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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:18 AM ET

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Lawrence Griffin

Named as an officer, director or promoter on SEC Form D filings · IL · Dec 9, 2014 → Mar 2, 2020

26deals (issuers)
$23.41Breported sold
193investors
101Form D filings
2014–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:32 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Lawrence Griffin is listed as an executive officer on 101 SEC Form D filings by 26 issuers between Dec 2014 and Mar 2020. Largest by amount reported sold: LGIMA Long Duration US Credit Fund, LLC (Chicago, IL — pooled investment fund — 2014–2019; $5.85B reported sold to 74 investors), Legal & General Russell 1000 Fund, LLC (Chicago, IL — pooled investment fund — 2016–2019; $3.14B reported sold to 4 investors), Legal & General MSCI EAFE Fund, LLC (Chicago, IL — pooled investment fund — 2016–2019; $2.92B reported sold to 24 investors), Legal & General MSCI World Ex USA Fund, LLC (Chicago, IL — pooled investment fund — 2016–2019; $2.7B reported sold to 10 investors), LEGAL & GENERAL S&P 500 SL FUND, LLC (Chicago, IL — pooled investment fund — 2016–2019; $1.12B reported sold to 1 investors) and 21 more (all listed below).

What this means That is a lot of deals — 26 separate companies raised money with this person listed as executive officer, over about 6 years. Across those companies the filings report $23.41B sold in total.

Listed alongside Aaron Meder (101 shared filings), Chad Rakvin (101 shared filings), John Bender (101 shared filings), Mark Zinkula (96 shared filings), Jodan Ledford (94 shared filings) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Lawrence. Each name links to their own page.

25 of the issuers belong to the sponsor group Legal (29 issuers, $23.91B reported sold, 2011–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Legal has 29 companies on file and $23.91B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 38 bankruptcy cases matching the name listed in Key records below.

What this means 38 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 101 public filings for Lawrence Griffin and found 11 differences, 5 worth asking the sponsor about: 11 offerings reported less sold on a later filing than an earlier one; 6 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Lawrence Griffin has not run yet — it is joining a line of 12,322 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:32 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Lawrence Griffin..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

38 cases: 38 closed (disposition not in docket feed)

