PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:45 AM ET

Sponsor Check › Person

LB
No photo found yet (own website and image search run after this page is viewed)

Lars Bergquist

Named as an officer, director or promoter on SEC Form D filings · Bermuda (as filed: D0) · Mar 12, 2010 → Feb 28, 2013

1deal (issuers)
$975.8Mreported sold
100investors
10Form D filings
2010–2013years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Lars Bergquist is listed as an executive officer and director on 10 SEC Form D filings by 1 issuer between Mar 2010 and Feb 2014: AIG LIFE OF BERMUDA LTD (Pembroke, Bermuda (as filed: D0) — insurance — 2010–2014; $975.8M reported sold to 100 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Anthony Philip (10 shared filings), Don Wayne Cummings (8 shared filings), Farideh Farrokhi (6 shared filings), Kyle Lynn Jennings (6 shared filings), Robert Frank Herbert, Jr. (6 shared filings) and 15 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Lars. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 36 court cases matching the name, 1 SEC release, 1 state regulator order, 46 bankruptcy cases matching the name listed in Key records below.

What this means 84 records came back, including 3 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for Lars Bergquist and found 11 differences, 5 worth asking the sponsor about: Amount sold went down between filings; 18 paid sellers are listed without a CRD number; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Lars Bergquist has not run yet — it is #2,072 of 40,373 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

36 cases: 3 open, 8 closed (disposition not in docket feed), 4 judgment, 21 dismissed

