $200,000,000). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
Deutsche Bank Switzerland is listed as receiving sales compensation on 4 filings (Mar 12, 2012 to Mar 11, 2015) with no FINRA CRD number given.
What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.
The filing says the first sale was Jul 15, 2013. The Form D was filed Aug 5, 2013 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
No amendment in the last 12 months on an offering that may still be open — Balam Fund I, L.P. (latest filing Nov 16, 2016) · No amendment in the last 12 months on an offering that may still be open — Rohatyn Group Special Opportunity Partners, L.P. (latest filing Mar 2, 2016) · No amendment in the last 12 months on an offering that may still be open — ROHATYN GROUP SPECIAL OPPORTUNITY FUND, LTD. (latest filing Mar 2, 2016) · No amendment in the last 12 months on an offering that may still be open — Rohatyn Group Asia Opportunity Fund, Ltd. (latest filing Mar 11, 2015) · No amendment in the last 12 months on an offering that may still be open — Rohatyn Group Asia Opportunity Partners, L.P. (latest filing Mar 11, 2015)
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
Lee Bocker is no longer listed on the Aug 30, 2019 amendment — TRG Emerging Horizon Select Equity Fund, Ltd. · Lee Bocker is no longer listed on the Aug 28, 2019 amendment — Rohatyn Group Global Macro Fund, Ltd. · Lee Bocker is no longer listed on the Aug 27, 2019 amendment — TRG Select Opportunities Fund, Ltd. · Lee Bocker is no longer listed on the Mar 2, 2018 amendment — Rohatyn Group Global Macro Partners, L.P.
What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.
The Mar 2, 2016 filing lists a minimum of $5,000,000; the Mar 2, 2017 Form D/A lists $100,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Mar 2, 2016 filing lists a minimum of $5,000,000; the Mar 2, 2017 Form D/A lists $0.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
This page covers filings where the address state is NY. A separate record, "Lee Bocker" with address state FL, is listed on 1 filing — most recently by SLA INVESTMENT HOLDCO L.P. (Mar 31, 2021). The two records do not overlap in time: this page runs Sep 10, 2012 to Mar 1, 2019; the other has one filing dated Mar 31, 2021.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
1 of 10 offerings reports sales commissions totalling $11,765; 0 report finder's fees; 4 report proceeds to related persons totalling $139,158. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Mar 1, 2019 D/A Rohatyn Group Global Macro Fund, Ltd. File 021-141995 | $0 | $0 | $0 (est.) The Investment Manager is paid customary management fees, and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents. | None listed on this filing | EDGAR ↗ |
| Jan 9, 2019 D/A TRG Select Opportunities Fund, Ltd. File 021-183870 | $0 | $0 | $0 The Investment Manager is paid customary management fees as provided in the Issuer's offering documents. | None listed on this filing | EDGAR ↗ |
| Oct 31, 2018 D/A TRG Emerging Horizon Select Equity Fund, Ltd. File 021-297835 | $0 | $0 | $0 The Investment Manager will be paid customary management fees, as provided in the Issuer's offering documents. | None listed on this filing | EDGAR ↗ |
| May 12, 2017 D/A TRG-Puente Argentina Select Opportunity Fund, Ltd. File 021-263031 | $0 | $0 | $0 (est.) The Investment Manager is paid customary management fees, as provided in the Issuer's offering documents. | None listed on this filing | EDGAR ↗ |
| Mar 2, 2017 D/A Rohatyn Group Global Macro Partners, L.P. File 021-110135 | $0 | $0 | $0 (est.) The General Partner is paid customary management fees, and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents. | None listed on this filing | EDGAR ↗ |
| Nov 16, 2016 D/A Balam Fund I, L.P. File 021-200764 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 2, 2016 D/A Rohatyn Group Special Opportunity Partners, L.P. File 021-88024 | $0 | $0 | $5,000 The fund's independent director is paid $5,000 out of the fund's operating expenses. | None listed on this filing | EDGAR ↗ |
| Mar 2, 2016 D/A ROHATYN GROUP SPECIAL OPPORTUNITY FUND, LTD. File 021-128665 | $0 | $0 | $43,333 The fund's independent director is paid out of the fund's operating expenses. | None listed on this filing | EDGAR ↗ |
| Mar 11, 2015 D/A Rohatyn Group Asia Opportunity Partners, L.P. File 021-72037 | $0 | $0 | $5,000 The fund's independent director is paid $5,000 out of the fund's operating expenses. | None listed on this filing | EDGAR ↗ |
| Mar 11, 2015 D/A Rohatyn Group Asia Opportunity Fund, Ltd. File 021-72776 | $11,765 | $0 | $85,825 The fund's independent director is paid out of the fund's operating expenses. | Deutsche Bank Switzerland no CRD number reported | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Lee Bocker on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $542.4M from 42 investors as of the latest filing. Lee is listed as director on 7 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $30M from 1 investor as of the latest filing. Lee is listed as director on 8 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Lee is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Lee is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $201.1M from 26 investors as of the latest filing. Lee is listed as director on 5 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $93.3M from 5 investors (47% of the $200M target) as of the latest filing. Lee is listed as executive officer on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $63.9M from 15 investors as of the latest filing. Lee is listed as director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $301.4M from 24 investors as of the latest filing. Lee is listed as director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $449.3M from 52 investors as of the latest filing. Lee is listed as director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $21.5M from 20 investors as of the latest filing. Lee is listed as director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
TRG Management LP is on 13 issuers in total — a repeat sponsor. Their page lists every one.
TRG Allocation LLC is on 6 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Lee Bocker. Their page shows their other deals.
Listed on the same filings as Lee Bocker. Their page shows their other deals.
Liaquat Ahamed is on 18 issuers in total — a repeat sponsor. Their page lists every one.
Nicolas Rohatyn is on 17 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Lee Bocker. Their page shows their other deals.
Listed on the same filings as Lee Bocker. Their page shows their other deals.
Listed on the same filings as Lee Bocker. Their page shows their other deals.
Listed on the same filings as Lee Bocker. Their page shows their other deals.
Listed on the same filings as Lee Bocker. Their page shows their other deals.
Listed on the same filings as Lee Bocker. Their page shows their other deals.
Listed on the same filings as Lee Bocker. Their page shows their other deals.
Vladimir Krin is on 6 issuers in total — a repeat sponsor. Their page lists every one.
One team, 21 deal companies. Lee Bocker is listed on 10 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Lee Bocker.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
A person is never an adviser firm. 6 of the 10 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): TRG Emerging Horizon Select Equity Fund, Ltd., TRG Select Opportunities Fund, Ltd., Rohatyn Group Global Macro Fund, Ltd., Rohatyn Group Global Macro Partners, L.P., TRG-Puente Argentina Select Opportunity Fund, Ltd., Balam Fund I, L.P..
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Lee Bocker by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 10 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Lee Bocker is listed on: none on file. No website or social profile named in Rohatyn Group Global Macro Partners, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #238,975 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when Lee Bocker appears on a new Form D, or when a court case or SEC action is matched to them. See plans →