Lawrence Griffin closed
United States Bankruptcy Court, S.D. Ohio · No. 1:17-bk-12981 · Filed Aug 15, 2017 · Closed Dec 27, 2017
Role of Lawrence Griffin: Debtor · Outcome: Case closed 2017-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
Lawrence Griffin closed
United States Bankruptcy Court, N.D. Illinois · No. 17-16140 · Filed May 24, 2017 · Closed Dec 18, 2017
Role of Lawrence Griffin: Debtor · Outcome: Case closed 2017-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (IL)
Lawrence Griffin and LaShawn Griffin closed
United States Bankruptcy Court, N.D. Illinois · No. 16-40797 · Filed Dec 30, 2016 · Closed Mar 31, 2017
Role of Lawrence Griffin and LaShawn Griffin: Debtor · Outcome: Case closed 2017-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (IL)
Lawrence W Griffin closed
United States Bankruptcy Court, C.D. Illinois · No. 16-80654 · Filed Apr 28, 2016 · Closed Sep 30, 2016
Role of Lawrence W Griffin: Debtor · Outcome: Case closed 2016-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (IL)
Lawrence Griffin and Wanda G. Griffin closed
United States Bankruptcy Court, E.D. Wisconsin · No. 15-31790 · Filed Oct 23, 2015 · Closed Jun 1, 2020
Role of Lawrence Griffin and Wanda G. Griffin: Debtor · Outcome: Case closed 2020-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in WI (not a filing state)
Lawrence Griffin, Jr. closed
United States Bankruptcy Court, E.D. Michigan · No. 15-48638 · Filed Jun 3, 2015 · Closed Mar 29, 2016
Role of Lawrence Griffin, Jr.: Debtor · Outcome: Case closed 2016-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)
Lawrence Griffin, Jr. closed
United States Bankruptcy Court, E.D. Michigan · No. 12-41725 · Filed Jan 27, 2012 · Closed Feb 15, 2012
Role of Lawrence Griffin, Jr.: Debtor · Outcome: Case closed 2012-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)
Lawrence R. Griffin and Michelle R. Griffin -ABOVE MED closed
United States Bankruptcy Court, W.D. Missouri · No. 11-40248 · Filed Jan 21, 2011 · Closed Jan 14, 2015
Role of Lawrence R. Griffin and Michelle R. Griffin -ABOVE MED: Debtor · Outcome: Case closed 2015-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in MO (not a filing state)
Lawrence Griffin and Mary Griffin closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:08-bk-51028 · Filed Apr 11, 2008 · Closed Jun 14, 2011
Role of Lawrence Griffin and Mary Griffin: Debtor · Outcome: Case closed 2011-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
Lawrence Griffin, Sr. and Patricia Griffin closed
United States Bankruptcy Court, S.D. Ohio · No. 1:05-bk-17553 · Filed Aug 30, 2005 · Closed Feb 1, 2006
Role of Lawrence Griffin, Sr.: Debtor · Outcome: Case closed 2006-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
Lawrence M. Griffin closed
United States Bankruptcy Court, W.D. Tennessee · No. 05-33151 · Filed Aug 25, 2005 · Closed Oct 28, 2005
Role of Lawrence M. Griffin: Debtor · Outcome: Case closed 2005-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in TN (not a filing state)
Lawrence M. Griffin closed
United States Bankruptcy Court, W.D. Tennessee · No. 05-28278 · Filed Jun 6, 2005 · Closed Aug 19, 2005
Role of Lawrence M. Griffin: Debtor · Outcome: Case closed 2005-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in TN (not a filing state)
Lawrence Griffin closed
United States Bankruptcy Court, E.D. Michigan · No. 05-49206 · Filed Mar 24, 2005 · Closed Nov 18, 2005
Role of Lawrence Griffin: Debtor · Outcome: Case closed 2005-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)
Lawrence R. Griffin closed
United States Bankruptcy Court, N.D. California · No. 04-31690 · Filed Jun 14, 2004 · Closed Nov 12, 2009
Role of Lawrence R. Griffin: Debtor · Outcome: Case closed 2009-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
Lawrence Griffin closed
United States Bankruptcy Court, E.D. Virginia · No. 04-33161 · Filed Mar 31, 2004 · Closed Aug 5, 2004
Role of Lawrence Griffin: Debtor · Outcome: Case closed 2004-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in VA (not a filing state)
Lawrence A. Griffin closed
United States Bankruptcy Court, D. New Jersey · No. 04-17235 · Filed Mar 3, 2004 · Closed Jun 15, 2004
Role of Lawrence A. Griffin: Debtor · Outcome: Case closed 2004-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)
Lawrence J. Griffin closed
United States Bankruptcy Court, W.D. New York · No. 1-04-10240 · Filed Jan 14, 2004 · Closed Jul 13, 2005
Role of Lawrence J. Griffin: Debtor · Outcome: Case closed 2005-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
Lawrence Griffin and Wanda Gail Griffin closed
United States Bankruptcy Court, E.D. Wisconsin · No. 03-28830 · Filed Jun 5, 2003 · Closed Sep 16, 2003
Role of Lawrence Griffin and Wanda Gail Griffin: Debtor · Outcome: Case closed 2003-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in WI (not a filing state)
Lawrence J Griffin and Lashawn D Griffin closed
United States Bankruptcy Court, N.D. Illinois · No. 03-07595 · Filed Feb 20, 2003 · Closed Jun 12, 2003
Role of Lawrence J Griffin and Lashawn D Griffin: Debtor · Outcome: Case closed 2003-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (IL)
Lawrence M. Griffin closed
United States Bankruptcy Court, N.D. New York · No. 02-64024 · Filed Jul 2, 2002 · Closed Nov 13, 2002
Role of Lawrence M. Griffin: Debtor · Outcome: Case closed 2002-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
Lawrence Griffin and Mary Griffin closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:02-bk-00620 · Filed Feb 15, 2002 · Closed Jan 10, 2003
Role of Lawrence Griffin and Mary Griffin: Debtor · Outcome: Case closed 2003-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
Lawrence R. Griffin closed
United States Bankruptcy Court, N.D. Georgia · No. 99-74712 · Filed Oct 4, 1999 · Closed Oct 20, 2000
Role of Lawrence R. Griffin: Debtor · Outcome: Case closed 2000-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
Lawrence N Griffin, JR closed
United States Bankruptcy Court, N.D. Illinois · No. 99-18900 · Filed Jun 14, 1999 · Closed Oct 6, 1999
Role of Lawrence N Griffin, JR: Debtor · Outcome: Case closed 1999-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (IL)
Judy G. Griffin and Lawrence R. Griffin closed
United States Bankruptcy Court, N.D. Georgia · No. 99-65930 · Filed Apr 19, 1999 · Closed Jun 25, 2002
Role of Lawrence R. Griffin: Debtor · Outcome: Case closed 2002-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
Lawrence Griffin closed
United States Bankruptcy Court, D. New Jersey · No. 99-32895 · Filed Mar 15, 1999 · Closed Dec 30, 1999
Role of Lawrence Griffin: Debtor · Outcome: Case closed 1999-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)
Judy G Griffin and Lawrence R Griffin closed
United States Bankruptcy Court, N.D. Georgia · No. 98-78571 · Filed Nov 3, 1998 · Closed Apr 28, 1999
Role of Lawrence R Griffin: Debtor · Outcome: Case closed 1999-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
Lawrence M. Griffin and Leonarda A. Griffin closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 98-30214 · Filed Aug 12, 1998 · Closed Feb 6, 2004
Role of Lawrence M. Griffin and Leonarda A. Griffin: Debtor · Outcome: Case closed 2004-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
Lawrence T. Griffin and Linda Griffin closed
United States Bankruptcy Court, S.D. Illinois · No. 97-30038 · Filed Jan 7, 1997 · Closed Jun 17, 1997
Role of Lawrence T. Griffin and Linda Griffin: Debtor · Outcome: Case closed 1997-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (IL)
Lawrence Griffin closed
United States Bankruptcy Court, D. Maryland · No. 96-62103 · Filed Dec 3, 1996 · Closed Sep 29, 1998
Role of Lawrence Griffin: Debtor · Outcome: Case closed 1998-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in MD (not a filing state)
LAWRENCE E. GRIFFIN and CAROLINE GRIFFIN closed
United States Bankruptcy Court, D. Delaware · No. 96-01273 · Filed Aug 14, 1996 · Closed Dec 19, 1996
Role of LAWRENCE E. GRIFFIN and CAROLINE GRIFFIN: Debtor · Outcome: Case closed 1996-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in DE (not a filing state)
Lawrence R. Griffin closed
United States Bankruptcy Court, D. Rhode Island · No. 1:93-bk-11925 · Filed Jul 20, 1993 · Closed Jan 11, 1995
Role of Lawrence R. Griffin: Debtor · Outcome: Case closed 1995-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in RI (not a filing state)
Lawrence Griffin closed
United States Bankruptcy Court, N.D. Illinois · No. 90-16499 · Filed Sep 10, 1990 · Closed Oct 8, 1998
Role of Lawrence Griffin: Debtor · Outcome: Case closed 1998-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (IL)
Lawrence Griffin closed
United States Bankruptcy Court, N.D. Illinois · No. 90-10175 · Filed Jun 4, 1990 · Closed May 15, 1992
Role of Lawrence Griffin: Debtor · Outcome: Case closed 1992-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (IL)
Lawrence K. Griffin and Cheryl A. Griffin closed
United States Bankruptcy Court, D. South Carolina · No. 90-02098 · Filed May 31, 1990 · Closed Oct 25, 1990
Role of Lawrence K. Griffin and Cheryl A. Griffin: Debtor · Outcome: Case closed 1990-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in SC (not a filing state)
Lawrence Griffin closed
United States Bankruptcy Court, W.D. Tennessee · No. 89-27601 · Filed Sep 28, 1989 · Closed May 15, 1996
Role of Lawrence Griffin: Debtor · Outcome: Case closed 1996-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in TN (not a filing state)
Lawrence P. Griffin and Cheryl L. Griffin closed
United States Bankruptcy Court, D. Connecticut · No. 88-21182 · Filed Nov 10, 1988 · Closed Feb 24, 1989
Role of Lawrence P. Griffin and Cheryl L. Griffin: Debtor · Outcome: Case closed 1989-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in CT (not a filing state)
LAWRENCE E. GRIFFIN and CAROLINE B. GRIFFIN closed
United States Bankruptcy Court, D. Delaware · No. 87-00146 · Filed Apr 20, 1987 · Closed Mar 30, 1988
Role of LAWRENCE E. GRIFFIN and CAROLINE B. GRIFFIN: Debtor · Outcome: Case closed 1988-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in DE (not a filing state)
LAWRENCE GRIFFIN closed
United States Bankruptcy Court, N.D. Alabama · No. 52-92825 · Filed Jan 30, 1952 · Closed Jul 26, 1956
Role of LAWRENCE GRIFFIN: Debtor · Outcome: Case closed 1956-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:32 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Lawrence Griffin — 5 worth asking about (compared the newest 50 of 101 filings on Oct 24, 2026; older filings not covered)