Bergquist v. General Motors LLC open
District Court, E.D. Michigan · No. 2:26-cv-13499 · Filed Sep 15, 2026 · Nature of suit: 190 Contract: Other · Cause: 15:2301 Magnuson-Moss Warranty Act
Role of Bergquist: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MI (not a filing state)
Bergquist v. Davol Inc. open
District Court, S.D. Ohio · No. 2:24-cv-01323 · Filed Mar 22, 2024
Role of Bergquist: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in OH (not a filing state)
Principal Life Insurance Company v. Bergquist open
District Court, D. Oregon · No. 6:22-cv-01632 · Filed Oct 25, 2022
Role of Bergquist: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in OR (not a filing state)
Bergquist v. Alaska Communications Systems Group, Inc. closed
District Court, S.D. New York · No. 1:21-cv-01226 · Filed Feb 11, 2021 · Closed Mar 16, 2021
Role of Bergquist: Plaintiff · Outcome: Terminated 2021-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in NY (not a filing state)
Bergquist v. Barrier Island, Inc. judgment
District Court, E.D. North Carolina · No. 4:13-cv-00091 · Filed Apr 11, 2013 · Closed Dec 18, 2013 · Nature of suit: P.I.: Other · Cause: 28:1333 Admiralty
Role of Bergquist: Plaintiff · Outcome: Terminated 2013-12-18 — FJC Integrated Database disposition: Judgment on consent; judgment for plaintiff Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in NC (not a filing state)
Bergquist v. Bank of America, N.A. dismissed
District Court, D. New Hampshire · No. 1:12-cv-00287 · Filed Jul 27, 2012 · Closed Jun 27, 2014 · Nature of suit: 140 Negotiable instruments
Role of Bergquist: Plaintiff · Outcome: Terminated 2014-06-27 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in NH (not a filing state)
S.A. Armstrong, Ltd. v. Bergquist Torrington Company dismissed
District Court, D. Connecticut · No. 3:12-cv-00587 · Filed Apr 19, 2012 · Closed Jun 18, 2012 · Nature of suit: 190 Other contract actions
Role of Bergquist Torrington Company: Defendant · Outcome: Terminated 2012-06-18 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in CT (not a filing state)
PCiRoads, LLC v. Bergquist dismissed
District Court, D. South Dakota · No. 3:12-cv-03007 · Filed Mar 20, 2012 · Closed Mar 29, 2012 · Nature of suit: 890 Other statutory actions
Role of Bergquist: Defendant · Outcome: Terminated 2012-03-29 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in SD (not a filing state)
The Bergquist Company v. S.A. Armstrong, LTD. dismissed
District Court, D. Minnesota · No. 0:11-cv-03633 · Filed Dec 16, 2011 · Closed Jun 15, 2012 · Nature of suit: 190 Other contract actions
Role of The Bergquist Company: Plaintiff · Outcome: Terminated 2012-06-15 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
Bergquist v. Deustche Bank National Trust Company as Trustee for Saxon Securities Trust 2007-4 dismissed
District Court, D. Oregon · No. 3:11-cv-01303 · Filed Oct 28, 2011 · Closed Jul 12, 2013 · Nature of suit: Real Property: Foreclosure · Cause: 28:1332 Diversity-Petition for Removal
Role of Bergquist: Plaintiff · Outcome: Terminated 2013-07-12 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in OR (not a filing state)
The Bergquist Torrington Company v. Medical Industries America, Inc. closed
District Court, S.D. Iowa · No. 4:11-mc-00024 · Filed Sep 16, 2011 · Closed Sep 16, 2011
Role of The Bergquist Torrington Company: Plaintiff · Outcome: Terminated 2011-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in IA (not a filing state)
Bergquist Company, The v. Amonix, Inc. dismissed
District Court, D. Minnesota · No. 0:11-cv-01600 · Filed Jun 17, 2011 · Closed Nov 7, 2011 · Nature of suit: 190 Other contract actions
Role of Bergquist Company, The: Plaintiff · Outcome: Terminated 2011-11-07 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
Riley Bros. Construction, Inc. v. Bergquist dismissed
District Court, D. South Dakota · No. 3:10-cv-03018 · Filed Aug 19, 2010 · Closed Sep 20, 2010 · Nature of suit: 890 Other statutory actions
Role of Bergquist: Defendant · Outcome: Terminated 2010-09-20 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in SD (not a filing state)
BERGQUIST v. FIA CARD SERVICES, N.A., ET AL dismissed
District Court, N.D. Illinois · No. · Filed May 13, 2010 · Closed Sep 10, 2010 · Nature of suit: 380 Other personal property damage
Role of BERGQUIST: Plaintiff · Outcome: Terminated 2010-09-10 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in IL (not a filing state)
S.A. Armstrong, LTD. v. Bergquist Company, The dismissed
District Court, D. Minnesota · No. 0:10-cv-01917 · Filed Apr 30, 2010 · Closed Sep 16, 2010 · Nature of suit: Fraud · Cause: 15:1601 Truth in Lending
Role of Bergquist Company, The: Defendant · Outcome: Terminated 2010-09-16 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
Bergquist v.Mann Bracken LLP,et al closed
District Court, N.D. Illinois · No. 1:09-cv-05056 · Filed Aug 17, 2009 · Closed Sep 10, 2010 · Nature of suit: 380 Other personal property damage
Role of Bergquist v.Mann Bracken LLP: Party · Outcome: Terminated 2010-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in IL (not a filing state)
Bergquist Torrington Company, The v. Medical Industries America, Inc. dismissed
District Court, D. Minnesota · No. 0:08-cv-02998 · Filed Jun 25, 2008 · Closed Jun 29, 2009 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Bergquist Torrington Company, The: Plaintiff · Outcome: Terminated 2009-06-29 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
Gelinas v. The Bergquist Company dismissed
District Court, N.D. California · No. 5:08-cv-02137 · Filed Apr 24, 2008 · Closed Sep 22, 2008 · Nature of suit: 190 Other contract actions