Worth asking · Apr 27, 2017 – Aug 5, 2019

11 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — L&G Developed Markets High Yield Fund, LLC · Amount sold went down between filings — LGIMA US CREDIT FUND, LLC · Amount sold went down between filings — LGIMA Long Duration US Credit Fund, LLC · Amount sold went down between filings — LEGAL & GENERAL MSCI USA FUND, LLC · Amount sold went down between filings — LEGAL & GENERAL MSCI EAFE SL FUND, LLC · and 6 more

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D (earlier) · Aug 9, 2018 ↗Form D/A (later) · Aug 5, 2019 ↗L&G Developed Markets High Yield Fund, LLC — PartnerFacts page ↗Form D/A (earlier) · Apr 27, 2018 ↗
Sources
Worth asking · Apr 27, 2017 – Apr 25, 2019

6 offerings reported fewer investors on a later filing

Investor count went down between filings — Legal & General MSCI World Ex USA Fund, LLC · Investor count went down between filings — Legal & General MSCI EAFE Fund, LLC · Investor count went down between filings — LGIMA US CREDIT FUND, LLC · Investor count went down between filings — LGIMA Long Duration US Credit Fund, LLC · Investor count went down between filings — LGIMA Liability Aware Long Duration US Credit Fund, LLC · and 1 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Apr 27, 2018 ↗Form D/A (later) · Apr 25, 2019 ↗Legal & General MSCI World Ex USA Fund, LLC — PartnerFacts page ↗Form D/A (earlier) · Apr 27, 2018 ↗
Sources
Worth asking · Sep 23, 2016 – Mar 2, 2020

Form D filed 1,256 days after the first sale — LEGAL & GENERAL MSCI USA FUND, LLC

The filing says the first sale was Sep 23, 2016. The Form D was filed Mar 2, 2020 — 1,256 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1,241 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Mar 2, 2020 ↗LEGAL & GENERAL MSCI USA FUND, LLC — PartnerFacts page ↗
Sources
Worth asking · Sep 23, 2016 – Aug 9, 2018

Form D filed 685 days after the first sale — LEGAL & GENERAL MSCI WORLD FUND, LLC

The filing says the first sale was Sep 23, 2016. The Form D was filed Aug 9, 2018 — 685 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 670 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Aug 9, 2018 ↗LEGAL & GENERAL MSCI WORLD FUND, LLC — PartnerFacts page ↗
Sources
Worth asking · Sep 6, 2016 – Aug 9, 2018

Form D filed 702 days after the first sale — L&G Developed Markets High Yield Fund, LLC

The filing says the first sale was Sep 6, 2016. The Form D was filed Aug 9, 2018 — 702 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 687 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Aug 9, 2018 ↗L&G Developed Markets High Yield Fund, LLC — PartnerFacts page ↗
Sources
Note · Dec 1, 2011 – Mar 2, 2020

20 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — LEGAL & GENERAL MSCI USA FUND, LLC (latest filing Mar 2, 2020) · No amendment in the last 12 months on an offering that may still be open — LEGAL & GENERAL MSCI EAFE SL FUND, LLC (latest filing Oct 7, 2019) · No amendment in the last 12 months on an offering that may still be open — LEGAL & GENERAL S&P 600 SL FUND, LLC (latest filing Oct 7, 2019) · No amendment in the last 12 months on an offering that may still be open — LEGAL & GENERAL S&P 500 SL FUND, LLC (latest filing Oct 7, 2019) · No amendment in the last 12 months on an offering that may still be open — LEGAL & GENERAL S&P 400 SL FUND, LLC (latest filing Oct 7, 2019) · and 15 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Mar 2, 2020 ↗LEGAL & GENERAL MSCI USA FUND, LLC — PartnerFacts page ↗Form D/A · Oct 7, 2019 ↗LEGAL & GENERAL MSCI EAFE SL FUND, LLC — PartnerFacts page ↗
Sources
Note · Oct 15, 2025

Same name, different state: "Lawrence G Griffin" (TX) is a separate record

This page covers filings where the address state is IL. A separate record, "Lawrence G Griffin" with address state TX, is listed on 2 filings — most recently by Defiant Engineering, LLC (Oct 15, 2025). The two records do not overlap in time: this page runs Dec 9, 2014 to Mar 2, 2020; the other has one filing dated Oct 15, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Lawrence G Griffin (TX) — PartnerFacts page ↗Form D · Oct 15, 2025 ↗Defiant Engineering, LLC — PartnerFacts page ↗Lawrence Griffin (IL) — this page ↗
Sources
Note · Oct 17, 2012 – Feb 14, 2014