Role of The Bergquist Company: Defendant · Outcome: Terminated 2008-09-22 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in CA (not a filing state)
Bergquist Company, The v. Gelinas dismissed
District Court, D. Minnesota · No. 0:08-cv-00569 · Filed Feb 28, 2008 · Closed Sep 23, 2008 · Nature of suit: 190 Other contract actions
Role of Bergquist Company, The: Plaintiff · Outcome: Terminated 2008-09-23 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
Bergquist v. Ameriquest Mortgage Company dismissed
District Court, N.D. Illinois · No. 1:06-cv-01438 · Filed Mar 15, 2006 · Closed May 6, 2011 · Nature of suit: 890 Other statutory actions
Role of Bergquist: Plaintiff · Outcome: Terminated 2011-05-06 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in IL (not a filing state)
GLENRO, INC. v. BERGQUIST COMPANY dismissed
District Court, D. New Jersey · No. 2:04-cv-02510 · Filed May 28, 2004 · Closed Sep 14, 2005 · Nature of suit: 190 Other contract actions
Role of BERGQUIST COMPANY: Defendant · Outcome: Terminated 2005-09-14 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in NJ (not a filing state)
Bergquist Company v. C&D Technologies dismissed
District Court, D. Minnesota · No. 0:02-cv-03477 · Filed Aug 26, 2002 · Closed Oct 31, 2002 · Nature of suit: 190 Other contract actions
Role of Bergquist Company: Plaintiff · Outcome: Terminated 2002-10-31 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
Bergquist v. Aetna U.S.Healthcare dismissed
District Court, S.D. New York · No. 7:02-cv-02033 · Filed Mar 13, 2002 · Closed Jun 15, 2004 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Bergquist: Plaintiff · Outcome: Terminated 2004-06-15 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in NY (not a filing state)
Bergquist v. FyBX Corporation judgment
District Court, E.D. Louisiana · No. 2:02-cv-00722 · Filed Mar 12, 2002 · Closed Sep 3, 2003 · Nature of suit: 160 Stockholders Suits · Cause: 28:1332 Diversity - Stockholders Suits
Role of Bergquist: Plaintiff · Outcome: Terminated 2003-09-03 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in LA (not a filing state)
Bergquist v. FYBX Corporation closed
District Court, N.D. Georgia · No. 1:01-cv-01234 · Filed May 14, 2001 · Closed Feb 28, 2002 · Nature of suit: 160 Stockholder's suits
Role of Bergquist: Plaintiff · Outcome: Terminated 2002-02-28 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in GA (not a filing state)
Bergquist v. Prudential Ins. Co. dismissed
District Court, D. Minnesota · No. 4:93-cv-00512 · Filed May 24, 1993 · Closed Aug 9, 1994 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Bergquist: Plaintiff · Outcome: Terminated 1994-08-09 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
SUNROC CORPORATION v. THE BERGQUIST CO. dismissed
District Court, E.D. Pennsylvania · No. 2:92-cv-02195 · Filed Apr 15, 1992 · Closed Jun 12, 1992 · Nature of suit: 190 Other contract actions
Role of THE BERGQUIST CO.: Defendant · Outcome: Terminated 1992-06-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in PA (not a filing state)
Vul-Can Traffic, Inc v. Bergquist closed
District Court, D. Minnesota · No. 4:91-cv-00122 · Filed Feb 14, 1991 · Closed Mar 4, 1991
Role of Bergquist: Defendant · Outcome: Terminated 1991-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
Twin Modal, Inc. v. Bergquist closed
District Court, D. Minnesota · No. 4:91-cv-00032 · Filed Jan 17, 1991 · Closed Aug 7, 1991
Role of Bergquist: Defendant · Outcome: Terminated 1991-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
Road Machinery & Sup v. Bergquist dismissed
District Court, D. Minnesota · No. 4:90-cv-00891 · Filed Nov 9, 1990 · Closed Jan 18, 1991 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of Bergquist: Defendant · Outcome: Terminated 1991-01-18 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
Bergquist v. Trust Services Amer dismissed
District Court, C.D. California · No. 2:90-cv-05666 · Filed Oct 19, 1990 · Closed May 20, 1992 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Bergquist: Plaintiff · Outcome: Terminated 1992-05-20 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in CA (not a filing state)
THE BERGQUIST CO. v. SUNROC CORPORATION dismissed
District Court, E.D. Pennsylvania · No. 2:90-cv-06153 · Filed Sep 24, 1990 · Closed Jun 12, 1992 · Nature of suit: 890 Other statutory actions
Role of THE BERGQUIST CO.: Plaintiff · Outcome: Terminated 1992-06-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in PA (not a filing state)
Bergquist v. LaSalle-Dietch Co judgment
District Court, D. Minnesota · No. 4:90-cv-00727 · Filed Sep 20, 1990 · Closed Feb 7, 1991 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of Bergquist: Plaintiff · Outcome: Terminated 1991-02-07 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
Bergquist Co Inc v. ADT Security Systems judgment
District Court, D. Minnesota · No. 3:90-cv-00395 · Filed Jul 10, 1990 · Closed Mar 8, 1993 · Nature of suit: 380 Other personal property damage
Role of Bergquist Co Inc: Plaintiff · Outcome: Terminated 1993-03-08 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
Bergquist (trustee) v. Grist Mill Company closed
District Court, D. Minnesota · No. 4:89-cv-00807 · Filed Sep 14, 1989 · Closed Oct 23, 1989
Role of Bergquist (trustee): Plaintiff · Outcome: Terminated 1989-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
Bergquist v. Oil-Dri Corporation closed
District Court, D. Minnesota · No. 3:89-cv-00165 · Filed Mar 24, 1989 · Closed Sep 12, 1989
Role of Bergquist: Plaintiff · Outcome: Terminated 1989-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release; 1 state regulator order