Same name, different state: "LAWRENCE GRIFFIN" (TX) is a separate record

This page covers filings where the address state is IL. A separate record, "LAWRENCE GRIFFIN" with address state TX, is listed on 5 filings — most recently by WYTEC INTERNATIONAL INC (Feb 14, 2014). The two records do not overlap in time: this page runs Dec 9, 2014 to Mar 2, 2020; the other runs Oct 17, 2012 to Feb 14, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

LAWRENCE GRIFFIN (TX) — PartnerFacts page ↗Form D · Feb 14, 2014 ↗WYTEC INTERNATIONAL INC — PartnerFacts page ↗Lawrence Griffin (IL) — this page ↗
Sources
Note · Mar 9, 2009 – Mar 9, 2010

Same name, different state: "Lawrence J Griffin" (NY) is a separate record

This page covers filings where the address state is IL. A separate record, "Lawrence J Griffin" with address state NY, is listed on 2 filings — most recently by Lenrock Healthcare Total Return Fund I L P (Mar 9, 2010). The two records do not overlap in time: this page runs Dec 9, 2014 to Mar 2, 2020; the other runs Mar 9, 2009 to Mar 9, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Lawrence J Griffin (NY) — PartnerFacts page ↗Form D/A · Mar 9, 2010 ↗Lenrock Healthcare Total Return Fund I L P — PartnerFacts page ↗Lawrence Griffin (IL) — this page ↗
Sources
Note · Nov 8, 2016 – Mar 2, 2018

5 address changes between filings

Address moved from London, United Kingdom (as filed: X0) to Chicago, IL — LEGAL & GENERAL MSCI USA FUND, LLC · Address moved from London, United Kingdom (as filed: X0) to Chicago, IL — LEGAL & GENERAL MSCI EAFE SL FUND, LLC · Address moved from London, United Kingdom (as filed: X0) to Chicago, IL — LEGAL & GENERAL S&P 600 SL FUND, LLC · Address moved from London, United Kingdom (as filed: X0) to Chicago, IL — LEGAL & GENERAL S&P 500 SL FUND, LLC · Address moved from London, United Kingdom (as filed: X0) to Chicago, IL — LEGAL & GENERAL S&P 400 SL FUND, LLC

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D · Mar 2, 2017 ↗Form D/A · Mar 2, 2018 ↗LEGAL & GENERAL MSCI USA FUND, LLC — PartnerFacts page ↗Form D · Nov 8, 2016 ↗
Sources
Note · Dec 16, 2011 – Jun 29, 2018

7 issuers changed their reported size band between filings

Reported net asset value range changed between filings — Legal & General Scientific Beta Emerging Markets Fund, LLC · Reported net asset value range changed between filings — LGIMA US CREDIT FUND, LLC · Reported net asset value range changed between filings — Legal & General MSCI Canada Fund, LLC · Reported net asset value range changed between filings — LGIMA TREASURY 15 PLUS STRIPS FUND LLC · Reported net asset value range changed between filings — Legal & General Russell 1000 Fund, LLC · and 2 more

What this means The size band is self-reported. Ask for current numbers.

Form D · Jul 14, 2017 ↗Form D/A · Jun 29, 2018 ↗Legal & General Scientific Beta Emerging Markets Fund, LLC — PartnerFacts page ↗Form D · Feb 5, 2014 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 101 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

None reported on 34 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 2, 2020 D
LEGAL & GENERAL MSCI USA FUND, LLC
File 021-361713
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2020 D
LEGAL & GENERAL EMERGING MARKETS FUND, LLC
File 021-361720
$0$0$0None listed on this filingEDGAR ↗
Oct 7, 2019 D/A
LEGAL & GENERAL S&P 400 SL FUND, LLC
File 021-274012
$0$0$0None listed on this filingEDGAR ↗
Oct 7, 2019 D/A
LEGAL & GENERAL S&P 600 SL FUND, LLC
File 021-274084
$0$0$0None listed on this filingEDGAR ↗
Oct 7, 2019 D/A
LEGAL & GENERAL MSCI EAFE SL FUND, LLC
File 021-274095
$0$0$0None listed on this filingEDGAR ↗
Oct 7, 2019 D/A
LEGAL & GENERAL S&P 500 SL FUND, LLC
File 021-274127
$0$0$0None listed on this filingEDGAR ↗
Aug 5, 2019 D/A
L&G Developed Markets High Yield Fund, LLC
File 021-318866
$0$0$0None listed on this filingEDGAR ↗
Aug 5, 2019 D/A
LEGAL & GENERAL MSCI WORLD FUND, LLC
File 021-318870
$0$0$0None listed on this filingEDGAR ↗
Jun 25, 2019 D/A
Legal & General Scientific Beta Emerging Markets Fund, LLC
File 021-290756
$0$0$0None listed on this filingEDGAR ↗
Jun 25, 2019 D/A
Legal & General Russell 2000 Fund, LLC
File 021-290759
$0$0$0None listed on this filingEDGAR ↗
Jun 17, 2019 D/A
Legal & General MSCI ACWI EX USA Fund, LLC
File 021-314994
$0$0$0None listed on this filingEDGAR ↗
Jun 17, 2019 D/A
Legal & General MSCI ACWI Fund, LLC
File 021-315022
$0$0$0None listed on this filingEDGAR ↗
May 14, 2019 D/A
Legal & General Developed Ex-U.S. Multi-Factor Fund, LLC
File 021-312674
$0$0$0None listed on this filingEDGAR ↗
May 14, 2019 D/A
Legal & General U.S. Multi-Factor Fund, LLC
File 021-312696
$0$0$0None listed on this filingEDGAR ↗
May 8, 2019 D
Legal & General Developed Multi-Factor SL Fund, LLC
File 021-339109
$0$0$0None listed on this filingEDGAR ↗
Apr 25, 2019 D/A
Legal & General Russell 1000 Fund, LLC
File 021-258084
$0$0$0None listed on this filingEDGAR ↗
Apr 25, 2019 D/A
Legal & General MSCI Canada Fund, LLC
File 021-262801
$0$0$0None listed on this filingEDGAR ↗
Apr 25, 2019 D/A
Legal & General MSCI EAFE Fund, LLC
File 021-262829
$0$0$0None listed on this filingEDGAR ↗
Apr 25, 2019 D/A
Legal & General MSCI World Ex USA Fund, LLC
File 021-262866
$0$0$0None listed on this filingEDGAR ↗
Apr 25, 2019 D/A
LEGAL & GENERAL S&P 500 FUND, LLC
File 021-266695
$0$0$0None listed on this filingEDGAR ↗
Apr 23, 2019 D/A
LGIMA Long Duration US Credit Fund, LLC
File 021-170193
$0$0$0None listed on this filingEDGAR ↗
Apr 23, 2019 D/A
LGIMA US CREDIT FUND, LLC
File 021-211381
$0$0$0None listed on this filingEDGAR ↗
Apr 23, 2019 D/A
LGIMA Long Duration US Government/Credit Fund, LLC
File 021-239628
$0$0$0None listed on this filingEDGAR ↗
Mar 5, 2019 D/A
LEGAL & GENERAL MSCI USA FUND, LLC
File 021-281633
$0$0$0None listed on this filingEDGAR ↗
Mar 5, 2019 D/A
LEGAL & GENERAL EMERGING MARKETS FUND, LLC
File 021-308119
$0$0$0None listed on this filingEDGAR ↗
Apr 27, 2018 D/A
LGIMA TREASURY 15 PLUS STRIPS FUND LLC
File 021-210647
$0$0$0None listed on this filingEDGAR ↗
Apr 27, 2018 D/A
LGIMA Liability Aware Long Duration US Credit Fund, LLC
File 021-191556
$0$0$0None listed on this filingEDGAR ↗
Aug 31, 2017 D/A
L&G Developed Markets High Yield Fund, LLC
File 021-270407
$0$0$0None listed on this filingEDGAR ↗
Aug 31, 2017 D/A
LEGAL & GENERAL MSCI WORLD FUND, LLC
File 021-271256
$0$0$0None listed on this filingEDGAR ↗
Jun 22, 2017 D
Legal & General MSCI ACWI EX USA Fund, LLC
File 021-289244
$0$0$0None listed on this filingEDGAR ↗
Jun 22, 2017 D
Legal & General MSCI ACWI Fund, LLC
File 021-289251
$0$0$0None listed on this filingEDGAR ↗
Mar 24, 2017 D
LEGAL & GENERAL EMERGING MARKETS FUND, LLC
File 021-283270
$0$0$0None listed on this filingEDGAR ↗
May 10, 2016 D/A
LGIMA Canada LDI Fund, LLC
File 021-170192
$0$0$0None listed on this filingEDGAR ↗
May 9, 2016 D
Legal & General MSCI Canada Fund, LLC
File 021-262800
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 26

Every issuer that named Lawrence Griffin on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

LG
Pooled Investment Fund

LEGAL & GENERAL EMERGING MARKETS FUND, LLC

Chicago, IL · Mar 24, 2017 → Mar 2, 2020 · 4 filings
  • Mar 2, 2020 · D · $0 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (EXECUTIVE OFFICER OF MANAGING MEMBER OF ISSUER) EDGAR ↗
  • Mar 5, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer (EXECUTIVE OFFICER OF MANAGING MEMBER OF ISSUER) EDGAR ↗
  • Mar 20, 2018 · D · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer (EXECUTIVE OFFICER OF MANAGING MEMBER OF ISSUER) EDGAR ↗
  • Mar 24, 2017 · D · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer (EXECUTIVE OFFICER OF MANAGING MEMBER OF ISSUER) EDGAR ↗

1 investors reported; no amount sold yet as of the latest filing. Lawrence is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LG
Pooled Investment Fund · group: Legal

LEGAL & GENERAL MSCI USA FUND, LLC

Chicago, IL · Mar 2, 2017 → Mar 2, 2020 · 4 filings
  • Mar 2, 2020 · D · $123,913,862 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Mar 5, 2019 · D/A · $123,913,862 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Mar 2, 2018 · D/A · $134,167,574 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Mar 2, 2017 · D · $106,043,827 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗

Raised $311.8M from 3 investors as of the latest filing. Lawrence is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LG
Pooled Investment Fund · group: Legal

LEGAL & GENERAL MSCI EAFE SL FUND, LLC

Chicago, IL · Nov 8, 2016 → Oct 7, 2019 · 4 filings
  • Oct 7, 2019 · D/A · $518,931,240 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Oct 12, 2018 · D/A · $518,931,240 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Oct 19, 2017 · D/A · $522,025,522 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Nov 8, 2016 · D · $424,517,067 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗

Raised $870.5M from 1 investor as of the latest filing. Lawrence is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LG
Pooled Investment Fund · group: Legal

LEGAL & GENERAL S&P 600 SL FUND, LLC

Chicago, IL · Nov 8, 2016 → Oct 7, 2019 · 4 filings
  • Oct 7, 2019 · D/A · $586,085,495 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Oct 12, 2018 · D/A · $586,085,495 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Oct 19, 2017 · D/A · $512,585,837 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Nov 8, 2016 · D · $417,000,000 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗

Raised $586.1M from 4 investors as of the latest filing. Lawrence is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LG
Pooled Investment Fund · group: Legal

LEGAL & GENERAL S&P 500 SL FUND, LLC

Chicago, IL · Nov 9, 2016 → Oct 7, 2019 · 4 filings
  • Oct 7, 2019 · D/A · $106,498,229 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Oct 10, 2018 · D/A · $106,498,229 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Oct 19, 2017 · D/A · $1,122,131,642 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Nov 9, 2016 · D · $913,611,000 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗

Raised $1.12B from 1 investor as of the latest filing. Lawrence is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LG
Pooled Investment Fund · group: Legal