Consent Order WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Aug 31, 2023 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-18-2467-22-CO01 · Parties (regulator's caption): Coinme Inc.; Up Global SEZC; Neil Bergquist · Order entered with/against: Coinme Inc. (“Coinme”), Up Global SEZC (“Up Global”), and Neil Bergquist
As listed by the regulator: On August 31, 2023, the Securities Division entered a Consent Order with Respondents Coinme Inc. (“Coinme”), Up Global SEZC (“Up Global”), and Neil Bergquist (“Bergquist”) (collectively, “the Respondents”). … In the Consent Order, the Respondents neither admit nor deny the Securities Division’s Findings of Fact and Conclusions of Law, but agree to cease and desist from violations of the Securities Act of Washington and to pay $10,000 in investigative costs. Due to the Respondents’ settlement with the Securities and Exchange Commission for the same conduct described in the Consent Order, including the possible creation of a Fair Fund for investor restitution, the Securities Division is not imposing a fine against the Respondents. Order / docket ↗ Regulator's list ↗
same rare surname (5 people in Form D filings); different first name (neil); regulator in WA (not a filing state)
Neil Bergquist; Up, Global SEZC; Coinme, Inc. Administrative proceeding
SEC · Apr 28, 2023 · Parties as named in the release: Neil Bergquist; Up, Global SEZC; Coinme, Inc. Read the release ↗
same rare surname (5 people in Form D filings); different first name (neil); the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Lars Bergquist..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