LEGAL & GENERAL S&P 400 SL FUND, LLC

Chicago, IL · Nov 8, 2016 → Oct 7, 2019 · 4 filings
  • Oct 7, 2019 · D/A · $511,229,427 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Oct 10, 2018 · D/A · $511,229,427 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Oct 19, 2017 · D/A · $464,714,400 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Nov 8, 2016 · D · $198,000,000 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗

Raised $511.2M from 2 investors as of the latest filing. Lawrence is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LG
Pooled Investment Fund · group: Legal

LEGAL & GENERAL MSCI WORLD FUND, LLC

Chicago, IL · Sep 26, 2016 → Aug 5, 2019 · 4 filings
  • Aug 5, 2019 · D/A · $189,502,247 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Aug 9, 2018 · D · $160,012,683 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Aug 31, 2017 · D/A · $200,000,000 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Sep 26, 2016 · D · $160,000,000 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗

Raised $1.05B from 3 investors as of the latest filing. Lawrence is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LG
Pooled Investment Fund · group: Legal

L&G Developed Markets High Yield Fund, LLC

Chicago, IL · Sep 9, 2016 → Aug 5, 2019 · 4 filings
  • Aug 5, 2019 · D/A · $171,183,622 sold of Indefinite · 4 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Aug 9, 2018 · D · $202,438,551 sold of Indefinite · 4 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Aug 31, 2017 · D/A · $66,000,000 sold of Indefinite · 5 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Sep 9, 2016 · D · $60,000,000 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗

Raised $499.9M from 11 investors as of the latest filing. Lawrence is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LG
Pooled Investment Fund · group: Legal

Legal & General Scientific Beta Emerging Markets Fund, LLC

Chicago, IL · Jul 14, 2017 → Jun 25, 2019 · 3 filings
  • Jun 25, 2019 · D/A · $74,028,700 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Jun 29, 2018 · D/A · $72,697,607 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Jul 14, 2017 · D · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗

Raised $133.2M from 1 investor as of the latest filing. Lawrence is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LG
Pooled Investment Fund · group: Legal

Legal & General Russell 2000 Fund, LLC

Chicago, IL · Jul 14, 2017 → Jun 25, 2019 · 3 filings
  • Jun 25, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Jun 29, 2018 · D/A · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Jul 14, 2017 · D · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Lawrence is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LG
Pooled Investment Fund · group: Legal

Legal & General MSCI ACWI Fund, LLC

Chicago, IL · Jun 22, 2017 → Jun 17, 2019 · 3 filings
  • Jun 17, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Managing Member of Issuer) EDGAR ↗
  • Jun 20, 2018 · D · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Managing Member of Issuer) EDGAR ↗
  • Jun 22, 2017 · D · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Managing Member of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Lawrence is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LG
Pooled Investment Fund · group: Legal

Legal & General MSCI ACWI EX USA Fund, LLC

Chicago, IL · Jun 22, 2017 → Jun 17, 2019 · 3 filings
  • Jun 17, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing member of Issuer) EDGAR ↗
  • Jun 20, 2018 · D · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing member of Issuer) EDGAR ↗
  • Jun 22, 2017 · D · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing member of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Lawrence is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LG
Pooled Investment Fund · group: Legal

Legal & General U.S. Multi-Factor Fund, LLC

Chicago, IL · May 17, 2018 → May 14, 2019 · 2 filings
  • May 14, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • May 17, 2018 · D · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Lawrence is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LG
Pooled Investment Fund · group: Legal

Legal & General Developed Ex-U.S. Multi-Factor Fund, LLC

Chicago, IL · May 17, 2018 → May 14, 2019 · 2 filings
  • May 14, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • May 17, 2018 · D · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Lawrence is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LG
Pooled Investment Fund · group: Legal

Legal & General Developed Multi-Factor SL Fund, LLC

Chicago, IL · May 8, 2019
  • May 8, 2019 · D · $151,000,000 sold of Indefinite · 4 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Managing Member of Issuer) EDGAR ↗

Raised $900M from 5 investors as of the latest filing. Lawrence is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LG
Pooled Investment Fund · group: Legal

LEGAL & GENERAL S&P 500 FUND, LLC

Chicago, IL · Jul 11, 2016 → Apr 25, 2019 · 4 filings
  • Apr 25, 2019 · D/A · $472,409,235 sold of Indefinite · 9 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Apr 27, 2018 · D/A · $283,277,315 sold of Indefinite · 8 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • May 3, 2017 · D/A · $224,972,800 sold of Indefinite · 7 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Jul 11, 2016 · D · $113,839,009 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗

Raised $1.12B from 16 investors as of the latest filing. Lawrence is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LG
Pooled Investment Fund · group: Legal

Legal & General MSCI EAFE Fund, LLC

Chicago, IL · May 10, 2016 → Apr 25, 2019 · 4 filings
  • Apr 25, 2019 · D/A · $572,595,856 sold of Indefinite · 10 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Apr 27, 2018 · D/A · $534,415,311 sold of Indefinite · 11 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • May 3, 2017 · D/A · $572,578,623 sold of Indefinite · 9 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • May 10, 2016 · D · $137,000,000 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Chief Compliance Officer of the managing member of issuer) EDGAR ↗

Raised $2.92B from 24 investors as of the latest filing. Lawrence is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LG
Pooled Investment Fund · group: Legal

Legal & General MSCI World Ex USA Fund, LLC

Chicago, IL · May 10, 2016 → Apr 25, 2019 · 4 filings
  • Apr 25, 2019 · D/A · $475,894,765 sold of Indefinite · 4 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Apr 27, 2018 · D/A · $396,982,853 sold of Indefinite · 5 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • May 3, 2017 · D/A · $428,628,083 sold of Indefinite · 5 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • May 10, 2016 · D · $150,000,000 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Chief Compliance Officer of the managing member of issuer) EDGAR ↗

Raised $2.7B from 10 investors as of the latest filing. Lawrence is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LG
Pooled Investment Fund · group: Legal