46 cases: 46 closed (disposition not in docket feed)

Stern v. The Bergquist Company closed
United States Bankruptcy Court, E.D. New York · No. 8-07-08085 · Filed Feb 26, 2007 · Closed Apr 3, 2007
Role of The Bergquist Company: Defendant · Outcome: Case closed 2007-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in NY (not a filing state)
Weneta M A Kosmala Ch 7 Trustee v. The Bergquist Co closed
United States Bankruptcy Court, C.D. California · No. 8:06-ap-01033 · Filed Jan 5, 2006 · Closed Sep 20, 2006
Role of The Bergquist Co: Defendant · Outcome: Case closed 2006-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in CA (not a filing state)
NM Holdings Company, LLC v. Bergquist Company closed
United States Bankruptcy Court, E.D. Michigan · No. 05-04513 · Filed Mar 22, 2005 · Closed Nov 17, 2005
Role of Bergquist Company: Defendant · Outcome: Case closed 2005-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MI (not a filing state)
Chase Manhattan Bank USA, N.A. v. Bergquist closed
United States Bankruptcy Court, E.D. California · No. 05-02040 · Filed Jan 26, 2005 · Closed Jun 6, 2005
Role of Bergquist: Defendant · Outcome: Case closed 2005-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in CA (not a filing state)
Lars C. Bergquist closed
United States Bankruptcy Court, S.D. Florida. · No. 03-43413 · Filed Dec 23, 2003 · Closed Apr 7, 2004
Role of Lars C. Bergquist: Debtor · Outcome: Case closed 2004-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); first name matches; court in FL (not a filing state)
Moglia v. Bergquist Company closed
United States Bankruptcy Court, N.D. Illinois · No. 02-01648 · Filed Oct 24, 2002 · Closed Oct 9, 2003
Role of Bergquist Company: Defendant · Outcome: Case closed 2003-10-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in IL (not a filing state)
BERGQUIST v. THE TRAVELERS INDEMNITY COMPANY closed
United States Bankruptcy Court, D. Minnesota · No. 98-04362 · Filed Dec 9, 1998 · Closed Jul 30, 1999
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1999-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. ANDREW KOLB & SONS LTD closed
United States Bankruptcy Court, D. Minnesota · No. 97-04270 · Filed Oct 23, 1997 · Closed Dec 30, 1997
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1997-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. DEVELOPMENT, INC. PROFIT SHARING PLAN, AND ARTHUR closed
United States Bankruptcy Court, D. Minnesota · No. 97-03242 · Filed Sep 10, 1997 · Closed May 20, 1998
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1998-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. FIDELITY MORTGAGE DECISIONS CORP closed
United States Bankruptcy Court, D. Minnesota · No. 97-04180 · Filed Aug 5, 1997 · Closed Mar 31, 1998
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1998-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. BREWSTER DIVERSIFIED SERVICES INC closed
United States Bankruptcy Court, D. Minnesota · No. 97-04178 · Filed Aug 1, 1997 · Closed Mar 23, 1998
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1998-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. FARM CREDIT SERVICES OF NORTHWEST WISC closed
United States Bankruptcy Court, D. Minnesota · No. 97-04141 · Filed Jun 23, 1997 · Closed Feb 18, 1998
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1998-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. NORTHWEST AIRLINES INC closed
United States Bankruptcy Court, D. Minnesota · No. 96-04341 · Filed Nov 13, 1996 · Closed Jan 31, 1997
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1997-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. R & M AUTOMOTIVE closed
United States Bankruptcy Court, D. Minnesota · No. 96-04342 · Filed Nov 13, 1996 · Closed Jan 31, 1997
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1997-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. MAPLE GROVE AUTOBODY INC closed
United States Bankruptcy Court, D. Minnesota · No. 96-04340 · Filed Nov 13, 1996 · Closed Dec 26, 1996
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1996-12-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. BURNS INTERNATIONAL SECURITY SERVICES INC closed
United States Bankruptcy Court, D. Minnesota · No. 96-04132 · Filed May 21, 1996 · Closed Apr 18, 1997
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1997-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. MENARD INC closed
United States Bankruptcy Court, D. Minnesota · No. 96-04129 · Filed May 21, 1996 · Closed Apr 18, 1997
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1997-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. TEMROC METALS INC closed
United States Bankruptcy Court, D. Minnesota · No. 95-04353 · Filed Dec 6, 1995 · Closed Jun 28, 1996
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1996-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
Sundeen Lumber Co., Inc. v. Bergquist closed
United States Bankruptcy Court, D. New Hampshire · No. 95-01179 · Filed Oct 20, 1995 · Closed Dec 26, 1995
Role of Bergquist: Defendant · Outcome: Case closed 1995-12-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in NH (not a filing state)
BERGQUIST v. INTERNATIONAL HAIRGOODS INC closed
United States Bankruptcy Court, D. Minnesota · No. 95-04313 · Filed Oct 16, 1995 · Closed Dec 28, 1995
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1995-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. TWIN CITY MECHANICAL INC closed
United States Bankruptcy Court, D. Minnesota · No. 95-04103 · Filed Mar 22, 1995 · Closed Sep 27, 1995
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1995-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. CONRAD MECHANICAL CONTRACTORS INC closed
United States Bankruptcy Court, D. Minnesota · No. 95-04108 · Filed Mar 22, 1995 · Closed Jul 27, 1995
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1995-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. NORTLAND MECHANICAL CONTRACTORS INC closed
United States Bankruptcy Court, D. Minnesota · No. 95-04105 · Filed Mar 22, 1995 · Closed Jul 27, 1995
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1995-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. KLAMM MECHANICAL CONTRACTORS INC closed
United States Bankruptcy Court, D. Minnesota · No. 95-04107 · Filed Mar 22, 1995 · Closed Aug 29, 1995
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1995-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. MAJOR MECHANICAL INC closed
United States Bankruptcy Court, D. Minnesota · No. 95-04106 · Filed Mar 22, 1995 · Closed May 23, 1995
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1995-05-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. PREMIER MECHANICAL INC closed
United States Bankruptcy Court, D. Minnesota · No. 95-04104 · Filed Mar 22, 1995 · Closed Nov 30, 1995
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1995-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. QUIKCOUP INC closed
United States Bankruptcy Court, D. Minnesota · No. 94-04287 · Filed Apr 22, 1994 · Closed Feb 28, 1995
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1995-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. BULL MOOSE TUBE COMPANY closed
United States Bankruptcy Court, D. Minnesota · No. 94-04286 · Filed Apr 22, 1994 · Closed Oct 27, 1994
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1994-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BANK ONE COLUMBUS NA v. BERGQUIST closed
United States Bankruptcy Court, D. Minnesota · No. 94-04108 · Filed Mar 11, 1994 · Closed Jul 18, 1994
Role of BERGQUIST: Defendant · Outcome: Case closed 1994-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
Bergquist Builders Inc closed
United States Bankruptcy Court, N.D. Illinois · No. 93-21887 · Filed Oct 19, 1993 · Closed Jun 15, 1994
Role of Bergquist Builders Inc: Debtor · Outcome: Case closed 1994-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in IL (not a filing state)
BERGQUIST v. AMERICANA BANK closed
United States Bankruptcy Court, D. Minnesota · No. 93-04128 · Filed Mar 26, 1993 · Closed Jul 28, 1993
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1993-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. STOLTZE LAND & LUMBER CO closed
United States Bankruptcy Court, D. Minnesota · No. 93-04076 · Filed Feb 2, 1993 · Closed Apr 28, 1993
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1993-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. BOYD HOUSER CANDY & TOBACCO COMPANY closed
United States Bankruptcy Court, D. Minnesota · No. 93-04037 · Filed Jan 14, 1993 · Closed Aug 27, 1993
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1993-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. THERMO-PAK CORPORATION closed
United States Bankruptcy Court, D. Minnesota · No. 93-04035 · Filed Jan 14, 1993 · Closed Sep 27, 1993
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1993-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. HULETT POST & POLE COMPANY closed
United States Bankruptcy Court, D. Minnesota · No. 93-04025 · Filed Jan 11, 1993 · Closed Sep 21, 1993
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1993-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. US GYPSUM CORPORATION closed
United States Bankruptcy Court, D. Minnesota · No. 93-04023 · Filed Jan 11, 1993 · Closed Feb 23, 1993
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1993-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. SHELTER PRODUCTS COMPANY closed
United States Bankruptcy Court, D. Minnesota · No. 93-04029 · Filed Jan 11, 1993 · Closed Sep 21, 1993
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1993-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. MURPHY SALES COMPANY closed
United States Bankruptcy Court, D. Minnesota · No. 93-04010 · Filed Jan 7, 1993 · Closed Jul 15, 1993
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1993-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. MARVIN WINDOWS COMPANY closed
United States Bankruptcy Court, D. Minnesota · No. 93-04009 · Filed Jan 7, 1993 · Closed Mar 9, 1993
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1993-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. SHAKOPEE VALLEY PRINTING CO closed
United States Bankruptcy Court, D. Minnesota · No. 93-04012 · Filed Jan 7, 1993 · Closed Oct 22, 1993
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1993-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. PACIFIC MUTUAL DOOR COMPANY closed
United States Bankruptcy Court, D. Minnesota · No. 93-04011 · Filed Jan 7, 1993 · Closed Mar 26, 1993
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1993-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. TEE-LOK CORPORATION closed
United States Bankruptcy Court, D. Minnesota · No. 93-04013 · Filed Jan 7, 1993 · Closed Feb 23, 1993
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1993-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. LINNTON PLYWOOD CORPORATION closed
United States Bankruptcy Court, D. Minnesota · No. 93-04007 · Filed Jan 7, 1993 · Closed Apr 19, 1993
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1993-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. CELOTEX CORPORATION closed
United States Bankruptcy Court, D. Minnesota · No. 93-04005 · Filed Jan 7, 1993 · Closed Feb 8, 1993
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1993-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
BERGQUIST v. AMERICAN INTERNATIONAL closed
United States Bankruptcy Court, D. Minnesota · No. 93-04004 · Filed Jan 7, 1993 · Closed Apr 28, 1993
Role of BERGQUIST: Plaintiff · Outcome: Case closed 1993-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in MN (not a filing state)
Whitaker v. Bergquist Company closed
United States Bankruptcy Court, M.D. Florida · No. 3:92-ap-09391 · Filed Jun 26, 1992 · Closed Sep 25, 1997
Role of Bergquist Company: Defendant · Outcome: Case closed 1997-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 115 federal dockets); surname only in the caption; court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Lars Bergquist — 5 worth asking about (compared 10 filings on Oct 24, 2026)

Worth asking · Mar 2, 2011 – Feb 28, 2012

Amount sold went down between filings — AIG LIFE OF BERMUDA LTD

The Mar 2, 2011 filing says $931,013,553 sold; the Feb 28, 2012 Form D/A says $909,263,990 sold — $21,749,563 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Mar 2, 2011 ↗Form D/A (later) · Feb 28, 2012 ↗AIG LIFE OF BERMUDA LTD — PartnerFacts page ↗
Sources
Worth asking · Mar 12, 2010 – Feb 23, 2018

18 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Insurance Distributors International — AIG LIFE OF BERMUDA LTD · Paid seller listed without a CRD number: New Castle Consultants (Cayman), Ltd. — AIG LIFE OF BERMUDA LTD · Paid seller listed without a CRD number: Northstar Group (Bermuda), Ltd. — AIG LIFE OF BERMUDA LTD · Paid seller listed without a CRD number: Peter M. Williams Worldwide, Ltd. — AIG LIFE OF BERMUDA LTD · Paid seller listed without a CRD number: PPLI International, Ltd. — AIG LIFE OF BERMUDA LTD · and 13 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Feb 23, 2018 ↗BrokerCheck search: Insurance Distributors International ↗AIG LIFE OF BERMUDA LTD — PartnerFacts page ↗Form D/A · Feb 28, 2014 ↗
Sources
Worth asking · Oct 28, 2009 – Mar 2, 2011

Form D filed 490 days after the first sale — AIG LIFE OF BERMUDA LTD

The filing says the first sale was Oct 28, 2009. The Form D was filed Mar 2, 2011 — 490 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 475 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Mar 2, 2011 ↗AIG LIFE OF BERMUDA LTD — PartnerFacts page ↗
Sources
Worth asking · Mar 12, 2010 – Mar 2, 2011

Form D filed 355 days after the first sale — AIG LIFE OF BERMUDA LTD

The filing says the first sale was Mar 12, 2010. The Form D was filed Mar 2, 2011 — 355 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 340 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Mar 2, 2011 ↗AIG LIFE OF BERMUDA LTD — PartnerFacts page ↗
Sources
Note · Mar 12, 2010 – Feb 28, 2014

No amendment in the last 12 months on an offering that may still be open — AIG LIFE OF BERMUDA LTD (latest filing Feb 28, 2014)

The latest filing for this offering is dated Feb 28, 2014 (first sale Mar 12, 2010). It reports $975,788,974 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Feb 28, 2014 ↗AIG LIFE OF BERMUDA LTD — PartnerFacts page ↗
Sources
Note · Mar 12, 2010