Legal & General MSCI Canada Fund, LLC

Chicago, IL · May 9, 2016 → Apr 25, 2019 · 5 filings
  • Apr 25, 2019 · D/A · $43,962,712 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Managing member of issuer) EDGAR ↗
  • Apr 27, 2018 · D/A · $32,757,501 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Managing member of issuer) EDGAR ↗
  • May 3, 2017 · D/A · $37,000,000 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Chief Compliance Officer of the Managing member of issuer) EDGAR ↗
  • May 9, 2016 · D · $13,000 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Chief Compliance Officer of the Managing member of issuer) EDGAR ↗
  • May 9, 2016 · D · $13,000 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Chief Compliance Officer of the Managing member of issuer) EDGAR ↗

Raised $285.8M from 2 investors as of the latest filing. Lawrence is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LG
Pooled Investment Fund · group: Legal

Legal & General Russell 1000 Fund, LLC

Chicago, IL · Feb 24, 2016 → Apr 25, 2019 · 5 filings
  • Apr 25, 2019 · D/A · $556,418,635 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • Apr 27, 2018 · D/A · $527,794,878 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • May 3, 2017 · D/A · $265,540,986 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • May 16, 2016 · D/A · $112,782,278 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Chief Compliance Officer of the Managing member of issuer) EDGAR ↗
  • Feb 24, 2016 · D · $47,000,000 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Chief Compliance Officer of the Managing member of issuer) EDGAR ↗

Raised $3.14B from 4 investors as of the latest filing. Lawrence is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LU
Pooled Investment Fund · group: Legal

LGIMA US CREDIT FUND, LLC

Chicago, IL · Jan 30, 2015 → Apr 23, 2019 · 6 filings
  • Apr 23, 2019 · D/A · $43,843,657 sold of Indefinite · 4 investors · min. $500,000 · role: Executive Officer (EXECUTIVE OFFICER OF MANAGING MEMBER OF ISSUER) EDGAR ↗
  • Apr 27, 2018 · D/A · $143,337,418 sold of Indefinite · 7 investors · min. $500,000 · role: Executive Officer (EXECUTIVE OFFICER OF MANAGING MEMBER OF ISSUER) EDGAR ↗
  • Apr 27, 2017 · D/A · $84,513,286 sold of Indefinite · 5 investors · min. $500,000 · role: Executive Officer (EXECUTIVE OFFICER OF MANAGING MEMBER OF ISSUER) EDGAR ↗
  • May 9, 2016 · D/A · $80,704,435 sold of Indefinite · 5 investors · min. $500,000 · role: Executive Officer (CHIEF COMPLIANCE OFFICER OF THE MANAGING MEMBER OF ISSUER) EDGAR ↗
  • May 18, 2015 · D/A · $26,207,076 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (CHIEF COMPLIANCE OFFICER OF THE MANAGING MEMBER OF ISSUER) EDGAR ↗
  • Jan 30, 2015 · D/A · $26,207,076 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (CHIEF COMPLIANCE OFFICER OF THE MANAGING MEMBER OF ISSUER) EDGAR ↗

Raised $143.3M from 7 investors as of the latest filing. Lawrence is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LL
Pooled Investment Fund · group: Legal

LGIMA Long Duration US Government/Credit Fund, LLC

Chicago, IL · May 12, 2015 → Apr 23, 2019 · 5 filings
  • Apr 23, 2019 · D/A · $308,524,458 sold of Indefinite · 8 investors · min. $500,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE MANAGING MEMBER OF ISSUER) EDGAR ↗
  • Apr 26, 2018 · D/A · $277,621,191 sold of Indefinite · 8 investors · min. $500,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE MANAGING MEMBER OF ISSUER) EDGAR ↗
  • Apr 27, 2017 · D/A · $292,875,996 sold of Indefinite · 10 investors · min. $500,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE MANAGING MEMBER OF ISSUER) EDGAR ↗
  • May 9, 2016 · D/A · $169,952,583 sold of Indefinite · 6 investors · min. $500,000 · role: Executive Officer (CHIEF COMPLIANCE OFFICER OF THE MANAGING MEMBER OF ISSUER) EDGAR ↗
  • May 12, 2015 · D · $158,714,995 sold of Indefinite · 4 investors · min. $500,000 · role: Executive Officer (CHIEF COMPLIANCE OFFICER OF THE MANAGING MEMBER OF ISSUER) EDGAR ↗

Raised $665.4M from 16 investors as of the latest filing. Lawrence is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LL
Pooled Investment Fund · group: Legal

LGIMA Long Duration US Credit Fund, LLC

Chicago, IL · Dec 10, 2014 → Apr 23, 2019 · 6 filings
  • Apr 23, 2019 · D/A · $2,732,914,962 sold of Indefinite · 38 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Managing Member of Issuer) EDGAR ↗
  • Apr 26, 2018 · D/A · $3,155,636,992 sold of Indefinite · 45 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Managing Member of Issuer) EDGAR ↗
  • Apr 27, 2017 · D/A · $2,575,921,014 sold of Indefinite · 42 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Managing Member of Issuer) EDGAR ↗
  • May 9, 2016 · D/A · $2,759,314,977 sold of Indefinite · 43 investors · min. $500,000 · role: Executive Officer (Chief Compliance Officer of the Managing Member of Issuer) EDGAR ↗
  • May 18, 2015 · D/A · $2,188,065,250 sold of Indefinite · 30 investors · min. $500,000 · role: Executive Officer (Chief Compliance Officer of the Managing Member of Issuer) EDGAR ↗
  • Dec 10, 2014 · D/A · $2,188,065,250 sold of Indefinite · 30 investors · min. $500,000 · role: Executive Officer (Chief Compliance Officer of the Managing Member of Issuer) EDGAR ↗

Raised $5.85B from 74 investors as of the latest filing. Lawrence is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LT
Pooled Investment Fund · group: Legal