No amendment in the last 12 months on an offering that may still be open — AIG LIFE OF BERMUDA LTD (latest filing Mar 12, 2010)

The latest filing for this offering is dated Mar 12, 2010 (first sale Mar 12, 2010). It reports $10,399,970 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Mar 12, 2010 ↗AIG LIFE OF BERMUDA LTD — PartnerFacts page ↗
Sources
Worth asking · Feb 28, 2014 – Feb 27, 2015

Lars Bergquist is no longer listed on the Feb 27, 2015 amendment — AIG LIFE OF BERMUDA LTD

Lars Bergquist appears on the Feb 28, 2014 Form D/A (executive officer, director) but not on the Feb 27, 2015 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Feb 28, 2014 ↗Form D/A · Feb 27, 2015 ↗Lars Bergquist — PartnerFacts page ↗AIG LIFE OF BERMUDA LTD — PartnerFacts page ↗
Sources
Note · Mar 12, 2010

Minimum investment changed between filings — AIG LIFE OF BERMUDA LTD

The Mar 12, 2010 filing lists a minimum of $200,000; the Mar 12, 2010 Form D lists $500,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Mar 12, 2010 ↗Form D (later) · Mar 12, 2010 ↗AIG LIFE OF BERMUDA LTD — PartnerFacts page ↗
Sources
Note · Mar 12, 2010 – Feb 28, 2014

Lars Bergquist is written 2 different ways on the filings

listed as "Lars Bergquist" on 8 filings (from Mar 12, 2010), and "Lars Roland Bergquist" on 2 filings (from Feb 28, 2014).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Mar 12, 2010 ↗Form D/A · Feb 28, 2014 ↗Lars Bergquist — PartnerFacts page ↗
Sources
Note · Feb 25, 2016 – Feb 24, 2017

Address moved from Los Angeles, CA to Houston, TX — AIG LIFE OF BERMUDA LTD

The people listed on the Feb 25, 2016 filing give Los Angeles, CA; on the Feb 24, 2017 filing they give Houston, TX.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Feb 25, 2016 ↗Form D/A · Feb 24, 2017 ↗AIG LIFE OF BERMUDA LTD — PartnerFacts page ↗
Sources
Note · Feb 27, 2015 – Feb 25, 2016

Address moved from Houston, TX to Los Angeles, CA — AIG LIFE OF BERMUDA LTD

The people listed on the Feb 27, 2015 filing give Houston, TX; on the Feb 25, 2016 filing they give Los Angeles, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Feb 27, 2015 ↗Form D/A · Feb 25, 2016 ↗AIG LIFE OF BERMUDA LTD — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 3 offerings report sales commissions; 3 report finder's fees totalling $2,311,493; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 28, 2014 D/A
AIG LIFE OF BERMUDA LTD
File 021-156089
$0 (est.)$1,547,728 (est.)$0Insurance Distributors International no CRD number reported
via Insurance Distributors International

New Castle Consultants (Cayman), Ltd. no CRD number reported
via New Castle Consultants (Cayman), Ltd.

Northstar Group (Bermuda), Ltd. no CRD number reported
via Northstar Group (Bermuda), Ltd.

Peter M. Williams Worldwide, Ltd. no CRD number reported
via Peter M. Williams Worldwide, Ltd.

PPLI International, Ltd. no CRD number reported
via PPLI International, Ltd.

Rushmore International Consulting, Ltd. no CRD number reported
via Rushmore International Consulting, Ltd.

Sterling Resources, Ltd. no CRD number reported
via Sterling Resources, Ltd.

Stern Capital Limited no CRD number reported
via Stern Capital Limited

AG Transnational Ltd. no CRD number reported
via AG Transnational Ltd.

Crown World Services, Ltd no CRD number reported
via Crown World Services, Ltd

Edgewater Consulting Group, Ltd. no CRD number reported
via Edgewater Consulting Group, Ltd.

Insurance Placement Services no CRD number reported
via Insurance Placement Services
EDGAR ↗
Feb 28, 2014 D/A
AIG LIFE OF BERMUDA LTD
File 021-156091
$0$63,765$0Hayes Wealth Management no CRD number reported
via Hayes Wealth Management

Insurance Distributors International no CRD number reported
via Insurance Distributors International
EDGAR ↗
Mar 12, 2010 D
AIG LIFE OF BERMUDA LTD
File 021-123900
$0 (est.)$700,000 (est.)$0HSBC Insurance Management (Bermuda) Ltd no CRD number reported
via Insurance Distributors International (Bermuda) Ltd
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Lars Bergquist on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AL
Insurance

AIG LIFE OF BERMUDA LTD

Pembroke, Bermuda (as filed: D0) · Mar 12, 2010 → Feb 28, 2014 · 10 filings
  • Feb 28, 2014 · D/A · $9,995,844 sold of Indefinite · 2 investors · min. $200,000 · role: Executive Officer, Director (Director and Executive Vice President) EDGAR ↗
  • Feb 28, 2014 · D/A · $975,788,974 sold of Indefinite · 94 investors · min. $500,000 · role: Executive Officer, Director (Director and Executive Vice President) EDGAR ↗
  • Feb 28, 2013 · D/A · $9,995,844 sold of Indefinite · 2 investors · min. $200,000 · role: Executive Officer, Director (Director and Executive Vice President) EDGAR ↗
  • Feb 28, 2013 · D/A · $948,024,836 sold of Indefinite · 93 investors · min. $500,000 · role: Executive Officer, Director (Director and Executive Vice President) EDGAR ↗
  • Feb 28, 2012 · D/A · $1,906,746 sold of Indefinite · 1 investors · min. $200,000 · role: Executive Officer, Director (Director and Executive Vice President) EDGAR ↗
  • Feb 28, 2012 · D/A · $909,263,990 sold of Indefinite · 92 investors · min. $500,000 · role: Executive Officer, Director (Director and Executive Vice President) EDGAR ↗
  • Mar 2, 2011 · D · $1,906,746 sold of Indefinite · 1 investors · min. $200,000 · role: Executive Officer, Director (Director and Executive Vice President) EDGAR ↗
  • Mar 2, 2011 · D · $931,013,553 sold of Indefinite · 92 investors · min. $500,000 · role: Executive Officer, Director (Director and Executive Vice President) EDGAR ↗
  • Mar 12, 2010 · D · $10,399,970 sold of Indefinite · 100 investors · min. $500,000 · role: Executive Officer, Director (Executive Vice President) EDGAR ↗
  • Mar 12, 2010 · D · $0 sold of Indefinite · 0 investors · min. $200,000 · role: Executive Officer, Director (Executive Vice President) EDGAR ↗

Raised $975.8M from 100 investors as of the latest filing. Lars is listed as executive officer, director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(b) (687 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Lars 20

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Philip

Executive Officer, Director · 10 shared filings (1 issuer)

Listed on the same filings as Lars Bergquist. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Don Wayne Cummings

Director, Executive Officer · 8 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Lars Bergquist. Their page shows their other deals.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen George Cubbon

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as Lars Bergquist. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Frank Herbert, Jr.

Executive Officer, Director · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Lars Bergquist. Their page shows their other deals.

FF
No photo found yet (own website and image search run after this page is viewed)
Person

Farideh Farrokhi

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Lars Bergquist. Their page shows their other deals.

KJ
No photo found yet (own website and image search run after this page is viewed)
Person

Kyle Lynn Jennings

Director · 6 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Lars Bergquist. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Joseph Novak

Executive Officer, Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Lars Bergquist. Their page shows their other deals.

DJ
No photo found yet (own website and image search run after this page is viewed)
Person

David S. Jorgensen

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Lars Bergquist. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Dean Miller

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Lars Bergquist. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

David William O'Leary

Executive Officer, Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Lars Bergquist. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Michael Beuerlein

Executive Officer · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Lars Bergquist. Their page shows their other deals.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

Terry Box Festervand

Executive Officer · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Lars Bergquist. Their page shows their other deals.

DV
No photo found yet (own website and image search run after this page is viewed)
Person

David Valzania

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Lars Bergquist. Their page shows their other deals.

PF
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Flint

Director · 2 shared filings (1 issuer)

Listed on the same filings as Lars Bergquist. Their page shows their other deals.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas John Diemer

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Lars Bergquist. Their page shows their other deals.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

William Carl Wolfe

Executive Officer · 2 shared filings (1 issuer) · also on 4 other issuers

William Carl Wolfe is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Philip Harwood

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Lars Bergquist. Their page shows their other deals.

JZ
No photo found yet (own website and image search run after this page is viewed)
Person

Jesus C Zaragoza

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Lars Bergquist. Their page shows their other deals.

HK
No photo found yet (own website and image search run after this page is viewed)
Person

Heather Kitson

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Lars Bergquist. Their page shows their other deals.

CK
No photo found yet (own website and image search run after this page is viewed)
Person

Cara Mae Knezic

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Lars Bergquist. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Lars Bergquist by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Lars Bergquist is listed on: none on file. No website or social profile named in AIG LIFE OF BERMUDA LTD's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #257,978 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Pembroke, D0). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Lars Bergquist appears on a new Form D, or when a court case or SEC action is matched to them. See plans →