LGIMA TREASURY 15 PLUS STRIPS FUND LLC

Chicago, IL · Jan 6, 2015 → Apr 27, 2018 · 5 filings
  • Apr 27, 2018 · D/A · $48,919,506 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • May 3, 2017 · D/A · $46,342,232 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • May 9, 2016 · D/A · $50,172,907 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (CHIEF COMPLIANCE OFFICER OF MANAGING MEMBER OF ISSUER) EDGAR ↗
  • May 15, 2015 · D/A · $31,886,895 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (CHIEF COMPLIANCE OFFICER OF MANAGING MEMBER OF ISSUER) EDGAR ↗
  • Jan 6, 2015 · D/A · $31,886,895 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (CHIEF COMPLIANCE OFFICER OF MANAGING MEMBER OF ISSUER) EDGAR ↗

Raised $50.2M from 2 investors as of the latest filing. Lawrence is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LL
Pooled Investment Fund · group: Legal

LGIMA Liability Aware Long Duration US Credit Fund, LLC

Chicago, IL · Jan 30, 2015 → Apr 27, 2018 · 5 filings
  • Apr 27, 2018 · D/A · $104,199,361 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • May 3, 2017 · D/A · $171,611,780 sold of Indefinite · 5 investors · min. $500,000 · role: Executive Officer (Executive Officer of Managing Member of Issuer) EDGAR ↗
  • May 9, 2016 · D/A · $129,104,111 sold of Indefinite · 4 investors · min. $500,000 · role: Executive Officer (CHIEF COMPLIANCE OFFICER OF THE MANAGING MEMBER OF ISSUER) EDGAR ↗
  • May 18, 2015 · D/A · $150,170,919 sold of Indefinite · 3 investors · min. $500,000 · role: Executive Officer (CHIEF COMPLIANCE OFFICER OF THE MANAGING MEMBER OF ISSUER) EDGAR ↗
  • Jan 30, 2015 · D/A · $150,170,919 sold of Indefinite · 3 investors · min. $500,000 · role: Executive Officer (CHIEF COMPLIANCE OFFICER OF THE MANAGING MEMBER OF ISSUER) EDGAR ↗

Raised $171.6M from 5 investors as of the latest filing. Lawrence is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LC
Pooled Investment Fund · group: Legal

LGIMA Canada LDI Fund, LLC

Chicago, IL · Dec 9, 2014 → May 10, 2016 · 3 filings
  • May 10, 2016 · D/A · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer (Chief Compliance Officer of Managing Member of Issuer) EDGAR ↗
  • May 18, 2015 · D/A · $232,574,544 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Chief Compliance Officer of Managing Member of Issuer) EDGAR ↗
  • Dec 9, 2014 · D/A · $232,574,544 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Chief Compliance Officer of Managing Member of Issuer) EDGAR ↗

Raised $384.5M from 1 investor as of the latest filing. Lawrence is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Lawrence 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

John Bender

Executive Officer, Director · 101 shared filings (26 issuers) · also on 4 other issuers

John Bender is on 30 issuers in total — a repeat sponsor. Their page lists every one.

CR
No photo found yet (own website and image search run after this page is viewed)
Person

Chad Rakvin

Executive Officer, Director · 101 shared filings (26 issuers)

Chad Rakvin is on 26 issuers in total — a repeat sponsor. Their page lists every one.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Aaron Meder

Director, Executive Officer · 101 shared filings (26 issuers)

Aaron Meder is on 26 issuers in total — a repeat sponsor. Their page lists every one.

MZ
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Zinkula

Director · 96 shared filings (25 issuers)

Mark Zinkula is on 25 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jodan Ledford

Executive Officer, Director, Promoter · 94 shared filings (26 issuers)

Jodan Ledford is on 26 issuers in total — a repeat sponsor. Their page lists every one.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Ryan

Executive Officer, Director · 49 shared filings (25 issuers) · also on 4 other issuers

Patrick Ryan is on 29 issuers in total — a repeat sponsor. Their page lists every one.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Siobhan Boylan

Director · 49 shared filings (20 issuers)

Siobhan Boylan is on 20 issuers in total — a repeat sponsor. Their page lists every one.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Meyers

Promoter, Executive Officer, Director · 46 shared filings (23 issuers)

Thomas Meyers is on 23 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Moore

Director, Executive Officer · 24 shared filings (11 issuers) · also on 5 other issuers

Robert Moore is on 16 issuers in total — a repeat sponsor. Their page lists every one.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Davis

Director · 24 shared filings (11 issuers) · also on 4 other issuers

Richard Davis is on 15 issuers in total — a repeat sponsor. Their page lists every one.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Craston

Executive Officer, Director · 11 shared filings (6 issuers)

Michael Craston is on 6 issuers in total — a repeat sponsor. Their page lists every one.

WV
No photo found yet (own website and image search run after this page is viewed)
Person

Werner Vetsch

Executive Officer · 2 shared filings (2 issuers) · also on 4 other issuers

Werner Vetsch is on 6 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

L
Sponsor group

Legal

29 issuers · 240 filings · $23.91B reported sold · 2011–2026

One team, 29 deal companies. Lawrence Griffin is listed on 25 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Lawrence Griffin.

Same business address

43 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 16 of the 26 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): LEGAL & GENERAL S&P 500 SL FUND, LLC, LEGAL & GENERAL MSCI EAFE SL FUND, LLC, LEGAL & GENERAL S&P 600 SL FUND, LLC, LEGAL & GENERAL S&P 400 SL FUND, LLC, Legal & General MSCI World Ex USA Fund, LLC, LEGAL & GENERAL MSCI WORLD FUND, LLC, Legal & General Scientific Beta Emerging Markets Fund, LLC, LGIMA Long Duration US Credit Fund, LLC, LGIMA Long Duration US Government/Credit Fund, LLC, Legal & General Russell 1000 Fund, LLC, Legal & General MSCI EAFE Fund, LLC, Legal & General MSCI Canada Fund, LLC, LEGAL & GENERAL S&P 500 FUND, LLC, Legal & General Developed Multi-Factor SL Fund, LLC, L&G Developed Markets High Yield Fund, LLC, LEGAL & GENERAL MSCI USA FUND, LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Lawrence Griffin by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 26 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Lawrence Griffin is listed on: none on file. No website or social profile named in LGIMA Long Duration US Credit Fund, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #29,569 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

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